

1,402,102 filings since 2004 · latest accepted Nov 4, 2026, 9:38 AM ET
Priority items usually mark a change in credit, accounting integrity, control or listing status: 1.02 Agreement terminated, 1.03 Bankruptcy, 1.05 Cybersecurity incident, 2.04 Debt acceleration, 2.05 Restructuring costs, 2.06 Impairment, 3.01 Delisting notice, 4.01 Auditor change, 4.02 Non-reliance (restatement), 5.01 Change in control.
| Filed | Company | Items | Filing |
|---|---|---|---|
Feb 15, 2018 accepted 10:52 PM ET | ESMCESCALON MEDICAL CORP | 1.01Material agreement3.02Unregistered equity sale5.01Change in control5.03Bylaws / fiscal year | DocumentSEC ↗ |
Feb 13, 2018 accepted 6:31 PM ET |
Source: SEC EDGAR. Same-day filings appear within minutes and are re-checked against SEC's nightly index. Tickers are current listings, so a company's older filings show its ticker today.
5.01Change in control |
| DocumentSEC ↗ |
Feb 5, 2018 accepted 9:05 PM ET | FABCFabric.AI, Inc. | 2.01Acquisition / disposition3.03Holder rights modified4.01Auditor change5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year5.05Code of ethics8.01Other events | DocumentSEC ↗ |
Jan 11, 2018 accepted 4:20 PM ET | SLSSELLAS Life Sciences Group, Inc. | 8-K/A 2.01Acquisition / disposition3.03Holder rights modified5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year5.05Code of ethics5.07Shareholder vote8.01Other events | DocumentSEC ↗ |
Jan 5, 2018 accepted 4:16 PM ET | SLSSELLAS Life Sciences Group, Inc. | 2.01Acquisition / disposition3.03Holder rights modified5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year5.05Code of ethics5.07Shareholder vote8.01Other events | DocumentSEC ↗ |
Jan 5, 2018 accepted 4:06 PM ET | RCKTROCKET PHARMACEUTICALS, INC. | 2.01Acquisition / disposition3.02Unregistered equity sale3.03Holder rights modified5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year5.07Shareholder vote8.01Other events | DocumentSEC ↗ |
Jan 5, 2018 accepted 2:17 PM ET | SKYChampion Homes, Inc. | 1.01Material agreement3.02Unregistered equity sale5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Dec 28, 2017 accepted 7:00 AM ET | REEDREED'S, INC. | 5.01Change in control8.01Other events | DocumentSEC ↗ |
Dec 22, 2017 accepted 1:31 PM ET | ELOXEloxx Pharmaceuticals, Inc. | 2.01Acquisition / disposition3.02Unregistered equity sale3.03Holder rights modified4.01Auditor change5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Dec 21, 2017 accepted 4:15 PM ET | TGLOTHEGLOBE COM INC | 5.01Change in control | DocumentSEC ↗ |
Dec 20, 2017 accepted 7:17 PM ET | KTELKonaTel, Inc. | 8-K/A 1.01Material agreement2.01Acquisition / disposition3.02Unregistered equity sale5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year | DocumentSEC ↗ |
Dec 20, 2017 accepted 4:34 PM ET | KTELKonaTel, Inc. | 8-K/A 1.01Material agreement2.01Acquisition / disposition3.02Unregistered equity sale5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year | DocumentSEC ↗ |
Dec 13, 2017 accepted 5:16 PM ET | ASTHAstrana Health, Inc. | 1.01Material agreement2.01Acquisition / disposition3.02Unregistered equity sale3.03Holder rights modified5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year | DocumentSEC ↗ |
Nov 22, 2017 accepted 6:01 AM ET | BIXTBIOXYTRAN, INC | 1.01Material agreement1.02Agreement terminated2.01Acquisition / disposition5.01Change in control | DocumentSEC ↗ |
