

1,402,507 filings since 2004 · latest accepted Nov 4, 2026, 5:30 PM ET
Priority items usually mark a change in credit, accounting integrity, control or listing status: 1.02 Agreement terminated, 1.03 Bankruptcy, 1.05 Cybersecurity incident, 2.04 Debt acceleration, 2.05 Restructuring costs, 2.06 Impairment, 3.01 Delisting notice, 4.01 Auditor change, 4.02 Non-reliance (restatement), 5.01 Change in control.
| Filed | Company | Items | Filing |
|---|---|---|---|
Apr 5, 2023 accepted 4:31 PM ET | HVTHAVERTY FURNITURE COMPANIES INC | 1.01Material agreement1.02Agreement terminated7.01Reg FD disclosure | DocumentSEC ↗ |
Apr 5, 2023 accepted 4:19 PM ET | ALGMALLEGRO MICROSYSTEMS, INC. |
Source: SEC EDGAR. Same-day filings appear within minutes and are re-checked against SEC's nightly index. Tickers are current listings, so a company's older filings show its ticker today.
1.01Material agreement1.02Agreement terminated |
| DocumentSEC ↗ |
Apr 5, 2023 accepted 4:06 PM ET | CERSCERUS CORP | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Apr 5, 2023 accepted 12:03 PM ET | DCMDeFi Capital Markets, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Apr 5, 2023 accepted 8:30 AM ET | AGPUAXE COMPUTE INC. | 4.01Auditor change | DocumentSEC ↗ |
Apr 5, 2023 accepted 6:06 PM ET | CWTCALIFORNIA WATER SERVICE GROUP | 1.01Material agreement1.02Agreement terminated2.03New debt obligation7.01Reg FD disclosure | DocumentSEC ↗ |
Apr 4, 2023 accepted 8:15 PM ET | CLARClarus Corp | 1.01Material agreement1.02Agreement terminated5.02Officer / director change | DocumentSEC ↗ |
Apr 4, 2023 accepted 4:56 PM ET | DXPEDXP ENTERPRISES INC | 3.01Delisting notice8.01Other events | DocumentSEC ↗ |
Apr 4, 2023 accepted 4:40 PM ET | AXSAXIS CAPITAL HOLDINGS LTD | 1.02Agreement terminated | DocumentSEC ↗ |
Apr 4, 2023 accepted 4:31 PM ET | CXTCrane NXT, Co. | 1.02Agreement terminated | DocumentSEC ↗ |
Apr 4, 2023 accepted 2:08 PM ET | MOJOEQUATOR Beverage Co | 4.01Auditor change | DocumentSEC ↗ |
Apr 4, 2023 accepted 11:39 AM ET | SAFESafehold Inc. | 1.01Material agreement1.02Agreement terminated2.01Acquisition / disposition2.03New debt obligation3.03Holder rights modified5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year5.05Code of ethics8.01Other events | DocumentSEC ↗ |
Apr 4, 2023 accepted 11:05 AM ET | TNXPTonix Pharmaceuticals Holding Corp. | 3.01Delisting notice7.01Reg FD disclosure8.01Other events | DocumentSEC ↗ |
Apr 3, 2023 accepted 5:09 PM ET | CXTCrane NXT, Co. | 1.01Material agreement1.02Agreement terminated2.01Acquisition / disposition2.03New debt obligation3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Apr 3, 2023 accepted 4:31 PM ET | EFOIENERGY FOCUS, INC/DE | 1.01Material agreement3.01Delisting notice3.02Unregistered equity sale | DocumentSEC ↗ |
Apr 3, 2023 accepted 1:34 PM ET | MGMistras Group, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Apr 3, 2023 accepted 8:02 AM ET | PCRXPacira BioSciences, Inc. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation8.01Other events | DocumentSEC ↗ |
Mar 31, 2023 accepted 4:30 PM ET | XXII22nd Century Group, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Mar 31, 2023 accepted 4:05 PM ET | OMEXODYSSEY MARINE EXPLORATION INC | 4.01Auditor change | DocumentSEC ↗ |
Mar 31, 2023 accepted 4:04 PM ET | SNWVSANUWAVE Health, Inc. | 4.02Non-reliance (restatement) | DocumentSEC ↗ |
