

1,402,004 filings since 2004 · latest accepted Nov 4, 2026, 7:04 AM ET
Priority items usually mark a change in credit, accounting integrity, control or listing status: 1.02 Agreement terminated, 1.03 Bankruptcy, 1.05 Cybersecurity incident, 2.04 Debt acceleration, 2.05 Restructuring costs, 2.06 Impairment, 3.01 Delisting notice, 4.01 Auditor change, 4.02 Non-reliance (restatement), 5.01 Change in control.
| Filed | Company | Items | Filing |
|---|---|---|---|
Oct 31, 2007 accepted 5:30 PM ET | INFUInfuSystem Holdings, Inc | 1.01Material agreement2.01Acquisition / disposition2.02Earnings release2.03New debt obligation5.02Officer / director change5.03Bylaws / fiscal year |
Source: SEC EDGAR. Same-day filings appear within minutes and are re-checked against SEC's nightly index. Tickers are current listings, so a company's older filings show its ticker today.
| DocumentSEC ↗ |
Sep 24, 2007 accepted 5:10 PM ET | ALTAltimmune, Inc. | 8-K/A 1.01Material agreement2.01Acquisition / disposition3.02Unregistered equity sale3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year5.06Shell status change8.01Other events | DocumentSEC ↗ |
Sep 21, 2007 accepted 8:49 PM ET | CAPRCAPRICOR THERAPEUTICS, INC. | 2.01Acquisition / disposition4.01Auditor change5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year5.06Shell status change | DocumentSEC ↗ |
Sep 21, 2007 accepted 3:20 PM ET | HROWHARROW, INC. | 1.01Material agreement2.01Acquisition / disposition3.02Unregistered equity sale4.01Auditor change5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year5.06Shell status change | DocumentSEC ↗ |
Aug 9, 2007 accepted 5:28 PM ET | ALTAltimmune, Inc. | 1.01Material agreement2.01Acquisition / disposition3.02Unregistered equity sale3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year5.06Shell status change8.01Other events | DocumentSEC ↗ |
Aug 3, 2007 accepted 9:20 PM ET | PLAGPlanet Green Holdings Corp. | 8-K/A 1.01Material agreement2.01Acquisition / disposition3.01Delisting notice4.01Auditor change5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year5.06Shell status change | DocumentSEC ↗ |
Jul 30, 2007 accepted 1:20 PM ET | ABVCABVC BIOPHARMA, INC. | 1.01Material agreement3.02Unregistered equity sale4.01Auditor change5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year5.06Shell status change | DocumentSEC ↗ |
Jul 12, 2007 accepted 1:12 AM ET | VHCVirnetX Holding Corp | 1.01Material agreement2.01Acquisition / disposition3.02Unregistered equity sale5.02Officer / director change5.06Shell status change | DocumentSEC ↗ |
Jun 18, 2007 accepted 2:21 PM ET | RDCTVNUE, Inc. | 2.01Acquisition / disposition5.06Shell status change | DocumentSEC ↗ |
May 9, 2007 accepted 9:24 PM ET | PLAGPlanet Green Holdings Corp. | 1.01Material agreement2.01Acquisition / disposition4.01Auditor change5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year5.06Shell status change | DocumentSEC ↗ |
Apr 26, 2007 accepted 4:55 PM ET | AMFNAmerican Fusion, Inc. | 1.01Material agreement2.01Acquisition / disposition2.03New debt obligation3.02Unregistered equity sale5.01Change in control5.06Shell status change | DocumentSEC ↗ |
Apr 2, 2007 accepted 11:13 AM ET | OPKOPKO HEALTH, INC. | 1.01Material agreement2.01Acquisition / disposition3.02Unregistered equity sale5.01Change in control5.02Officer / director change5.06Shell status change | DocumentSEC ↗ |
Mar 29, 2007 accepted 10:00 AM ET | CLUSCluster Group Holdings Ltd Co | 1.01Material agreement2.01Acquisition / disposition3.02Unregistered equity sale5.01Change in control5.02Officer / director change5.06Shell status change | DocumentSEC ↗ |