Nov 21, 2017 accepted 9:43 PM ET | BGDEBig Digital Energy, Inc. | 1.01Material agreement2.01Acquisition / disposition2.03New debt obligation4.01Auditor change5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year5.06Shell status change | DocumentSEC ↗ |
Nov 6, 2017 accepted 4:41 PM ET | CNVSCineverse Corp. | 1.01Material agreement3.02Unregistered equity sale5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year | DocumentSEC ↗ |
Nov 3, 2017 accepted 4:03 PM ET | NPHCNUTRA PHARMA CORP | 3.02Unregistered equity sale5.01Change in control5.03Bylaws / fiscal year | DocumentSEC ↗ |
Oct 30, 2017 accepted 8:27 PM ET | RRXREGAL REXNORD CORP | 5.01Change in control | DocumentSEC ↗ |
Oct 30, 2017 accepted 12:41 PM ET | VXRTVaxart, Inc. | 1.01Material agreement2.05Restructuring costs5.01Change in control7.01Reg FD disclosure8.01Other events | DocumentSEC ↗ |
Oct 19, 2017 accepted 11:54 AM ET | STQNSTRATEGIC ACQUISITIONS INC /NV/ | 5.01Change in control | DocumentSEC ↗ |
Oct 11, 2017 accepted 11:16 AM ET | SCYYFSCANDIUM INTERNATIONAL MINING CORP. | 2.01Acquisition / disposition3.02Unregistered equity sale5.01Change in control7.01Reg FD disclosure | DocumentSEC ↗ |
Oct 10, 2017 accepted 6:06 AM ET | FORForestar Group Inc. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation2.04Debt acceleration3.03Holder rights modified5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year | DocumentSEC ↗ |
Oct 2, 2017 accepted 4:20 PM ET | MSNEMERSON RADIO CORP | 5.01Change in control | DocumentSEC ↗ |
Sep 29, 2017 accepted 4:05 PM ET | FTFTFuture FinTech Group Inc. | 5.01Change in control | DocumentSEC ↗ |
Sep 27, 2017 accepted 2:23 PM ET | GLXZGalaxy Gaming, Inc. | 1.01Material agreement5.01Change in control8.01Other events | DocumentSEC ↗ |
Sep 21, 2017 accepted 8:33 PM ET | CIACITIZENS, INC. | 5.01Change in control | DocumentSEC ↗ |
Sep 13, 2017 accepted 7:33 AM ET | RCKTROCKET PHARMACEUTICALS, INC. | 1.01Material agreement3.02Unregistered equity sale5.01Change in control5.02Officer / director change8.01Other events | DocumentSEC ↗ |
Sep 8, 2017 accepted 4:35 PM ET | OMQSOMNIQ Corp. | 1.01Material agreement5.01Change in control | DocumentSEC ↗ |
Sep 1, 2017 accepted 11:39 AM ET | CTA-PBEIDP, Inc. | 2.01Acquisition / disposition3.01Delisting notice3.03Holder rights modified5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Aug 3, 2017 accepted 10:40 AM ET | ITOXIIOT-OXYS, Inc. | 1.01Material agreement2.01Acquisition / disposition3.02Unregistered equity sale5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year5.06Shell status change | DocumentSEC ↗ |
Aug 2, 2017 accepted 8:54 PM ET | ACHVACHIEVE LIFE SCIENCES, INC. | 2.01Acquisition / disposition3.03Holder rights modified4.01Auditor change5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year5.07Shareholder vote | DocumentSEC ↗ |
Aug 1, 2017 accepted 9:12 PM ET | SURGSurgePays, Inc. | 5.01Change in control5.02Officer / director change | DocumentSEC ↗ |
Jul 28, 2017 accepted 2:01 PM ET | MODDModular Medical, Inc. | 1.01Material agreement2.01Acquisition / disposition5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year5.06Shell status change | DocumentSEC ↗ |
