

1,402,507 filings since 2004 · latest accepted Nov 4, 2026, 5:30 PM ET
Priority items usually mark a change in credit, accounting integrity, control or listing status: 1.02 Agreement terminated, 1.03 Bankruptcy, 1.05 Cybersecurity incident, 2.04 Debt acceleration, 2.05 Restructuring costs, 2.06 Impairment, 3.01 Delisting notice, 4.01 Auditor change, 4.02 Non-reliance (restatement), 5.01 Change in control.
| Filed | Company | Items | Filing |
|---|---|---|---|
Sep 25, 2023 accepted 6:02 AM ET | LBSRLIBERTY STAR URANIUM & METALS CORP. | 3.02Unregistered equity sale5.01Change in control | DocumentSEC ↗ |
Sep 22, 2023 accepted 8:53 PM ET | RIMEAlgorhythm Holdings, Inc. | Auditor change |
Source: SEC EDGAR. Same-day filings appear within minutes and are re-checked against SEC's nightly index. Tickers are current listings, so a company's older filings show its ticker today.
| DocumentSEC ↗ |
Sep 22, 2023 accepted 8:42 PM ET | MGNXMACROGENICS INC | 1.02Agreement terminated | DocumentSEC ↗ |
Sep 22, 2023 accepted 4:33 PM ET | WKHSWorkhorse Group Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Sep 22, 2023 accepted 4:30 PM ET | GTGOODYEAR TIRE & RUBBER CO /OH/ | 2.05Restructuring costs | DocumentSEC ↗ |
Sep 22, 2023 accepted 4:30 PM ET | CEPLCapstone Energy Plus, Inc. | 1.01Material agreement2.03New debt obligation4.02Non-reliance (restatement) | DocumentSEC ↗ |
Sep 22, 2023 accepted 4:09 PM ET | TWAVTaoWeave, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Sep 21, 2023 accepted 8:49 PM ET | OLPONE LIBERTY PROPERTIES INC | 1.01Material agreement1.02Agreement terminated | DocumentSEC ↗ |
Sep 21, 2023 accepted 4:30 PM ET | OIO-I Glass, Inc. /DE/ | 2.05Restructuring costs2.06Impairment | DocumentSEC ↗ |
Sep 20, 2023 accepted 5:12 PM ET | MVCOMetavesco, Inc. | 8-K/A 4.01Auditor change | DocumentSEC ↗ |
Sep 20, 2023 accepted 1:49 PM ET | UTGNUTG INC | 4.01Auditor change | DocumentSEC ↗ |
Sep 20, 2023 accepted 6:05 AM ET | DCMDeFi Capital Markets, Inc. | 3.01Delisting notice5.07Shareholder vote | DocumentSEC ↗ |
Sep 19, 2023 accepted 4:47 PM ET | RPIDRAPID MICRO BIOSYSTEMS, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Sep 19, 2023 accepted 8:01 AM ET | THRMGentherm Inc | 2.05Restructuring costs | DocumentSEC ↗ |
Sep 18, 2023 accepted 4:19 PM ET | NIKANIKA PHARMACEUTICALS, INC | 1.01Material agreement2.01Acquisition / disposition3.02Unregistered equity sale3.03Holder rights modified5.01Change in control5.06Shell status change | DocumentSEC ↗ |
Sep 18, 2023 accepted 4:15 PM ET | SONMDNA X, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Sep 15, 2023 accepted 9:10 PM ET | BCDABioCardia, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Sep 15, 2023 accepted 9:00 PM ET | UAVSAgEagle Aerial Systems Inc. | 1.01Material agreement3.01Delisting notice3.02Unregistered equity sale | DocumentSEC ↗ |
Sep 15, 2023 accepted 8:37 PM ET | SSRMSSR MINING INC. | 4.01Auditor change | DocumentSEC ↗ |
Sep 15, 2023 accepted 5:00 PM ET | ASTIAscent Solar Technologies, Inc. | 3.01Delisting notice3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Sep 15, 2023 accepted 4:33 PM ET | AIFCAI Financial Corp | 3.01Delisting notice | DocumentSEC ↗ |
