

1,402,507 filings since 2004 · latest accepted Nov 4, 2026, 5:30 PM ET
Priority items usually mark a change in credit, accounting integrity, control or listing status: 1.02 Agreement terminated, 1.03 Bankruptcy, 1.05 Cybersecurity incident, 2.04 Debt acceleration, 2.05 Restructuring costs, 2.06 Impairment, 3.01 Delisting notice, 4.01 Auditor change, 4.02 Non-reliance (restatement), 5.01 Change in control.
| Filed | Company | Items | Filing |
|---|---|---|---|
Dec 5, 2022 accepted 5:16 PM ET | DGIIDIGI INTERNATIONAL INC | 4.01Auditor change | DocumentSEC ↗ |
Dec 5, 2022 accepted 4:22 PM ET | XGNEXAGEN INC. | 2.05Restructuring costsOfficer / director change |
Source: SEC EDGAR. Same-day filings appear within minutes and are re-checked against SEC's nightly index. Tickers are current listings, so a company's older filings show its ticker today.
| DocumentSEC ↗ |
Dec 5, 2022 accepted 2:30 PM ET | MRDNMeridian Holdings Inc./NV | 1.02Agreement terminated2.01Acquisition / disposition | DocumentSEC ↗ |
Dec 5, 2022 accepted 1:29 PM ET | GRFEAGLE CAPITAL GROWTH FUND, INC. | 4.01Auditor change | DocumentSEC ↗ |
Dec 2, 2022 accepted 4:10 PM ET | CPHICHINA PHARMA HOLDINGS, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Dec 2, 2022 accepted 1:34 PM ET | AWHLAspira Women's Health Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Dec 1, 2022 accepted 10:16 PM ET | SCNXScienture Holdings, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Dec 1, 2022 accepted 10:00 PM ET | SCNDSCIENTIFIC INDUSTRIES INC | 4.01Auditor change | DocumentSEC ↗ |
Dec 1, 2022 accepted 9:32 PM ET | MATMATTEL INC /DE/ | 2.04Debt acceleration | DocumentSEC ↗ |
Dec 1, 2022 accepted 4:06 PM ET | ARAYACCURAY INC | 2.05Restructuring costs | DocumentSEC ↗ |
Dec 1, 2022 accepted 11:56 AM ET | OTEXOPEN TEXT CORP | 1.01Material agreement1.02Agreement terminated2.03New debt obligation7.01Reg FD disclosure | DocumentSEC ↗ |
Nov 30, 2022 accepted 9:00 PM ET | YHGJYUNHONG GREEN CTI LTD. | 3.01Delisting notice8.01Other events | DocumentSEC ↗ |
Nov 30, 2022 accepted 5:21 PM ET | MOBQMobiquity Technologies, Inc. | 3.01Delisting notice4.02Non-reliance (restatement) | DocumentSEC ↗ |
Nov 30, 2022 accepted 4:05 PM ET | GSITGSI TECHNOLOGY INC | 2.05Restructuring costs5.02Officer / director change | DocumentSEC ↗ |
Nov 30, 2022 accepted 8:42 AM ET | OMCLOMNICELL, INC. | 2.05Restructuring costs | DocumentSEC ↗ |
Nov 29, 2022 accepted 9:13 PM ET | ASPNASPEN AEROGELS INC | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Nov 29, 2022 accepted 7:58 PM ET | LRDCLaredo Oil, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Nov 29, 2022 accepted 4:10 PM ET | ZIVOZivo Bioscience, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Nov 29, 2022 accepted 4:08 PM ET | CDXSCODEXIS, INC. | 2.05Restructuring costs | DocumentSEC ↗ |
Nov 29, 2022 accepted 4:05 PM ET | RIGLRIGEL PHARMACEUTICALS INC | 3.01Delisting notice | DocumentSEC ↗ |
Nov 28, 2022 accepted 9:16 PM ET | CNSYCERENOME, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Nov 28, 2022 accepted 9:09 PM ET | PRAAPRA GROUP INC | 1.01Material agreement1.02Agreement terminated2.03New debt obligation7.01Reg FD disclosure | DocumentSEC ↗ |
Nov 28, 2022 accepted 9:07 PM ET | LEXXLexaria Bioscience Corp. | 4.01Auditor change | DocumentSEC ↗ |
