

1,402,119 filings since 2004 · latest accepted Nov 4, 2026, 1:28 PM ET
Priority items usually mark a change in credit, accounting integrity, control or listing status: 1.02 Agreement terminated, 1.03 Bankruptcy, 1.05 Cybersecurity incident, 2.04 Debt acceleration, 2.05 Restructuring costs, 2.06 Impairment, 3.01 Delisting notice, 4.01 Auditor change, 4.02 Non-reliance (restatement), 5.01 Change in control.
| Filed | Company | Items | Filing |
|---|---|---|---|
Nov 4, 2026 accepted 8:00 AM ET | SIEBSIEBERT FINANCIAL CORP | 5.02Officer / director change | SEC ↗ |
Sep 25, 2026 accepted 2:00 PM ET | SIEBSIEBERT FINANCIAL CORP | 5.02Officer / director change | DocumentSEC ↗ |
May 30, 2023 accepted 12:17 PM ET | SIEBSIEBERT FINANCIAL CORP | 5.02Officer / director change | DocumentSEC ↗ |
Oct 21, 2022 accepted 8:45 PM ET | SIEBSIEBERT FINANCIAL CORP | 1.01Material agreement5.02Officer / director change | DocumentSEC ↗ |
Nov 17, 2021 accepted 1:16 PM ET | SIEBSIEBERT FINANCIAL CORP | 1.01Material agreement5.02Officer / director change8.01Other events | DocumentSEC ↗ |
Jun 2, 2020 accepted 6:11 PM ET | SIEBSIEBERT FINANCIAL CORP | 5.02Officer / director change | DocumentSEC ↗ |
Dec 30, 2016 accepted 2:01 PM ET | SIEBSIEBERT FINANCIAL CORP | 5.02Officer / director change | DocumentSEC ↗ |
Dec 27, 2016 accepted 8:15 PM ET | SIEBSIEBERT FINANCIAL CORP | 8-K/A 5.02Officer / director change | DocumentSEC ↗ |
Dec 21, 2016 accepted 8:25 PM ET | SIEBSIEBERT FINANCIAL CORP | 5.01Change in control5.02Officer / director change5.07Shareholder vote | DocumentSEC ↗ |
Oct 28, 2016 accepted 9:18 PM ET | SIEBSIEBERT FINANCIAL CORP | 5.02Officer / director change | DocumentSEC ↗ |
Mar 3, 2015 accepted 8:30 PM ET | SIEBSIEBERT FINANCIAL CORP | 5.02Officer / director change | DocumentSEC ↗ |
Nov 4, 2013 accepted 8:10 PM ET | SIEBSIEBERT FINANCIAL CORP | 5.02Officer / director change | DocumentSEC ↗ |
Sep 18, 2013 accepted 4:30 PM ET | SIEBSIEBERT FINANCIAL CORP | 5.02Officer / director change8.01Other events | DocumentSEC ↗ |
Aug 27, 2013 accepted 7:07 PM ET | SIEBSIEBERT FINANCIAL CORP | 5.01Change in control5.02Officer / director change | DocumentSEC ↗ |
Jun 14, 2013 accepted 7:51 PM ET | SIEBSIEBERT FINANCIAL CORP | 5.02Officer / director change5.07Shareholder vote | DocumentSEC ↗ |
Oct 7, 2005 accepted 6:17 PM ET | SIEBSIEBERT FINANCIAL CORP | 5.02Officer / director change | DocumentSEC ↗ |
Sep 12, 2005 accepted 7:16 PM ET | SIEBSIEBERT FINANCIAL CORP | 5.02Officer / director change | DocumentSEC ↗ |
Source: SEC EDGAR. Same-day filings appear within minutes and are re-checked against SEC's nightly index. Tickers are current listings, so a company's older filings show its ticker today.