

1,402,112 filings since 2004 · latest accepted Nov 4, 2026, 12:02 PM ET
Priority items usually mark a change in credit, accounting integrity, control or listing status: 1.02 Agreement terminated, 1.03 Bankruptcy, 1.05 Cybersecurity incident, 2.04 Debt acceleration, 2.05 Restructuring costs, 2.06 Impairment, 3.01 Delisting notice, 4.01 Auditor change, 4.02 Non-reliance (restatement), 5.01 Change in control.
| Filed | Company | Items | Filing |
|---|---|---|---|
Oct 19, 2012 accepted 8:43 PM ET | PARRPAR PACIFIC HOLDINGS, INC. | 1.01Material agreement5.05Code of ethics8.01Other events | DocumentSEC ↗ |
Oct 18, 2012 accepted 5:00 PM ET | HCIHCI Group, Inc. |
Source: SEC EDGAR. Same-day filings appear within minutes and are re-checked against SEC's nightly index. Tickers are current listings, so a company's older filings show its ticker today.
5.05Code of ethics |
| DocumentSEC ↗ |
Oct 1, 2012 accepted 4:58 PM ET | PNRPENTAIR plc | 1.01Material agreement5.02Officer / director change5.05Code of ethics8.01Other events | DocumentSEC ↗ |
Sep 27, 2012 accepted 5:27 PM ET | ASURASURE SOFTWARE INC | 5.03Bylaws / fiscal year5.05Code of ethics | DocumentSEC ↗ |
Sep 25, 2012 accepted 4:14 PM ET | INDBINDEPENDENT BANK CORP | 5.05Code of ethics8.01Other events | DocumentSEC ↗ |
Sep 21, 2012 accepted 4:53 PM ET | AONAon plc | 5.05Code of ethics | DocumentSEC ↗ |
Aug 15, 2012 accepted 8:47 PM ET | GPREGreen Plains Inc. | 5.03Bylaws / fiscal year5.05Code of ethics | DocumentSEC ↗ |
Aug 9, 2012 accepted 4:30 PM ET | AGMFEDERAL AGRICULTURAL MORTGAGE CORP | 5.03Bylaws / fiscal year5.05Code of ethics | DocumentSEC ↗ |
Aug 8, 2012 accepted 4:45 PM ET | PEDPEDEVCO CORP | 8-K/A 2.01Acquisition / disposition3.02Unregistered equity sale3.03Holder rights modified5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year5.05Code of ethics5.07Shareholder vote | DocumentSEC ↗ |
Aug 7, 2012 accepted 4:48 PM ET | IIIInformation Services Group Inc. | 5.05Code of ethics | DocumentSEC ↗ |
Jun 21, 2012 accepted 5:01 PM ET | ADMAADMA BIOLOGICS, INC. | 1.02Agreement terminated5.05Code of ethics8.01Other events | DocumentSEC ↗ |
Jun 4, 2012 accepted 10:45 AM ET | RELLRICHARDSON ELECTRONICS, LTD. | 5.05Code of ethics | DocumentSEC ↗ |
May 31, 2012 accepted 4:11 PM ET | BDCBELDEN INC. | 5.03Bylaws / fiscal year5.05Code of ethics5.07Shareholder vote | DocumentSEC ↗ |
May 25, 2012 accepted 5:14 PM ET | FNWDFinward Bancorp | 5.05Code of ethics8.01Other events | DocumentSEC ↗ |
May 24, 2012 accepted 2:09 PM ET | ODFLOLD DOMINION FREIGHT LINE, INC. | 5.05Code of ethics5.07Shareholder vote | DocumentSEC ↗ |
May 23, 2012 accepted 8:52 PM ET | ALLALLSTATE CORP | 3.03Holder rights modified5.03Bylaws / fiscal year5.05Code of ethics8.01Other events | DocumentSEC ↗ |
May 23, 2012 accepted 1:59 PM ET | APDAir Products & Chemicals, Inc. | 5.05Code of ethics | DocumentSEC ↗ |
May 22, 2012 accepted 5:26 PM ET | ACFNACORN ENERGY, INC. | 5.05Code of ethics | DocumentSEC ↗ |
May 21, 2012 accepted 8:46 PM ET | AURXNuo Therapeutics, Inc. | 5.03Bylaws / fiscal year5.05Code of ethics5.07Shareholder vote | DocumentSEC ↗ |
May 21, 2012 accepted 5:03 PM ET | AONAon plc | 5.05Code of ethics5.07Shareholder vote | DocumentSEC ↗ |
May 4, 2012 accepted 4:55 PM ET | JBSSSANFILIPPO JOHN B & SON INC | 5.05Code of ethics | DocumentSEC ↗ |
May 4, 2012 accepted 6:09 AM ET | BTUPEABODY ENERGY CORP | 5.05Code of ethics5.07Shareholder vote | DocumentSEC ↗ |
May 2, 2012 accepted 4:29 PM ET | BATLBATTALION OIL CORP | 5.05Code of ethics8.01Other events | DocumentSEC ↗ |
