

1,403,529 filings since 2004 · latest accepted Nov 6, 2026, 5:30 PM ET
Priority items usually mark a change in credit, accounting integrity, control or listing status: 1.02 Agreement terminated, 1.03 Bankruptcy, 1.05 Cybersecurity incident, 2.04 Debt acceleration, 2.05 Restructuring costs, 2.06 Impairment, 3.01 Delisting notice, 4.01 Auditor change, 4.02 Non-reliance (restatement), 5.01 Change in control.
| Filed | Company | Items | Filing |
|---|---|---|---|
Nov 20, 2007 accepted 4:34 PM ET | CSWCCAPITAL SOUTHWEST CORP | 2.02Earnings release3.01Delisting notice4.02Non-reliance (restatement) | DocumentSEC ↗ |
Nov 20, 2007 accepted 9:33 PM ET |
Source: SEC EDGAR. Same-day filings appear within minutes and are re-checked against SEC's nightly index. Tickers are current listings, so a company's older filings show its ticker today.
8-K/A 3.01Delisting notice |
| DocumentSEC ↗ |
Nov 19, 2007 accepted 2:10 PM ET | NHTCNATURAL HEALTH TRENDS CORP | 3.01Delisting notice | DocumentSEC ↗ |
Nov 19, 2007 accepted 1:48 PM ET | FBSIFIRST BANCSHARES INC /MO/ | 3.01Delisting notice | DocumentSEC ↗ |
Nov 16, 2007 accepted 4:59 PM ET | HAINHAIN CELESTIAL GROUP INC | 1.01Material agreement3.01Delisting notice | DocumentSEC ↗ |
Nov 16, 2007 accepted 4:24 PM ET | HSYHERSHEY CO | 3.01Delisting notice5.02Officer / director change5.03Bylaws / fiscal year | DocumentSEC ↗ |
Nov 15, 2007 accepted 9:05 PM ET | VICRVICOR CORP | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
Nov 15, 2007 accepted 5:26 PM ET | KOPNKOPIN CORP | 3.01Delisting notice | DocumentSEC ↗ |
Nov 14, 2007 accepted 11:54 AM ET | ASTIAscent Solar Technologies, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Nov 13, 2007 accepted 4:13 PM ET | LRCXLAM RESEARCH CORP | 3.01Delisting notice | DocumentSEC ↗ |
Nov 8, 2007 accepted 9:39 PM ET | VICRVICOR CORP | 2.02Earnings release3.01Delisting notice | DocumentSEC ↗ |
Nov 7, 2007 accepted 9:37 PM ET | ACHVACHIEVE LIFE SCIENCES, INC. | 2.05Restructuring costs3.01Delisting notice5.02Officer / director change | DocumentSEC ↗ |
Nov 1, 2007 accepted 8:17 PM ET | ELOXEloxx Pharmaceuticals, Inc. | 8-K/A 3.01Delisting notice | DocumentSEC ↗ |
Oct 31, 2007 accepted 8:57 PM ET | LMATLEMAITRE VASCULAR INC | 3.01Delisting notice | DocumentSEC ↗ |
Oct 31, 2007 accepted 3:49 PM ET | DWSNDAWSON GEOPHYSICAL CO | 3.01Delisting notice | DocumentSEC ↗ |
Oct 30, 2007 accepted 2:03 PM ET | ELOXEloxx Pharmaceuticals, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Oct 29, 2007 accepted 4:36 PM ET | BMNMBIMINI CAPITAL MANAGEMENT, INC. | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
Oct 24, 2007 accepted 9:31 PM ET | LMATLEMAITRE VASCULAR INC | 3.01Delisting notice | DocumentSEC ↗ |
Oct 24, 2007 accepted 11:22 AM ET | ANIPANI PHARMACEUTICALS INC | 3.01Delisting notice | DocumentSEC ↗ |
Oct 23, 2007 accepted 5:45 PM ET | GBRNew Concept Energy, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Oct 23, 2007 accepted 2:20 PM ET | ASTCASTROTECH Corp | 3.01Delisting notice | DocumentSEC ↗ |
Oct 23, 2007 accepted 9:35 AM ET | KOPNKOPIN CORP | 3.01Delisting notice | DocumentSEC ↗ |