Jul 20, 2017 accepted 8:35 AM ET | DAREDare Bioscience, Inc. | 1.02Agreement terminated2.01Acquisition / disposition3.02Unregistered equity sale3.03Holder rights modified5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year5.07Shareholder vote | DocumentSEC ↗ |
Jun 30, 2017 accepted 5:04 PM ET | INVUInvestview, Inc. | 8-K/A 1.01Material agreement2.01Acquisition / disposition3.02Unregistered equity sale5.01Change in control5.02Officer / director change | DocumentSEC ↗ |
Jun 30, 2017 accepted 9:30 AM ET | PRPOPrecipio, Inc. | 1.01Material agreement1.02Agreement terminated2.01Acquisition / disposition2.03New debt obligation3.01Delisting notice3.02Unregistered equity sale5.01Change in control5.02Officer / director change | DocumentSEC ↗ |
Jun 16, 2017 accepted 3:46 PM ET | ITOXIIOT-OXYS, Inc. | 1.01Material agreement2.01Acquisition / disposition3.02Unregistered equity sale5.01Change in control5.02Officer / director change5.06Shell status change | DocumentSEC ↗ |
Jun 15, 2017 accepted 4:30 PM ET | OPXSOptex Systems Holdings Inc | 5.01Change in control5.02Officer / director change8.01Other events | DocumentSEC ↗ |
May 26, 2017 accepted 9:31 PM ET | USAUU.S. GOLD CORP. | 2.01Acquisition / disposition3.02Unregistered equity sale5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year7.01Reg FD disclosure | DocumentSEC ↗ |
May 25, 2017 accepted 3:50 PM ET | BHLLBunker Hill Mining Corp. | 1.01Material agreement5.01Change in control5.02Officer / director change5.07Shareholder vote8.01Other events | DocumentSEC ↗ |
May 22, 2017 accepted 10:21 AM ET | BGDEBig Digital Energy, Inc. | 1.01Material agreement5.01Change in control | DocumentSEC ↗ |
May 18, 2017 accepted 3:22 PM ET | ENBPENB Financial Corp | 5.01Change in control | DocumentSEC ↗ |
May 15, 2017 accepted 9:42 AM ET | EEGIEline Entertainment Group, Inc. | 5.01Change in control5.02Officer / director change8.01Other events | DocumentSEC ↗ |
May 12, 2017 accepted 3:21 PM ET | CPWROcean Thermal Energy Corp | 2.01Acquisition / disposition3.02Unregistered equity sale3.03Holder rights modified5.01Change in control5.03Bylaws / fiscal year7.01Reg FD disclosure | DocumentSEC ↗ |
May 8, 2017 accepted 4:50 PM ET | ALTAltimmune, Inc. | 2.01Acquisition / disposition3.01Delisting notice3.03Holder rights modified4.01Auditor change5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year5.07Shareholder vote | DocumentSEC ↗ |
May 1, 2017 accepted 8:00 AM ET | MODDModular Medical, Inc. | 3.02Unregistered equity sale5.01Change in control5.02Officer / director change | DocumentSEC ↗ |
Apr 28, 2017 accepted 4:33 PM ET | TGNTTotaligent, Inc. | 1.02Agreement terminated3.02Unregistered equity sale5.01Change in control5.02Officer / director change8.01Other events | DocumentSEC ↗ |
Apr 27, 2017 accepted 5:25 PM ET | SVRASavara Inc | 2.01Acquisition / disposition2.02Earnings release3.03Holder rights modified5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year5.07Shareholder vote8.01Other events | DocumentSEC ↗ |
Apr 24, 2017 accepted 3:37 PM ET | CLOQCYBERLOQ TECHNOLOGIES, INC. | 3.02Unregistered equity sale3.03Holder rights modified5.01Change in control5.02Officer / director change | DocumentSEC ↗ |
Apr 6, 2017 accepted 5:21 PM ET | INVUInvestview, Inc. | 1.01Material agreement2.01Acquisition / disposition3.02Unregistered equity sale5.01Change in control5.02Officer / director change | DocumentSEC ↗ |