

1,403,529 filings since 2004 · latest accepted Nov 6, 2026, 5:30 PM ET
Priority items usually mark a change in credit, accounting integrity, control or listing status: 1.02 Agreement terminated, 1.03 Bankruptcy, 1.05 Cybersecurity incident, 2.04 Debt acceleration, 2.05 Restructuring costs, 2.06 Impairment, 3.01 Delisting notice, 4.01 Auditor change, 4.02 Non-reliance (restatement), 5.01 Change in control.
| Filed | Company | Items | Filing |
|---|---|---|---|
Jun 29, 2006 accepted 8:03 PM ET | HALOHALOZYME THERAPEUTICS, INC. | 4.01Auditor change | DocumentSEC ↗ |
Jun 29, 2006 accepted 5:13 PM ET | JAKKJAKKS PACIFIC INC | 4.01Auditor change | Document |
Source: SEC EDGAR. Same-day filings appear within minutes and are re-checked against SEC's nightly index. Tickers are current listings, so a company's older filings show its ticker today.
Jun 28, 2006 accepted 4:42 PM ET | EAFGRAFTECH INTERNATIONAL LTD | 4.01Auditor change | DocumentSEC ↗ |
Jun 27, 2006 accepted 3:01 PM ET | FRPHFRP HOLDINGS, INC. | 4.01Auditor change7.01Reg FD disclosure | DocumentSEC ↗ |
Jun 27, 2006 accepted 8:22 AM ET | CRAICRA INTERNATIONAL, INC. | 4.01Auditor change | DocumentSEC ↗ |
Jun 26, 2006 accepted 3:09 PM ET | SPOKSpok Holdings, Inc | 8-K/A 4.01Auditor change | DocumentSEC ↗ |
Jun 22, 2006 accepted 8:57 PM ET | ESMCESCALON MEDICAL CORP | 4.01Auditor change | DocumentSEC ↗ |
Jun 22, 2006 accepted 5:25 PM ET | SPOKSpok Holdings, Inc | 4.01Auditor change | DocumentSEC ↗ |
Jun 20, 2006 accepted 7:27 PM ET | EQSEQUUS TOTAL RETURN, INC. | 4.01Auditor change | DocumentSEC ↗ |
Jun 20, 2006 accepted 5:22 PM ET | ASTEASTEC INDUSTRIES INC | 4.01Auditor change | DocumentSEC ↗ |
Jun 20, 2006 accepted 5:09 PM ET | CAPSCapstone Holding Corp. | 4.01Auditor change | DocumentSEC ↗ |
Jun 19, 2006 accepted 4:34 PM ET | HLIOHELIOS TECHNOLOGIES, INC. | 4.01Auditor change | DocumentSEC ↗ |
Jun 16, 2006 accepted 2:54 PM ET | PENNPENN Entertainment, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Jun 16, 2006 accepted 5:41 PM ET | GOVXGeoVax Labs, Inc. | 8-K/A 4.01Auditor change | DocumentSEC ↗ |
Jun 15, 2006 accepted 4:15 PM ET | SWKHLSWK Holdings Corp | 8-K/A 4.01Auditor change | DocumentSEC ↗ |
Jun 15, 2006 accepted 2:45 PM ET | BWENBROADWIND, INC. | 8-K/A 4.01Auditor change | DocumentSEC ↗ |
Jun 14, 2006 accepted 4:30 PM ET | ULBIULTRALIFE CORP | 4.01Auditor change | DocumentSEC ↗ |
Jun 9, 2006 accepted 5:25 PM ET | FCCNSPECTRAL CAPITAL Corp | 8-K/A 4.01Auditor change | DocumentSEC ↗ |
Jun 8, 2006 accepted 5:28 PM ET | AUSIAURA SYSTEMS INC | 8-K/A 4.01Auditor change | DocumentSEC ↗ |
Jun 8, 2006 accepted 4:22 PM ET | VTSIVirTra, Inc | 4.01Auditor change | DocumentSEC ↗ |
Jun 5, 2006 accepted 3:04 PM ET | VASOVASO Corp | 8-K/A 4.01Auditor change | DocumentSEC ↗ |
Jun 5, 2006 accepted 10:58 AM ET | BATLBATTALION OIL CORP | 1.01Material agreement4.01Auditor change | DocumentSEC ↗ |