Oct 22, 2007 accepted 9:09 PM ET | RMBSRAMBUS INC | 3.01Delisting notice | DocumentSEC ↗ |
Oct 18, 2007 accepted 5:26 PM ET | ODFLOLD DOMINION FREIGHT LINE, INC. | 3.01Delisting notice5.02Officer / director change | DocumentSEC ↗ |
Oct 12, 2007 accepted 5:02 PM ET | FXYInvesco CurrencyShares Japanese Yen Trust | 3.01Delisting notice | DocumentSEC ↗ |
Oct 12, 2007 accepted 5:00 PM ET | FXCInvesco CurrencyShares Canadian Dollar Trust | 3.01Delisting notice | DocumentSEC ↗ |
Oct 12, 2007 accepted 4:58 PM ET | FXFInvesco CurrencyShares Swiss Franc Trust | 3.01Delisting notice | DocumentSEC ↗ |
Oct 12, 2007 accepted 4:57 PM ET | FXEInvesco CurrencyShares Euro Trust | 3.01Delisting notice | DocumentSEC ↗ |
Oct 12, 2007 accepted 4:56 PM ET | FXBInvesco CurrencyShares British Pound Sterling Trust | 3.01Delisting notice | DocumentSEC ↗ |
Oct 12, 2007 accepted 4:55 PM ET | FXAInvesco CurrencyShares Australian Dollar Trust | 3.01Delisting notice | DocumentSEC ↗ |
Oct 12, 2007 accepted 8:05 AM ET | CXDOCrexendo, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Oct 10, 2007 accepted 10:17 AM ET | MEIMETHODE ELECTRONICS INC | 3.01Delisting notice | DocumentSEC ↗ |
Oct 9, 2007 accepted 12:03 PM ET | CYANCYANOTECH CORP | 3.01Delisting notice | DocumentSEC ↗ |
Oct 9, 2007 accepted 10:07 AM ET | DARDARLING INGREDIENTS INC. | 3.01Delisting notice8.01Other events | DocumentSEC ↗ |
Oct 5, 2007 accepted 4:46 PM ET | ASTCASTROTECH Corp | 3.01Delisting notice | DocumentSEC ↗ |
Oct 3, 2007 accepted 8:13 PM ET | NEPHNEPHROS INC | 3.01Delisting notice8.01Other events | DocumentSEC ↗ |
Oct 3, 2007 accepted 3:50 PM ET | CYRXCryoport, Inc. | 1.01Material agreement2.03New debt obligation3.01Delisting notice | DocumentSEC ↗ |
Sep 28, 2007 accepted 4:30 PM ET | DLHCDLH Holdings Corp. | 3.01Delisting notice8.01Other events | DocumentSEC ↗ |
Sep 28, 2007 accepted 4:12 PM ET | ASTCASTROTECH Corp | 3.01Delisting notice | DocumentSEC ↗ |
Sep 25, 2007 accepted 10:15 AM ET | PLPCPREFORMED LINE PRODUCTS CO | 3.01Delisting notice | DocumentSEC ↗ |
Sep 21, 2007 accepted 2:35 PM ET | TGTXTG THERAPEUTICS, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Sep 20, 2007 accepted 9:11 PM ET | PLCEChildrens Place, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Sep 20, 2007 accepted 4:48 PM ET | CVVCVD EQUIPMENT CORP | 3.01Delisting notice8.01Other events | DocumentSEC ↗ |
Sep 20, 2007 accepted 4:38 PM ET | HAINHAIN CELESTIAL GROUP INC | 3.01Delisting notice | DocumentSEC ↗ |
Sep 19, 2007 accepted 8:05 PM ET | RIMEAlgorhythm Holdings, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Sep 18, 2007 accepted 9:19 PM ET | SHOOSTEVEN MADDEN, LTD. | 3.01Delisting notice | DocumentSEC ↗ |
Sep 17, 2007 accepted 8:06 PM ET | ECPGENCORE CAPITAL GROUP INC | 2.05Restructuring costs3.01Delisting notice5.02Officer / director change | DocumentSEC ↗ |
Sep 17, 2007 accepted 5:36 PM ET | AWHLAspira Women's Health Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Sep 12, 2007 accepted 5:24 PM ET | FORRFORRESTER RESEARCH, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Sep 12, 2007 accepted 8:51 PM ET | HAINHAIN CELESTIAL GROUP INC | 3.01Delisting notice8.01Other events | DocumentSEC ↗ |