

1,403,529 filings since 2004 · latest accepted Nov 6, 2026, 5:30 PM ET
Priority items usually mark a change in credit, accounting integrity, control or listing status: 1.02 Agreement terminated, 1.03 Bankruptcy, 1.05 Cybersecurity incident, 2.04 Debt acceleration, 2.05 Restructuring costs, 2.06 Impairment, 3.01 Delisting notice, 4.01 Auditor change, 4.02 Non-reliance (restatement), 5.01 Change in control.
| Filed | Company | Items | Filing |
|---|---|---|---|
Nov 22, 2006 accepted 4:11 PM ET | OSBKOCONEE FINANCIAL CORP | 4.01Auditor change | DocumentSEC ↗ |
Nov 22, 2006 accepted 8:34 AM ET | PRUPRUDENTIAL FINANCIAL INC | 4.01Auditor change | Document |
Source: SEC EDGAR. Same-day filings appear within minutes and are re-checked against SEC's nightly index. Tickers are current listings, so a company's older filings show its ticker today.
Nov 21, 2006 accepted 7:14 PM ET | PNCPNC FINANCIAL SERVICES GROUP, INC. | 4.01Auditor change | DocumentSEC ↗ |
Nov 17, 2006 accepted 4:31 PM ET | PGCPEAPACK GLADSTONE FINANCIAL CORP | 8-K/A 4.01Auditor change | DocumentSEC ↗ |
Nov 15, 2006 accepted 5:09 PM ET | AMTXAEMETIS, INC | 4.01Auditor change | DocumentSEC ↗ |
Nov 14, 2006 accepted 6:08 PM ET | CAPRCAPRICOR THERAPEUTICS, INC. | 8-K/A 4.01Auditor change | DocumentSEC ↗ |
Nov 14, 2006 accepted 4:24 PM ET | PGCPEAPACK GLADSTONE FINANCIAL CORP | 4.01Auditor change | DocumentSEC ↗ |
Nov 14, 2006 accepted 9:25 AM ET | HNIHNI CORP | 1.01Material agreement2.03New debt obligation4.01Auditor change | DocumentSEC ↗ |
Nov 9, 2006 accepted 4:59 PM ET | AIMAIM ImmunoTech Inc. | 4.01Auditor change | DocumentSEC ↗ |
Nov 8, 2006 accepted 2:36 AM ET | CAPRCAPRICOR THERAPEUTICS, INC. | 4.01Auditor change | DocumentSEC ↗ |
Nov 7, 2006 accepted 5:13 PM ET | TOVXTheriva Biologics, Inc. | 8-K/A 1.01Material agreement4.01Auditor change5.01Change in control5.02Officer / director change5.06Shell status change | DocumentSEC ↗ |
Nov 7, 2006 accepted 3:07 PM ET | COHNCohen & Co Inc. | 4.01Auditor change | DocumentSEC ↗ |
Nov 6, 2006 accepted 5:30 PM ET | TOVXTheriva Biologics, Inc. | 1.01Material agreement4.01Auditor change5.01Change in control5.02Officer / director change5.06Shell status change | DocumentSEC ↗ |
Nov 2, 2006 accepted 10:00 PM ET | CYDYCytoDyn Inc. | 8-K/A 4.01Auditor change | DocumentSEC ↗ |
Oct 31, 2006 accepted 9:54 PM ET | RLGTRADIANT LOGISTICS, INC | 4.01Auditor change | DocumentSEC ↗ |
Oct 30, 2006 accepted 9:45 PM ET | BESSBimergen Energy Corp | 8-K/A 4.01Auditor change | DocumentSEC ↗ |
Oct 27, 2006 accepted 4:03 PM ET | INFUInfuSystem Holdings, Inc | 4.01Auditor change | DocumentSEC ↗ |
Oct 27, 2006 accepted 10:46 PM ET | BESSBimergen Energy Corp | 8-K/A 4.01Auditor change | DocumentSEC ↗ |
Oct 24, 2006 accepted 7:07 PM ET | BESSBimergen Energy Corp | 4.01Auditor change | DocumentSEC ↗ |
Oct 20, 2006 accepted 9:18 PM ET | ATOATMOS ENERGY CORP | 4.01Auditor change | DocumentSEC ↗ |
Oct 18, 2006 accepted 6:53 PM ET | GOVXGeoVax Labs, Inc. | 8-K/A 2.01Acquisition / disposition4.01Auditor change | DocumentSEC ↗ |
Oct 13, 2006 accepted 3:11 PM ET | COHNCohen & Co Inc. | 4.01Auditor change8.01Other events | DocumentSEC ↗ |