Mar 13, 2007 accepted 4:46 PM ET | EMMAEmmaus Life Sciences, Inc. | 1.01Material agreement2.01Acquisition / disposition3.02Unregistered equity sale4.01Auditor change5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year5.06Shell status change | DocumentSEC ↗ |
Feb 13, 2007 accepted 4:45 PM ET | PTIXProtagenic Therapeutics, Inc.\new | 1.01Material agreement2.01Acquisition / disposition2.03New debt obligation3.02Unregistered equity sale5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year5.06Shell status change | DocumentSEC ↗ |
Feb 7, 2007 accepted 5:53 PM ET | AVXLANAVEX LIFE SCIENCES CORP. | 2.01Acquisition / disposition3.02Unregistered equity sale5.01Change in control5.06Shell status change | DocumentSEC ↗ |
Feb 6, 2007 accepted 5:23 PM ET | REOSReoStar Energy CORP | 1.01Material agreement2.01Acquisition / disposition3.02Unregistered equity sale5.03Bylaws / fiscal year5.06Shell status change | DocumentSEC ↗ |
Feb 1, 2007 accepted 10:11 PM ET | LSTALISATA THERAPEUTICS, INC. | 3.02Unregistered equity sale5.06Shell status change | DocumentSEC ↗ |
Jan 25, 2007 accepted 10:00 PM ET | TSSITSS, Inc. | 1.01Material agreement2.01Acquisition / disposition3.02Unregistered equity sale3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year5.06Shell status change | DocumentSEC ↗ |
Jan 8, 2007 accepted 7:45 PM ET | PLXProtalix BioTherapeutics, Inc. | 1.01Material agreement2.01Acquisition / disposition3.02Unregistered equity sale5.01Change in control5.02Officer / director change5.06Shell status change | DocumentSEC ↗ |
Dec 29, 2006 accepted 1:59 PM ET | ISCOInternational Stem Cell CORP | 1.01Material agreement2.01Acquisition / disposition3.02Unregistered equity sale4.01Auditor change5.01Change in control5.02Officer / director change5.06Shell status change8.01Other events | DocumentSEC ↗ |
Dec 12, 2006 accepted 6:06 PM ET | GUREGULF RESOURCES, INC. | 1.01Material agreement2.01Acquisition / disposition5.01Change in control5.06Shell status change | DocumentSEC ↗ |
Nov 22, 2006 accepted 6:07 PM ET | UAVSAgEagle Aerial Systems Inc. | 8-K/A 1.01Material agreement2.01Acquisition / disposition3.02Unregistered equity sale5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year5.06Shell status change8.01Other events | DocumentSEC ↗ |
Nov 7, 2006 accepted 5:13 PM ET | TOVXTheriva Biologics, Inc. | 8-K/A 1.01Material agreement4.01Auditor change5.01Change in control5.02Officer / director change5.06Shell status change | DocumentSEC ↗ |
Nov 6, 2006 accepted 5:30 PM ET | TOVXTheriva Biologics, Inc. | 1.01Material agreement4.01Auditor change5.01Change in control5.02Officer / director change5.06Shell status change | DocumentSEC ↗ |
Oct 4, 2006 accepted 3:54 PM ET | GOVXGeoVax Labs, Inc. | 1.01Material agreement2.01Acquisition / disposition3.02Unregistered equity sale5.01Change in control5.02Officer / director change5.06Shell status change8.01Other events | DocumentSEC ↗ |
Sep 6, 2006 accepted 5:30 PM ET | INVUInvestview, Inc. | 1.01Material agreement2.01Acquisition / disposition3.02Unregistered equity sale4.01Auditor change5.01Change in control5.02Officer / director change5.06Shell status change | DocumentSEC ↗ |
Aug 16, 2006 accepted 11:53 PM ET | UAVSAgEagle Aerial Systems Inc. | 1.01Material agreement2.01Acquisition / disposition3.02Unregistered equity sale5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year5.06Shell status change8.01Other events | DocumentSEC ↗ |