Apr 25, 2012 accepted 4:30 PM ET | ERIEERIE INDEMNITY CO | 5.05Code of ethics | DocumentSEC ↗ |
Apr 10, 2012 accepted 10:43 AM ET | PBYIPUMA BIOTECHNOLOGY, INC. | 5.05Code of ethics8.01Other events | DocumentSEC ↗ |
Apr 3, 2012 accepted 5:25 PM ET | FCNFTI CONSULTING, INC | 5.05Code of ethics | DocumentSEC ↗ |
Mar 23, 2012 accepted 3:56 PM ET | FRAFFRANKLIN FINANCIAL SERVICES CORP /PA/ | 5.05Code of ethics | DocumentSEC ↗ |
Mar 21, 2012 accepted 3:13 PM ET | AXAxos Financial, Inc. | 5.02Officer / director change5.05Code of ethics | DocumentSEC ↗ |
Mar 20, 2012 accepted 5:11 PM ET | LXPLXP Industrial Trust | 5.05Code of ethics | DocumentSEC ↗ |
Mar 14, 2012 accepted 3:32 PM ET | EXCEXELON CORP | 1.01Material agreement2.01Acquisition / disposition2.03New debt obligation3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year5.05Code of ethics8.01Other events | DocumentSEC ↗ |
Mar 5, 2012 accepted 6:29 PM ET | NDSNNORDSON CORP | 5.05Code of ethics5.07Shareholder vote | DocumentSEC ↗ |
Feb 23, 2012 accepted 6:00 PM ET | TNXPTonix Pharmaceuticals Holding Corp. | 5.03Bylaws / fiscal year5.05Code of ethics8.01Other events | DocumentSEC ↗ |
Feb 10, 2012 accepted 5:27 PM ET | BXMTBLACKSTONE MORTGAGE TRUST, INC. | 5.05Code of ethics8.01Other events | DocumentSEC ↗ |
Feb 10, 2012 accepted 7:00 AM ET | CRD.ACRAWFORD & CO | 5.05Code of ethics | DocumentSEC ↗ |
Feb 3, 2012 accepted 4:57 PM ET | CDECoeur Mining, Inc. | 5.05Code of ethics | DocumentSEC ↗ |
Feb 2, 2012 accepted 8:36 PM ET | SRGZStar Gold Corp. | 5.05Code of ethics | DocumentSEC ↗ |
Jan 26, 2012 accepted 10:19 AM ET | CTOCTO Realty Growth, Inc. | 5.02Officer / director change5.05Code of ethics | DocumentSEC ↗ |
Jan 26, 2012 accepted 10:12 AM ET | FRAFFRANKLIN FINANCIAL SERVICES CORP /PA/ | 2.02Earnings release5.05Code of ethics | DocumentSEC ↗ |
Jan 26, 2012 accepted 7:02 PM ET | ONON SEMICONDUCTOR CORP | 5.05Code of ethics | DocumentSEC ↗ |
Jan 25, 2012 accepted 6:48 PM ET | UMBFUMB FINANCIAL CORP | 2.02Earnings release5.05Code of ethics8.01Other events | DocumentSEC ↗ |
Jan 24, 2012 accepted 9:41 PM ET | SMGSCOTTS MIRACLE-GRO CO | 5.02Officer / director change5.05Code of ethics5.07Shareholder vote | DocumentSEC ↗ |
Jan 20, 2012 accepted 8:04 AM ET | XPOXPO, Inc. | 5.05Code of ethics | DocumentSEC ↗ |
Jan 12, 2012 accepted 12:53 PM ET | XELBXCel Brands, Inc. | 8-K/A 1.01Material agreement2.01Acquisition / disposition3.02Unregistered equity sale4.01Auditor change5.02Officer / director change5.03Bylaws / fiscal year5.05Code of ethics5.06Shell status change | DocumentSEC ↗ |
Jan 11, 2012 accepted 9:55 PM ET | SJMJ M SMUCKER Co | 5.05Code of ethics | DocumentSEC ↗ |
Jan 11, 2012 accepted 5:00 PM ET | GBXGREENBRIER COMPANIES INC | 5.05Code of ethics5.07Shareholder vote8.01Other events | DocumentSEC ↗ |
Jan 6, 2012 accepted 5:01 PM ET | LVSLAS VEGAS SANDS CORP | 5.05Code of ethics | DocumentSEC ↗ |
Dec 15, 2011 accepted 4:49 PM ET | WASHWASHINGTON TRUST BANCORP INC | 5.05Code of ethics | DocumentSEC ↗ |
Dec 15, 2011 accepted 1:00 PM ET | XELBXCel Brands, Inc. | 8-K/A 1.01Material agreement2.01Acquisition / disposition3.02Unregistered equity sale4.01Auditor change5.02Officer / director change5.03Bylaws / fiscal year5.05Code of ethics5.06Shell status change | DocumentSEC ↗ |
Nov 30, 2011 accepted 3:01 PM ET | RLIRLI CORP | 5.05Code of ethics | DocumentSEC ↗ |
Nov 22, 2011 accepted 4:23 PM ET | HRIHERC HOLDINGS INC | 5.05Code of ethics | DocumentSEC ↗ |