Nov 28, 2022 accepted 9:06 PM ET | IVFINVO Fertility, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Nov 28, 2022 accepted 5:02 PM ET | AHROAuthentic Holdings, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Nov 28, 2022 accepted 4:34 PM ET | IVDNINNOVATIVE DESIGNS INC | 4.01Auditor change | DocumentSEC ↗ |
Nov 28, 2022 accepted 3:07 PM ET | EEGIEline Entertainment Group, Inc. | 1.01Material agreement5.01Change in control5.02Officer / director change7.01Reg FD disclosure | DocumentSEC ↗ |
Nov 28, 2022 accepted 8:01 PM ET | WHWKWhitehawk Therapeutics, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Nov 25, 2022 accepted 6:07 PM ET | ACHVACHIEVE LIFE SCIENCES, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Nov 25, 2022 accepted 2:01 PM ET | AIFCAI Financial Corp | 3.01Delisting notice | DocumentSEC ↗ |
Nov 23, 2022 accepted 4:05 PM ET | SINTSintx Technologies, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Nov 23, 2022 accepted 4:05 PM ET | UNTYUNITY BANCORP INC /NJ/ | 1.02Agreement terminated | DocumentSEC ↗ |
Nov 23, 2022 accepted 4:02 PM ET | AKAMAKAMAI TECHNOLOGIES INC | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Nov 23, 2022 accepted 3:38 PM ET | XELBXCel Brands, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Nov 23, 2022 accepted 6:15 AM ET | ERNAErnexa Therapeutics Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Nov 22, 2022 accepted 9:30 PM ET | GHIGreystone Housing Impact Investors LP | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
Nov 22, 2022 accepted 5:44 PM ET | AWCAAwaysis Capital, Inc. | 8-K/A 4.01Auditor change | DocumentSEC ↗ |
Nov 22, 2022 accepted 4:43 PM ET | FRDFRIEDMAN INDUSTRIES INC | 3.01Delisting notice8.01Other events | DocumentSEC ↗ |
Nov 22, 2022 accepted 4:17 PM ET | HPQHP INC | 2.02Earnings release2.05Restructuring costs7.01Reg FD disclosure | DocumentSEC ↗ |
Nov 22, 2022 accepted 4:11 PM ET | SGLYSingularity Future Technology Ltd. | 3.01Delisting notice5.02Officer / director change | DocumentSEC ↗ |
Nov 22, 2022 accepted 4:10 PM ET | AYTUAYTU BIOPHARMA, INC | 3.01Delisting notice | DocumentSEC ↗ |
Nov 22, 2022 accepted 4:06 PM ET | ERNAErnexa Therapeutics Inc. | 1.01Material agreement1.02Agreement terminated7.01Reg FD disclosure | DocumentSEC ↗ |
Nov 21, 2022 accepted 10:26 PM ET | NENNEW ENGLAND REALTY ASSOCIATES LIMITED PARTNERSHIP | 3.01Delisting notice | DocumentSEC ↗ |
Nov 21, 2022 accepted 9:05 PM ET | BDSXBIODESIX INC | 1.01Material agreement1.02Agreement terminated2.03New debt obligation3.02Unregistered equity sale8.01Other events | DocumentSEC ↗ |
Nov 21, 2022 accepted 5:15 PM ET | NVAXNOVAVAX INC | 1.02Agreement terminated | DocumentSEC ↗ |
Nov 21, 2022 accepted 5:14 PM ET | UISUNISYS CORP | 2.02Earnings release3.01Delisting notice7.01Reg FD disclosure8.01Other events | DocumentSEC ↗ |
Nov 21, 2022 accepted 4:56 PM ET | KVHIKVH INDUSTRIES INC \DE\ | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
Nov 21, 2022 accepted 4:29 PM ET | BBLGBone Biologics Corp | 3.01Delisting notice | DocumentSEC ↗ |
Nov 21, 2022 accepted 4:28 PM ET | WKSPWorksport Ltd | 4.01Auditor change | DocumentSEC ↗ |
Nov 21, 2022 accepted 4:11 PM ET | AAOIAPPLIED OPTOELECTRONICS, INC. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |