

1,402,507 filings since 2004 · latest accepted Nov 4, 2026, 5:30 PM ET
Priority items usually mark a change in credit, accounting integrity, control or listing status: 1.02 Agreement terminated, 1.03 Bankruptcy, 1.05 Cybersecurity incident, 2.04 Debt acceleration, 2.05 Restructuring costs, 2.06 Impairment, 3.01 Delisting notice, 4.01 Auditor change, 4.02 Non-reliance (restatement), 5.01 Change in control.
| Filed | Company | Items | Filing |
|---|---|---|---|
Dec 4, 2023 accepted 4:01 PM ET | AALAmerican Airlines Group Inc. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Dec 4, 2023 accepted 3:23 PM ET | GAMGGlobal Asset Management Group, Inc. |
Source: SEC EDGAR. Same-day filings appear within minutes and are re-checked against SEC's nightly index. Tickers are current listings, so a company's older filings show its ticker today.
2.01Acquisition / disposition3.02Unregistered equity sale5.01Change in control5.02Officer / director change5.06Shell status change |
| DocumentSEC ↗ |
Dec 4, 2023 accepted 9:13 AM ET | TWLOTWILIO INC | 2.05Restructuring costs7.01Reg FD disclosure | DocumentSEC ↗ |
Dec 1, 2023 accepted 9:31 PM ET | SCNDSCIENTIFIC INDUSTRIES INC | 4.01Auditor change | DocumentSEC ↗ |
Dec 1, 2023 accepted 5:00 PM ET | RCATRed Cat Holdings, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Dec 1, 2023 accepted 4:01 PM ET | BANCBANC OF CALIFORNIA, INC. | 1.01Material agreement2.01Acquisition / disposition2.03New debt obligation3.02Unregistered equity sale3.03Holder rights modified4.01Auditor change5.02Officer / director change5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Dec 1, 2023 accepted 4:01 PM ET | ITOXIIOT-OXYS, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Dec 1, 2023 accepted 9:00 AM ET | DJCODAILY JOURNAL CORP | 3.01Delisting notice | DocumentSEC ↗ |
Dec 1, 2023 accepted 7:20 AM ET | NINISOURCE INC. | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
Nov 30, 2023 accepted 9:30 PM ET | NIMUNON INVASIVE MONITORING SYSTEMS INC /FL/ | 4.01Auditor change | DocumentSEC ↗ |
Nov 30, 2023 accepted 4:30 PM ET | PLBCPLUMAS BANCORP | 4.01Auditor change | DocumentSEC ↗ |
Nov 30, 2023 accepted 3:45 PM ET | FIBKFIRST INTERSTATE BANCSYSTEM INC | 4.01Auditor change | DocumentSEC ↗ |
Nov 30, 2023 accepted 8:47 AM ET | MSTRStrategy Inc | 1.01Material agreement1.02Agreement terminated8.01Other events | DocumentSEC ↗ |
Nov 30, 2023 accepted 6:04 AM ET | RIGLRIGEL PHARMACEUTICALS INC | 3.01Delisting notice | DocumentSEC ↗ |
Nov 29, 2023 accepted 9:50 PM ET | AIRIAIR INDUSTRIES GROUP | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
Nov 29, 2023 accepted 9:25 PM ET | SLGSL GREEN REALTY CORP | 4.01Auditor change | DocumentSEC ↗ |
Nov 29, 2023 accepted 5:18 PM ET | PTIXProtagenic Therapeutics, Inc.\new | 3.01Delisting notice | DocumentSEC ↗ |
Nov 29, 2023 accepted 5:09 PM ET | KFFBKentucky First Federal Bancorp | 4.01Auditor change | DocumentSEC ↗ |
Nov 29, 2023 accepted 4:47 PM ET | EPEMPIRE PETROLEUM CORP | 1.01Material agreement1.02Agreement terminated3.02Unregistered equity sale | DocumentSEC ↗ |
Nov 29, 2023 accepted 4:14 PM ET | MSNEMERSON RADIO CORP | 4.01Auditor change | DocumentSEC ↗ |
Nov 28, 2023 accepted 10:10 PM ET | CYDYCytoDyn Inc. | 1.02Agreement terminated | DocumentSEC ↗ |