Oct 10, 2006 accepted 8:14 PM ET | SNDASONIDA SENIOR LIVING, INC. | 4.01Auditor change | DocumentSEC ↗ |
Oct 10, 2006 accepted 6:43 PM ET | CLROCLEARONE INC | 4.01Auditor change | DocumentSEC ↗ |
Oct 6, 2006 accepted 8:11 PM ET | CYDYCytoDyn Inc. | 4.01Auditor change | DocumentSEC ↗ |
Oct 5, 2006 accepted 9:59 PM ET | CRVLCORVEL CORP | 4.01Auditor change | DocumentSEC ↗ |
Oct 3, 2006 accepted 5:20 PM ET | ABEOABEONA THERAPEUTICS INC. | 4.01Auditor change | DocumentSEC ↗ |
Sep 29, 2006 accepted 5:06 PM ET | SUNDSundance Strategies, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Sep 28, 2006 accepted 4:33 PM ET | PAAIParadium.AI, Inc. | 8-K/A 4.01Auditor change5.02Officer / director change8.01Other events | DocumentSEC ↗ |
Sep 26, 2006 accepted 11:25 AM ET | PBSVPharma-Bio Serv, Inc. | 8-K/A 4.01Auditor change | DocumentSEC ↗ |
Sep 22, 2006 accepted 5:01 PM ET | AIMAIM ImmunoTech Inc. | 8-K/A 4.01Auditor change | DocumentSEC ↗ |
Sep 22, 2006 accepted 2:17 PM ET | USOUnited States Oil Fund, LP | 4.01Auditor change | DocumentSEC ↗ |
Sep 21, 2006 accepted 4:28 PM ET | ABEOABEONA THERAPEUTICS INC. | 4.01Auditor change | DocumentSEC ↗ |
Sep 20, 2006 accepted 6:03 PM ET | LEXXLexaria Bioscience Corp. | 4.01Auditor change | DocumentSEC ↗ |
Sep 20, 2006 accepted 4:54 PM ET | PAAIParadium.AI, Inc. | 4.01Auditor change5.02Officer / director change8.01Other events | DocumentSEC ↗ |
Sep 20, 2006 accepted 4:36 PM ET | AIMAIM ImmunoTech Inc. | 4.01Auditor change | DocumentSEC ↗ |
Sep 20, 2006 accepted 4:30 PM ET | ORKAOruka Therapeutics, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Sep 19, 2006 accepted 12:25 PM ET | MBWMMERCANTILE BANK CORP | 4.01Auditor change | DocumentSEC ↗ |
Sep 18, 2006 accepted 10:20 AM ET | FREVSFIRST REAL ESTATE INVESTMENT TRUST OF NEW JERSEY, INC. | 4.01Auditor change | DocumentSEC ↗ |
Sep 15, 2006 accepted 9:23 AM ET | CWSTCASELLA WASTE SYSTEMS INC | 4.01Auditor change | DocumentSEC ↗ |
Sep 14, 2006 accepted 10:53 AM ET | MYGNMYRIAD GENETICS INC | 4.01Auditor change | DocumentSEC ↗ |
Sep 13, 2006 accepted 2:10 PM ET | NHTCNATURAL HEALTH TRENDS CORP | 4.01Auditor change | DocumentSEC ↗ |
Sep 12, 2006 accepted 11:36 AM ET | AOXYADVANCED OXYGEN TECHNOLOGIES INC | 4.01Auditor change | DocumentSEC ↗ |
Sep 11, 2006 accepted 4:17 PM ET | HNOIHNO International, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Sep 8, 2006 accepted 8:38 PM ET | FIZZNATIONAL BEVERAGE CORP | 4.01Auditor change | DocumentSEC ↗ |
Sep 6, 2006 accepted 5:30 PM ET | INVUInvestview, Inc. | 1.01Material agreement2.01Acquisition / disposition3.02Unregistered equity sale4.01Auditor change5.01Change in control5.02Officer / director change5.06Shell status change | DocumentSEC ↗ |
Sep 6, 2006 accepted 5:14 PM ET | NIMUNON INVASIVE MONITORING SYSTEMS INC /FL/ | 8-K/A 4.01Auditor change | DocumentSEC ↗ |
Sep 6, 2006 accepted 3:24 PM ET | NIMUNON INVASIVE MONITORING SYSTEMS INC /FL/ | 4.01Auditor change | DocumentSEC ↗ |
Sep 1, 2006 accepted 4:48 PM ET | DITAMCON DISTRIBUTING CO | 4.01Auditor change | DocumentSEC ↗ |
Aug 30, 2006 accepted 9:40 PM ET | ARTWARTS WAY MANUFACTURING CO INC | 4.01Auditor change | DocumentSEC ↗ |