Sep 15, 2023 accepted 4:05 PM ET | MVCOMetavesco, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Sep 15, 2023 accepted 4:05 PM ET | SNGXSOLIGENIX, INC. | 4.01Auditor change8.01Other events | DocumentSEC ↗ |
Sep 15, 2023 accepted 4:00 PM ET | OGENORAGENICS INC | 1.02Agreement terminated | DocumentSEC ↗ |
Sep 15, 2023 accepted 6:37 AM ET | MURMURPHY OIL CORP | 2.04Debt acceleration | DocumentSEC ↗ |
Sep 15, 2023 accepted 7:50 PM ET | CEPLCapstone Energy Plus, Inc. | 3.01Delisting notice5.02Officer / director change7.01Reg FD disclosure | DocumentSEC ↗ |
Sep 14, 2023 accepted 9:28 PM ET | SCNXScienture Holdings, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Sep 14, 2023 accepted 3:01 PM ET | BCHTBirchtech Corp. | 4.01Auditor change | DocumentSEC ↗ |
Sep 13, 2023 accepted 8:06 PM ET | NDSNNORDSON CORP | 1.01Material agreement2.03New debt obligation2.04Debt acceleration | DocumentSEC ↗ |
Sep 13, 2023 accepted 4:06 PM ET | PTENPATTERSON UTI ENERGY INC | 1.01Material agreement1.02Agreement terminated2.03New debt obligation8.01Other events | DocumentSEC ↗ |
Sep 13, 2023 accepted 8:00 AM ET | ASURASURE SOFTWARE INC | 1.02Agreement terminated7.01Reg FD disclosure | DocumentSEC ↗ |
Sep 13, 2023 accepted 7:37 AM ET | HAINHAIN CELESTIAL GROUP INC | 2.05Restructuring costs7.01Reg FD disclosure | DocumentSEC ↗ |
Sep 12, 2023 accepted 9:06 PM ET | HQLabrdn Life Sciences Investors | 4.01Auditor change | DocumentSEC ↗ |
Sep 12, 2023 accepted 9:04 PM ET | HQHabrdn Healthcare Investors | 4.01Auditor change | DocumentSEC ↗ |
Sep 12, 2023 accepted 8:15 PM ET | BCDABioCardia, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Sep 12, 2023 accepted 5:25 PM ET | AAOIAPPLIED OPTOELECTRONICS, INC. | 1.02Agreement terminated | DocumentSEC ↗ |
Sep 12, 2023 accepted 4:30 PM ET | CETXCEMTREX INC | 3.01Delisting notice | DocumentSEC ↗ |
Sep 12, 2023 accepted 4:23 PM ET | PXLWPIXELWORKS, INC | 4.01Auditor change | DocumentSEC ↗ |
Sep 12, 2023 accepted 4:19 PM ET | COOCOOPER COMPANIES, INC. | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
Sep 12, 2023 accepted 10:40 PM ET | DRTTFDIRTT ENVIRONMENTAL SOLUTIONS LTD | 8-K/A 3.01Delisting notice | DocumentSEC ↗ |
Sep 8, 2023 accepted 9:16 PM ET | NKTRNEKTAR THERAPEUTICS | 1.02Agreement terminated | DocumentSEC ↗ |
Sep 8, 2023 accepted 8:15 PM ET | OLPONE LIBERTY PROPERTIES INC | 2.06Impairment8.01Other events | DocumentSEC ↗ |
Sep 8, 2023 accepted 4:32 PM ET | GTGOODYEAR TIRE & RUBBER CO /OH/ | 2.05Restructuring costs | DocumentSEC ↗ |
Sep 8, 2023 accepted 4:01 PM ET | SWKSTANLEY BLACK & DECKER, INC. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Sep 8, 2023 accepted 3:02 PM ET | RMSLRemSleep Holdings Inc. | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.01Change in control5.03Bylaws / fiscal year | DocumentSEC ↗ |
Sep 8, 2023 accepted 8:05 AM ET | HURCHURCO COMPANIES INC | 2.02Earnings release4.01Auditor change | DocumentSEC ↗ |
Sep 7, 2023 accepted 4:12 PM ET | UHALU-Haul Holding Co /NV/ | 4.01Auditor change | DocumentSEC ↗ |
Sep 7, 2023 accepted 4:05 PM ET | CDXSCODEXIS, INC. | 1.01Material agreement1.02Agreement terminated | DocumentSEC ↗ |
Sep 6, 2023 accepted 9:11 PM ET | DRTTFDIRTT ENVIRONMENTAL SOLUTIONS LTD | 3.01Delisting notice | DocumentSEC ↗ |
Sep 6, 2023 accepted 6:04 AM ET | ROKUROKU, INC | 2.05Restructuring costs2.06Impairment7.01Reg FD disclosure | DocumentSEC ↗ |