1,402,109 filings since 2004 · latest accepted Nov 4, 2026, 11:43 AM ET
Priority items usually mark a change in credit, accounting integrity, control or listing status: 1.02 Agreement terminated, 1.03 Bankruptcy, 1.05 Cybersecurity incident, 2.04 Debt acceleration, 2.05 Restructuring costs, 2.06 Impairment, 3.01 Delisting notice, 4.01 Auditor change, 4.02 Non-reliance (restatement), 5.01 Change in control.
| Filed | Company | Items | Filing |
|---|---|---|---|
Feb 21, 2018 accepted 10:00 PM ET | GTBPGT Biopharma, Inc. | 1.01Material agreement4.02Non-reliance (restatement)5.02Officer / director change | DocumentSEC ↗ |
Feb 20, 2018 accepted 9:30 PM ET |
Source: SEC EDGAR. Same-day filings appear within minutes and are re-checked against SEC's nightly index. Tickers are current listings, so a company's older filings show its ticker today.
4.02Non-reliance (restatement) |
| DocumentSEC ↗ |
Feb 14, 2018 accepted 4:07 PM ET | LIVELIVE VENTURES Inc | 4.02Non-reliance (restatement) | DocumentSEC ↗ |
Feb 13, 2018 accepted 1:51 PM ET | RMSLRemSleep Holdings Inc. | 8-K/A 4.02Non-reliance (restatement) | DocumentSEC ↗ |
Feb 12, 2018 accepted 1:10 PM ET | ASTCASTROTECH Corp | 4.02Non-reliance (restatement) | DocumentSEC ↗ |
Jan 29, 2018 accepted 3:56 PM ET | RMSLRemSleep Holdings Inc. | 4.02Non-reliance (restatement) | DocumentSEC ↗ |
Dec 14, 2017 accepted 2:58 PM ET | CVATCavitation Technologies, Inc. | 8-K/A 4.02Non-reliance (restatement) | DocumentSEC ↗ |
Dec 11, 2017 accepted 5:15 PM ET | SINTSintx Technologies, Inc. | 4.02Non-reliance (restatement) | DocumentSEC ↗ |
Nov 22, 2017 accepted 10:17 PM ET | CVMCEL SCI CORP | 4.02Non-reliance (restatement) | DocumentSEC ↗ |
Nov 22, 2017 accepted 9:05 PM ET | GEOSGEOSPACE TECHNOLOGIES CORP | 4.02Non-reliance (restatement) | DocumentSEC ↗ |
Nov 14, 2017 accepted 9:44 PM ET | GPUSHyperscale Data, Inc. | 4.02Non-reliance (restatement) | DocumentSEC ↗ |
Oct 25, 2017 accepted 2:50 PM ET | CVATCavitation Technologies, Inc. | 4.02Non-reliance (restatement) | DocumentSEC ↗ |
Oct 5, 2017 accepted 4:33 PM ET | AIRTAIR T INC | 4.02Non-reliance (restatement) | DocumentSEC ↗ |
Sep 22, 2017 accepted 3:44 PM ET | CDIXCardiff Lexington Corp | 8-K/A 4.02Non-reliance (restatement) | DocumentSEC ↗ |
Aug 30, 2017 accepted 2:35 PM ET | CDIXCardiff Lexington Corp | 1.02Agreement terminated4.02Non-reliance (restatement) | DocumentSEC ↗ |
Aug 22, 2017 accepted 10:42 AM ET | CDIXCardiff Lexington Corp | 4.02Non-reliance (restatement) | DocumentSEC ↗ |
Aug 4, 2017 accepted 8:34 PM ET | SNFCASECURITY NATIONAL FINANCIAL CORP | 4.02Non-reliance (restatement) | DocumentSEC ↗ |
Jul 27, 2017 accepted 9:54 AM ET | CDIXCardiff Lexington Corp | 1.02Agreement terminated4.01Auditor change4.02Non-reliance (restatement)5.03Bylaws / fiscal year | DocumentSEC ↗ |
Jul 20, 2017 accepted 1:00 PM ET | CARVCARVER BANCORP INC | 4.02Non-reliance (restatement) | DocumentSEC ↗ |
Jun 27, 2017 accepted 7:37 PM ET | USBCUSBC, Inc. | 4.02Non-reliance (restatement) | DocumentSEC ↗ |
May 23, 2017 accepted 11:17 AM ET | NTWKNETSOL TECHNOLOGIES INC | 8-K/A 4.02Non-reliance (restatement) | DocumentSEC ↗ |
May 22, 2017 accepted 4:56 PM ET | NTWKNETSOL TECHNOLOGIES INC | 4.02Non-reliance (restatement) | DocumentSEC ↗ |
May 16, 2017 accepted 10:42 AM ET | ONITONITY GROUP INC. | 4.02Non-reliance (restatement)7.01Reg FD disclosure | DocumentSEC ↗ |
