

1,402,117 filings since 2004 · latest accepted Nov 4, 2026, 12:52 PM ET
Priority items usually mark a change in credit, accounting integrity, control or listing status: 1.02 Agreement terminated, 1.03 Bankruptcy, 1.05 Cybersecurity incident, 2.04 Debt acceleration, 2.05 Restructuring costs, 2.06 Impairment, 3.01 Delisting notice, 4.01 Auditor change, 4.02 Non-reliance (restatement), 5.01 Change in control.
| Filed | Company | Items | Filing |
|---|---|---|---|
Dec 20, 2019 accepted 4:07 PM ET | PIPRPIPER SANDLER COMPANIES | 1.01Material agreement2.03New debt obligation | DocumentSEC ↗ |
Oct 15, 2019 accepted 4:49 PM ET | PIPRPIPER SANDLER COMPANIES | Material agreement |
Source: SEC EDGAR. Same-day filings appear within minutes and are re-checked against SEC's nightly index. Tickers are current listings, so a company's older filings show its ticker today.
| DocumentSEC ↗ |
Jul 10, 2019 accepted 7:25 AM ET | PIPRPIPER SANDLER COMPANIES | 1.01Material agreement3.02Unregistered equity sale | DocumentSEC ↗ |
Nov 17, 2015 accepted 12:36 PM ET | PIPRPIPER SANDLER COMPANIES | 1.01Material agreement3.02Unregistered equity sale7.01Reg FD disclosure | DocumentSEC ↗ |
Oct 13, 2015 accepted 8:38 PM ET | PIPRPIPER SANDLER COMPANIES | 1.01Material agreement2.03New debt obligation | DocumentSEC ↗ |
Jun 5, 2014 accepted 8:51 PM ET | PIPRPIPER SANDLER COMPANIES | 1.01Material agreement2.03New debt obligation | DocumentSEC ↗ |
Mar 17, 2014 accepted 8:54 PM ET | PIPRPIPER SANDLER COMPANIES | 1.01Material agreement5.02Officer / director change | DocumentSEC ↗ |
Apr 17, 2013 accepted 8:44 PM ET | PIPRPIPER SANDLER COMPANIES | 1.01Material agreement7.01Reg FD disclosure | DocumentSEC ↗ |
Mar 11, 2013 accepted 11:41 AM ET | PIPRPIPER SANDLER COMPANIES | 1.01Material agreement7.01Reg FD disclosure | DocumentSEC ↗ |
Nov 30, 2012 accepted 10:03 PM ET | PIPRPIPER SANDLER COMPANIES | 1.01Material agreement2.03New debt obligation | DocumentSEC ↗ |
Jun 1, 2012 accepted 7:08 PM ET | PIPRPIPER SANDLER COMPANIES | 1.01Material agreement | DocumentSEC ↗ |
May 4, 2012 accepted 8:35 PM ET | PIPRPIPER SANDLER COMPANIES | 1.01Material agreement | DocumentSEC ↗ |
Dec 21, 2009 accepted 1:30 PM ET | PIPRPIPER SANDLER COMPANIES | 1.01Material agreement7.01Reg FD disclosure | DocumentSEC ↗ |
Sep 14, 2007 accepted 2:15 PM ET | PIPRPIPER SANDLER COMPANIES | 1.01Material agreement7.01Reg FD disclosure | DocumentSEC ↗ |
Jul 3, 2007 accepted 1:39 PM ET | PIPRPIPER SANDLER COMPANIES | 1.01Material agreement7.01Reg FD disclosure | DocumentSEC ↗ |
Apr 13, 2007 accepted 12:20 PM ET | PIPRPIPER SANDLER COMPANIES | 1.01Material agreement7.01Reg FD disclosure | DocumentSEC ↗ |
Aug 17, 2006 accepted 1:23 PM ET | PIPRPIPER SANDLER COMPANIES | 1.01Material agreement7.01Reg FD disclosure | DocumentSEC ↗ |
Aug 4, 2006 accepted 7:42 PM ET | PIPRPIPER SANDLER COMPANIES | 1.01Material agreement | DocumentSEC ↗ |
Apr 11, 2006 accepted 10:05 AM ET | PIPRPIPER SANDLER COMPANIES | 1.01Material agreement2.05Restructuring costs7.01Reg FD disclosure | DocumentSEC ↗ |
Feb 23, 2006 accepted 5:30 PM ET | PIPRPIPER SANDLER COMPANIES | 1.01Material agreement5.02Officer / director change | DocumentSEC ↗ |
Aug 11, 2005 accepted 1:36 PM ET | PIPRPIPER SANDLER COMPANIES | 1.01Material agreement | DocumentSEC ↗ |
Jul 28, 2005 accepted 7:27 PM ET | PIPRPIPER SANDLER COMPANIES | 1.01Material agreement5.02Officer / director change | DocumentSEC ↗ |
Feb 28, 2005 accepted 9:57 PM ET | PIPRPIPER SANDLER COMPANIES | 1.01Material agreement | DocumentSEC ↗ |
Dec 15, 2004 accepted 7:54 PM ET | PIPRPIPER SANDLER COMPANIES | 1.01Material agreement | DocumentSEC ↗ |