Mar 31, 2023 accepted 4:00 PM ET | CEPLCapstone Energy Plus, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Mar 31, 2023 accepted 12:30 PM ET | VXRTVaxart, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Mar 30, 2023 accepted 8:58 PM ET | FCFRANKLIN COVEY CO | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Mar 30, 2023 accepted 4:15 PM ET | ROLROLLINS INC | 4.01Auditor change | DocumentSEC ↗ |
Mar 30, 2023 accepted 4:10 PM ET | TLPHTALPHERA, INC. | 2.02Earnings release4.02Non-reliance (restatement) | DocumentSEC ↗ |
Mar 30, 2023 accepted 1:37 PM ET | OLBOLB GROUP, INC. | 4.01Auditor change | DocumentSEC ↗ |
Mar 30, 2023 accepted 11:41 AM ET | INSGINSEEGO CORP. | 3.01Delisting notice | DocumentSEC ↗ |
Mar 30, 2023 accepted 9:43 AM ET | FULFULLER H B CO | 2.02Earnings release2.05Restructuring costs | DocumentSEC ↗ |
Mar 30, 2023 accepted 8:27 AM ET | STRRStar Equity Holdings, Inc. | 4.02Non-reliance (restatement) | DocumentSEC ↗ |
Mar 30, 2023 accepted 8:01 AM ET | TENXTENAX THERAPEUTICS, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Mar 30, 2023 accepted 7:02 AM ET | KPRXKIORA PHARMACEUTICALS INC | 4.01Auditor change | DocumentSEC ↗ |
Mar 30, 2023 accepted 6:26 AM ET | ROKUROKU, INC | 2.05Restructuring costs | DocumentSEC ↗ |
Mar 29, 2023 accepted 9:01 PM ET | WMGWarner Music Group Corp. | 2.05Restructuring costs7.01Reg FD disclosure | DocumentSEC ↗ |
Mar 29, 2023 accepted 5:29 PM ET | TREELendingTree, Inc. | 2.05Restructuring costs | DocumentSEC ↗ |
Mar 29, 2023 accepted 4:04 PM ET | UHALU-Haul Holding Co /NV/ | 5.01Change in control | DocumentSEC ↗ |
Mar 29, 2023 accepted 3:25 PM ET | JSDAJONES SODA CO. | 4.02Non-reliance (restatement) | DocumentSEC ↗ |
Mar 29, 2023 accepted 8:26 AM ET | STXSeagate Technology Holdings plc | 2.05Restructuring costs5.02Officer / director change | DocumentSEC ↗ |
Mar 28, 2023 accepted 4:32 PM ET | HROWHARROW, INC. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation8.01Other events | DocumentSEC ↗ |
Mar 28, 2023 accepted 2:18 PM ET | COPRIdaho Copper Corp | 4.01Auditor change5.02Officer / director change5.03Bylaws / fiscal year | DocumentSEC ↗ |
Mar 28, 2023 accepted 1:46 PM ET | IVFINVO Fertility, Inc. | 1.01Material agreement2.04Debt acceleration3.02Unregistered equity sale7.01Reg FD disclosure | DocumentSEC ↗ |
Mar 28, 2023 accepted 8:30 AM ET | ASTIAscent Solar Technologies, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Mar 27, 2023 accepted 9:08 PM ET | EDCONSOLIDATED EDISON INC | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Mar 27, 2023 accepted 5:13 PM ET | AETNAETERNUM HEALTH, INC. | 1.01Material agreement2.01Acquisition / disposition3.02Unregistered equity sale5.01Change in control5.02Officer / director change5.06Shell status change | DocumentSEC ↗ |
Mar 27, 2023 accepted 5:05 PM ET | LNCLINCOLN NATIONAL CORP | 2.02Earnings release4.02Non-reliance (restatement)7.01Reg FD disclosure | DocumentSEC ↗ |
Mar 27, 2023 accepted 4:21 PM ET | CNPCENTERPOINT ENERGY INC | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Mar 27, 2023 accepted 4:18 PM ET | GRHIGOLD ROCK HOLDINGS, INC. | 3.02Unregistered equity sale5.01Change in control | DocumentSEC ↗ |
Mar 27, 2023 accepted 8:01 AM ET | MSTRStrategy Inc | 1.02Agreement terminated8.01Other events | DocumentSEC ↗ |
Mar 24, 2023 accepted 8:06 PM ET | PRIMPrimoris Services Corp | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
Mar 24, 2023 accepted 5:11 PM ET | OPXSOptex Systems Holdings Inc | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Mar 24, 2023 accepted 5:00 PM ET | BSRRSIERRA BANCORP | 4.01Auditor change | DocumentSEC ↗ |