

1,402,119 filings since 2004 · latest accepted Nov 4, 2026, 1:28 PM ET
Priority items usually mark a change in credit, accounting integrity, control or listing status: 1.02 Agreement terminated, 1.03 Bankruptcy, 1.05 Cybersecurity incident, 2.04 Debt acceleration, 2.05 Restructuring costs, 2.06 Impairment, 3.01 Delisting notice, 4.01 Auditor change, 4.02 Non-reliance (restatement), 5.01 Change in control.
| Filed | Company | Items | Filing |
|---|---|---|---|
Jul 26, 2024 accepted 8:30 PM ET | SIEBSIEBERT FINANCIAL CORP | 4.01Auditor change | DocumentSEC ↗ |
May 16, 2024 accepted 8:46 PM ET | SIEBSIEBERT FINANCIAL CORP | 4.01Auditor change | Document |
Source: SEC EDGAR. Same-day filings appear within minutes and are re-checked against SEC's nightly index. Tickers are current listings, so a company's older filings show its ticker today.
Apr 24, 2024 accepted 8:40 PM ET | SIEBSIEBERT FINANCIAL CORP | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
Jan 12, 2024 accepted 7:10 PM ET | SIEBSIEBERT FINANCIAL CORP | 3.01Delisting notice | DocumentSEC ↗ |
Dec 20, 2023 accepted 1:30 PM ET | SIEBSIEBERT FINANCIAL CORP | 1.01Material agreement1.02Agreement terminated3.03Holder rights modified8.01Other events | DocumentSEC ↗ |
Sep 3, 2021 accepted 9:20 PM ET | SIEBSIEBERT FINANCIAL CORP | 1.02Agreement terminated | DocumentSEC ↗ |
Jul 30, 2020 accepted 5:40 PM ET | SIEBSIEBERT FINANCIAL CORP | 1.02Agreement terminated | DocumentSEC ↗ |
May 8, 2017 accepted 6:43 PM ET | SIEBSIEBERT FINANCIAL CORP | 4.01Auditor change8.01Other events | DocumentSEC ↗ |
Apr 27, 2017 accepted 9:51 PM ET | SIEBSIEBERT FINANCIAL CORP | 4.01Auditor change | DocumentSEC ↗ |
Dec 21, 2016 accepted 8:25 PM ET | SIEBSIEBERT FINANCIAL CORP | 5.01Change in control5.02Officer / director change5.07Shareholder vote | DocumentSEC ↗ |
Aug 27, 2013 accepted 7:07 PM ET | SIEBSIEBERT FINANCIAL CORP | 5.01Change in control5.02Officer / director change | DocumentSEC ↗ |
Jun 28, 2011 accepted 9:15 PM ET | SIEBSIEBERT FINANCIAL CORP | 3.01Delisting notice | DocumentSEC ↗ |
Jan 10, 2011 accepted 3:55 PM ET | SIEBSIEBERT FINANCIAL CORP | 3.01Delisting notice | DocumentSEC ↗ |
Aug 3, 2010 accepted 8:53 PM ET | SIEBSIEBERT FINANCIAL CORP | 3.01Delisting notice | DocumentSEC ↗ |