Nov 28, 2023 accepted 5:29 PM ET | SCNXScienture Holdings, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Nov 28, 2023 accepted 5:28 PM ET | LIPOLIPELLA PHARMACEUTICALS INC. | 3.01Delisting notice | DocumentSEC ↗ |
Nov 28, 2023 accepted 5:15 PM ET | OMEXODYSSEY MARINE EXPLORATION INC | 3.01Delisting notice | DocumentSEC ↗ |
Nov 28, 2023 accepted 5:05 PM ET | SMBKSMARTFINANCIAL INC. | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
Nov 28, 2023 accepted 4:59 PM ET | BGMSBio Green Med Solution, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Nov 28, 2023 accepted 4:06 PM ET | TXTTEXTRON INC | 2.05Restructuring costs2.06Impairment7.01Reg FD disclosure | DocumentSEC ↗ |
Nov 27, 2023 accepted 10:25 PM ET | CLIRClearSign Technologies Corp | 3.01Delisting notice | DocumentSEC ↗ |
Nov 27, 2023 accepted 9:55 PM ET | NKTRNEKTAR THERAPEUTICS | 3.01Delisting notice | DocumentSEC ↗ |
Nov 27, 2023 accepted 9:29 AM ET | ZIVOZivo Bioscience, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Nov 24, 2023 accepted 10:15 PM ET | WKSPWorksport Ltd | 2.04Debt acceleration8.01Other events | DocumentSEC ↗ |
Nov 24, 2023 accepted 7:17 AM ET | EBSEmergent BioSolutions Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Nov 22, 2023 accepted 10:00 PM ET | RIMEAlgorhythm Holdings, Inc. | 1.01Material agreement1.02Agreement terminated3.02Unregistered equity sale | DocumentSEC ↗ |
Nov 22, 2023 accepted 5:30 PM ET | BYFCBROADWAY FINANCIAL CORP \DE\ | 3.01Delisting notice8.01Other events | DocumentSEC ↗ |
Nov 22, 2023 accepted 5:25 PM ET | OMQSOMNIQ Corp. | 3.01Delisting notice | DocumentSEC ↗ |
Nov 22, 2023 accepted 5:15 PM ET | GROWU S GLOBAL INVESTORS INC | 3.01Delisting notice | DocumentSEC ↗ |
Nov 22, 2023 accepted 5:05 PM ET | WULFTERAWULF INC. | 4.02Non-reliance (restatement) | DocumentSEC ↗ |
Nov 22, 2023 accepted 4:30 PM ET | ENVBEnveric Biosciences, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Nov 22, 2023 accepted 4:30 PM ET | CFORCapForce Inc. | 1.02Agreement terminated | DocumentSEC ↗ |
Nov 22, 2023 accepted 3:25 PM ET | FMCBFARMERS & MERCHANTS BANCORP | 4.01Auditor change | DocumentSEC ↗ |
Nov 22, 2023 accepted 3:09 PM ET | TULPBLOOMIA HOLDINGS, INC. | 4.01Auditor change | DocumentSEC ↗ |
Nov 21, 2023 accepted 5:19 PM ET | TPHSTrinity Place Holdings Inc. | 2.04Debt acceleration | DocumentSEC ↗ |
Nov 21, 2023 accepted 5:00 PM ET | SOBRSOBR Safe, Inc. | 3.01Delisting notice8.01Other events | DocumentSEC ↗ |
Nov 21, 2023 accepted 4:32 PM ET | SONXSonendo, Inc. | 3.01Delisting notice5.02Officer / director change7.01Reg FD disclosure | DocumentSEC ↗ |
Nov 21, 2023 accepted 4:00 PM ET | CCBGCAPITAL CITY BANK GROUP INC | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
Nov 21, 2023 accepted 7:59 AM ET | NTICNORTHERN TECHNOLOGIES INTERNATIONAL CORP | 2.02Earnings release4.02Non-reliance (restatement) | DocumentSEC ↗ |
Nov 20, 2023 accepted 7:15 PM ET | PLBCPLUMAS BANCORP | 4.01Auditor change | DocumentSEC ↗ |
Nov 20, 2023 accepted 4:45 PM ET | OMCCOLD MARKET CAPITAL Corp | 2.05Restructuring costs | DocumentSEC ↗ |
Nov 20, 2023 accepted 4:15 PM ET | WTWisdomTree, Inc. | 1.01Material agreement1.02Agreement terminated5.03Bylaws / fiscal year7.01Reg FD disclosure | DocumentSEC ↗ |
Nov 20, 2023 accepted 4:01 PM ET | CZWICitizens Community Bancorp Inc. | 4.01Auditor change | DocumentSEC ↗ |