May 3, 2017 accepted 6:50 AM ET | PDMPiedmont Realty Trust, Inc. | 2.02Earnings release4.02Non-reliance (restatement) | DocumentSEC ↗ |
Apr 19, 2017 accepted 9:19 PM ET | SINTSintx Technologies, Inc. | 4.02Non-reliance (restatement) | DocumentSEC ↗ |
Apr 7, 2017 accepted 6:11 AM ET | PSIXPOWER SOLUTIONS INTERNATIONAL, INC. | 4.02Non-reliance (restatement)5.02Officer / director change7.01Reg FD disclosure | DocumentSEC ↗ |
Apr 3, 2017 accepted 5:27 PM ET | GLXZGalaxy Gaming, Inc. | 4.02Non-reliance (restatement) | DocumentSEC ↗ |
Mar 31, 2017 accepted 4:15 PM ET | MDGLMADRIGAL PHARMACEUTICALS, INC. | 4.02Non-reliance (restatement) | DocumentSEC ↗ |
Mar 30, 2017 accepted 5:04 PM ET | EMMAEmmaus Life Sciences, Inc. | 4.02Non-reliance (restatement) | DocumentSEC ↗ |
Mar 16, 2017 accepted 7:30 AM ET | USPHU S PHYSICAL THERAPY INC /NV | 2.02Earnings release4.02Non-reliance (restatement) | DocumentSEC ↗ |
Mar 3, 2017 accepted 9:00 PM ET | PBTPERMIAN BASIN ROYALTY TRUST | 4.02Non-reliance (restatement) | DocumentSEC ↗ |
Feb 22, 2017 accepted 4:23 PM ET | ABVCABVC BIOPHARMA, INC. | 1.01Material agreement3.02Unregistered equity sale4.02Non-reliance (restatement) | DocumentSEC ↗ |
Feb 21, 2017 accepted 9:12 AM ET | OPXSOptex Systems Holdings Inc | 4.02Non-reliance (restatement) | DocumentSEC ↗ |
Feb 3, 2017 accepted 1:24 PM ET | PSIXPOWER SOLUTIONS INTERNATIONAL, INC. | 4.01Auditor change4.02Non-reliance (restatement)5.02Officer / director change7.01Reg FD disclosure | DocumentSEC ↗ |
Jan 18, 2017 accepted 5:29 PM ET | WKSPWorksport Ltd | 8-K/A 4.02Non-reliance (restatement) | DocumentSEC ↗ |
Jan 17, 2017 accepted 11:02 AM ET | WKSPWorksport Ltd | 4.02Non-reliance (restatement) | DocumentSEC ↗ |
Jan 5, 2017 accepted 9:56 PM ET | AROCArchrock, Inc. | 4.02Non-reliance (restatement)7.01Reg FD disclosure | DocumentSEC ↗ |
Jan 5, 2017 accepted 9:02 PM ET | PSIXPOWER SOLUTIONS INTERNATIONAL, INC. | 4.02Non-reliance (restatement) | DocumentSEC ↗ |
Dec 30, 2016 accepted 5:30 PM ET | MITIMitesco, Inc. | 4.02Non-reliance (restatement) | DocumentSEC ↗ |
Dec 29, 2016 accepted 3:58 PM ET | CZWICitizens Community Bancorp Inc. | 4.02Non-reliance (restatement) | DocumentSEC ↗ |
Dec 19, 2016 accepted 10:29 PM ET | FUNCFIRST UNITED CORP/MD/ | 4.02Non-reliance (restatement) | DocumentSEC ↗ |
Dec 12, 2016 accepted 10:39 PM ET | CYTKCYTOKINETICS INC | 4.02Non-reliance (restatement) | DocumentSEC ↗ |
Dec 9, 2016 accepted 8:50 PM ET | LWAYLifeway Foods, Inc. | 8-K/A 4.02Non-reliance (restatement) | DocumentSEC ↗ |
Nov 15, 2016 accepted 6:44 PM ET | PIIMPINJ INC | 4.02Non-reliance (restatement) | DocumentSEC ↗ |
Nov 14, 2016 accepted 5:34 PM ET | LGNDLIGAND PHARMACEUTICALS INC | 2.02Earnings release4.02Non-reliance (restatement) | DocumentSEC ↗ |
Nov 14, 2016 accepted 6:10 AM ET | SUPNSUPERNUS PHARMACEUTICALS, INC. | 4.02Non-reliance (restatement)8.01Other events | DocumentSEC ↗ |
Nov 8, 2016 accepted 9:46 PM ET | LWAYLifeway Foods, Inc. | 4.02Non-reliance (restatement) | DocumentSEC ↗ |
Nov 8, 2016 accepted 5:16 PM ET | KOPNKOPIN CORP | 4.02Non-reliance (restatement) | DocumentSEC ↗ |
Nov 7, 2016 accepted 7:00 AM ET | INFUInfuSystem Holdings, Inc | 4.02Non-reliance (restatement) | DocumentSEC ↗ |
Nov 1, 2016 accepted 4:03 PM ET | ZBRAZEBRA TECHNOLOGIES CORP | 2.02Earnings release4.02Non-reliance (restatement)8.01Other events | DocumentSEC ↗ |