Jun 2, 2006 accepted 10:14 PM ET | POSCPOSITRON CORP | 4.01Auditor change | DocumentSEC ↗ |
Jun 1, 2006 accepted 8:22 PM ET | GTEGRAN TIERRA ENERGY INC. | 8-K/A 4.01Auditor change | DocumentSEC ↗ |
Jun 1, 2006 accepted 4:00 PM ET | VASOVASO Corp | 8-K/A 4.01Auditor change | DocumentSEC ↗ |
May 31, 2006 accepted 4:40 PM ET | GTNGRAY MEDIA, INC | 4.01Auditor change | DocumentSEC ↗ |
May 31, 2006 accepted 3:18 PM ET | ASRVAMERISERV FINANCIAL INC /PA/ | 8-K/A 4.01Auditor change | DocumentSEC ↗ |
May 30, 2006 accepted 8:41 PM ET | AUSIAURA SYSTEMS INC | 4.01Auditor change | DocumentSEC ↗ |
May 30, 2006 accepted 5:03 PM ET | FNBFNB CORP/PA/ | 4.01Auditor change | DocumentSEC ↗ |
May 30, 2006 accepted 3:43 PM ET | CCBGCAPITAL CITY BANK GROUP INC | 8-K/A 4.01Auditor change | DocumentSEC ↗ |
May 30, 2006 accepted 2:51 PM ET | VASOVASO Corp | 4.01Auditor change | DocumentSEC ↗ |
May 26, 2006 accepted 4:45 PM ET | CFNBCALIFORNIA FIRST LEASING CORP | 3.01Delisting notice4.01Auditor change | DocumentSEC ↗ |
May 24, 2006 accepted 6:14 PM ET | WYYWIDEPOINT CORP | 8-K/A 4.01Auditor change | DocumentSEC ↗ |
May 23, 2006 accepted 6:18 PM ET | ASRVAMERISERV FINANCIAL INC /PA/ | 4.01Auditor change | DocumentSEC ↗ |
May 23, 2006 accepted 2:53 PM ET | AGXARGAN INC | 4.01Auditor change | DocumentSEC ↗ |
May 23, 2006 accepted 11:57 AM ET | MSNEMERSON RADIO CORP | 4.01Auditor change | DocumentSEC ↗ |
May 23, 2006 accepted 11:56 AM ET | CCBGCAPITAL CITY BANK GROUP INC | 4.01Auditor change | DocumentSEC ↗ |
May 22, 2006 accepted 3:09 PM ET | ALNTALLIENT INC | 4.01Auditor change | DocumentSEC ↗ |
May 22, 2006 accepted 1:59 PM ET | TPBTurning Point Brands, Inc. | 4.01Auditor change | DocumentSEC ↗ |
May 19, 2006 accepted 3:39 PM ET | FCCOFIRST COMMUNITY CORP /SC/ | 4.01Auditor change | DocumentSEC ↗ |
May 19, 2006 accepted 1:38 PM ET | WYNNWYNN RESORTS LTD | 4.01Auditor change | DocumentSEC ↗ |
May 17, 2006 accepted 3:25 PM ET | BWENBROADWIND, INC. | 4.01Auditor change | DocumentSEC ↗ |
May 17, 2006 accepted 12:34 PM ET | CNOBConnectOne Bancorp, Inc. | 8-K/A 4.01Auditor change | DocumentSEC ↗ |
May 15, 2006 accepted 8:50 PM ET | CTBICOMMUNITY TRUST BANCORP INC /KY/ | 4.01Auditor change | DocumentSEC ↗ |
May 15, 2006 accepted 5:13 PM ET | GOVXGeoVax Labs, Inc. | 4.01Auditor change | DocumentSEC ↗ |
May 15, 2006 accepted 5:03 PM ET | SBCFSEACOAST BANKING CORP OF FLORIDA | 4.01Auditor change | DocumentSEC ↗ |
May 15, 2006 accepted 4:39 PM ET | FCBCFIRST COMMUNITY BANKSHARES INC /VA/ | 4.01Auditor change | DocumentSEC ↗ |
May 15, 2006 accepted 11:07 AM ET | COPCONOCOPHILLIPS | 4.01Auditor change | DocumentSEC ↗ |
May 12, 2006 accepted 5:15 PM ET | NPKNATIONAL PRESTO INDUSTRIES INC | 8-K/A 2.02Earnings release4.01Auditor change | DocumentSEC ↗ |
May 12, 2006 accepted 11:43 AM ET | AASPAgassi Sports Entertainment Corp. | 4.01Auditor change | DocumentSEC ↗ |