Jul 19, 2006 accepted 2:48 PM ET | SPSTSuperstar Platforms Inc. | 1.01Material agreement2.01Acquisition / disposition3.02Unregistered equity sale4.01Auditor change5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year5.06Shell status change | DocumentSEC ↗ |
Jul 6, 2006 accepted 5:14 PM ET | CTSOCytosorbents Corp | 1.01Material agreement2.01Acquisition / disposition3.02Unregistered equity sale4.01Auditor change5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year5.06Shell status change | DocumentSEC ↗ |
Jun 20, 2006 accepted 9:07 PM ET | VGTKViking Global Technologies, Inc. | 8-K/A 1.01Material agreement1.02Agreement terminated2.01Acquisition / disposition5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year5.06Shell status change | DocumentSEC ↗ |
May 12, 2006 accepted 2:46 PM ET | BATLBATTALION OIL CORP | 2.01Acquisition / disposition2.02Earnings release2.03New debt obligation3.02Unregistered equity sale5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year5.06Shell status change | DocumentSEC ↗ |
Mar 29, 2006 accepted 8:50 PM ET | CPWROcean Thermal Energy Corp | 8-K/A 1.01Material agreement2.01Acquisition / disposition3.02Unregistered equity sale4.01Auditor change5.01Change in control5.02Officer / director change5.06Shell status change | DocumentSEC ↗ |
Mar 7, 2006 accepted 4:45 PM ET | GEDCTerraVolt Holdings, Inc. | 1.01Material agreement2.01Acquisition / disposition2.03New debt obligation3.02Unregistered equity sale5.01Change in control5.02Officer / director change5.06Shell status change | DocumentSEC ↗ |
Mar 3, 2006 accepted 2:58 PM ET | TPCSTECHPRECISION CORP | 1.01Material agreement2.01Acquisition / disposition3.02Unregistered equity sale5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year5.06Shell status change | DocumentSEC ↗ |
Feb 10, 2006 accepted 12:59 PM ET | BWENBROADWIND, INC. | 1.01Material agreement2.01Acquisition / disposition3.02Unregistered equity sale5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year5.06Shell status change | DocumentSEC ↗ |
Jan 31, 2006 accepted 5:22 PM ET | PBSVPharma-Bio Serv, Inc. | 3.02Unregistered equity sale5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year5.06Shell status change | DocumentSEC ↗ |
Jan 18, 2006 accepted 10:02 PM ET | RLGTRADIANT LOGISTICS, INC | 1.01Material agreement2.01Acquisition / disposition2.03New debt obligation5.06Shell status change | DocumentSEC ↗ |
Jan 5, 2006 accepted 10:26 PM ET | BCHTBirchtech Corp. | 1.01Material agreement2.01Acquisition / disposition2.03New debt obligation3.02Unregistered equity sale5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year5.06Shell status change | DocumentSEC ↗ |
Dec 6, 2005 accepted 10:12 PM ET | AIRIAIR INDUSTRIES GROUP | 1.01Material agreement2.01Acquisition / disposition2.03New debt obligation3.02Unregistered equity sale3.03Holder rights modified5.01Change in control5.02Officer / director change5.06Shell status change | DocumentSEC ↗ |
Nov 14, 2005 accepted 4:29 PM ET | SEEDOrigin Agritech LTD | 2.01Acquisition / disposition2.02Earnings release3.03Holder rights modified5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year5.06Shell status change8.01Other events | DocumentSEC ↗ |
Nov 14, 2005 accepted 2:33 PM ET | CDIXCardiff Lexington Corp | 1.01Material agreement2.01Acquisition / disposition3.02Unregistered equity sale5.01Change in control5.02Officer / director change5.06Shell status change | DocumentSEC ↗ |
Nov 10, 2005 accepted 10:01 PM ET | GTEGRAN TIERRA ENERGY INC. | 2.01Acquisition / disposition3.02Unregistered equity sale5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year5.06Shell status change | DocumentSEC ↗ |