

1,402,117 filings since 2004 · latest accepted Nov 4, 2026, 12:52 PM ET
Priority items usually mark a change in credit, accounting integrity, control or listing status: 1.02 Agreement terminated, 1.03 Bankruptcy, 1.05 Cybersecurity incident, 2.04 Debt acceleration, 2.05 Restructuring costs, 2.06 Impairment, 3.01 Delisting notice, 4.01 Auditor change, 4.02 Non-reliance (restatement), 5.01 Change in control.
| Filed | Company | Items | Filing |
|---|---|---|---|
Nov 4, 2026 accepted 8:00 AM ET | SIEBSIEBERT FINANCIAL CORP | 5.02Officer / director change | SEC ↗ |
Sep 25, 2026 accepted 2:00 PM ET | SIEBSIEBERT FINANCIAL CORP | 5.02Officer / director change | Document |
Source: SEC EDGAR. Same-day filings appear within minutes and are re-checked against SEC's nightly index. Tickers are current listings, so a company's older filings show its ticker today.
Nov 21, 2025 accepted 8:00 PM ET | SIEBSIEBERT FINANCIAL CORP | 5.07Shareholder vote | DocumentSEC ↗ |
Oct 31, 2025 accepted 9:00 PM ET | SIEBSIEBERT FINANCIAL CORP | 1.01Material agreement | DocumentSEC ↗ |
Jun 27, 2025 accepted 9:18 PM ET | SIEBSIEBERT FINANCIAL CORP | 1.01Material agreement | DocumentSEC ↗ |
Apr 10, 2025 accepted 7:00 PM ET | SIEBSIEBERT FINANCIAL CORP | 8.01Other events | DocumentSEC ↗ |
Dec 19, 2024 accepted 8:16 PM ET | SIEBSIEBERT FINANCIAL CORP | 1.01Material agreement2.03New debt obligation | DocumentSEC ↗ |
Nov 5, 2024 accepted 9:00 PM ET | SIEBSIEBERT FINANCIAL CORP | 5.07Shareholder vote | DocumentSEC ↗ |
Aug 20, 2024 accepted 9:04 PM ET | SIEBSIEBERT FINANCIAL CORP | 1.01Material agreement2.03New debt obligation | DocumentSEC ↗ |
Jul 26, 2024 accepted 8:30 PM ET | SIEBSIEBERT FINANCIAL CORP | 4.01Auditor change | DocumentSEC ↗ |
May 16, 2024 accepted 8:46 PM ET | SIEBSIEBERT FINANCIAL CORP | 4.01Auditor change | DocumentSEC ↗ |
Apr 24, 2024 accepted 8:40 PM ET | SIEBSIEBERT FINANCIAL CORP | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
Apr 10, 2024 accepted 7:30 PM ET | SIEBSIEBERT FINANCIAL CORP | 5.07Shareholder vote | DocumentSEC ↗ |
Jan 24, 2024 accepted 9:25 PM ET | SIEBSIEBERT FINANCIAL CORP | 1.01Material agreement | DocumentSEC ↗ |
Jan 12, 2024 accepted 7:10 PM ET | SIEBSIEBERT FINANCIAL CORP | 3.01Delisting notice | DocumentSEC ↗ |
Dec 20, 2023 accepted 1:30 PM ET | SIEBSIEBERT FINANCIAL CORP | 1.01Material agreement1.02Agreement terminated3.03Holder rights modified8.01Other events | DocumentSEC ↗ |
Nov 13, 2023 accepted 1:40 PM ET | SIEBSIEBERT FINANCIAL CORP | 2.02Earnings release8.01Other events | DocumentSEC ↗ |
Oct 20, 2023 accepted 8:00 PM ET | SIEBSIEBERT FINANCIAL CORP | 8.01Other events | DocumentSEC ↗ |
Jul 14, 2023 accepted 8:15 PM ET | SIEBSIEBERT FINANCIAL CORP | 1.01Material agreement | DocumentSEC ↗ |
May 30, 2023 accepted 12:17 PM ET | SIEBSIEBERT FINANCIAL CORP | 5.02Officer / director change | DocumentSEC ↗ |
May 24, 2023 accepted 9:15 PM ET | SIEBSIEBERT FINANCIAL CORP | 8.01Other events | DocumentSEC ↗ |
May 3, 2023 accepted 8:17 PM ET | SIEBSIEBERT FINANCIAL CORP | 1.01Material agreement | DocumentSEC ↗ |
Dec 6, 2022 accepted 9:35 PM ET | SIEBSIEBERT FINANCIAL CORP | 5.07Shareholder vote | DocumentSEC ↗ |
Oct 21, 2022 accepted 8:45 PM ET | SIEBSIEBERT FINANCIAL CORP | 1.01Material agreement5.02Officer / director change | DocumentSEC ↗ |
Sep 30, 2022 accepted 8:31 PM ET | SIEBSIEBERT FINANCIAL CORP | 8.01Other events | DocumentSEC ↗ |
May 27, 2022 accepted 8:51 PM ET | SIEBSIEBERT FINANCIAL CORP | 1.01Material agreement | DocumentSEC ↗ |
May 25, 2022 accepted 4:00 PM ET | SIEBSIEBERT FINANCIAL CORP | 2.02Earnings release | DocumentSEC ↗ |
Apr 6, 2022 accepted 9:28 PM ET | SIEBSIEBERT FINANCIAL CORP | 1.01Material agreement2.01Acquisition / disposition | DocumentSEC ↗ |
Apr 4, 2022 accepted 8:34 PM ET | SIEBSIEBERT FINANCIAL CORP | 2.02Earnings release | DocumentSEC ↗ |
Jan 27, 2022 accepted 10:30 PM ET | SIEBSIEBERT FINANCIAL CORP | 1.01Material agreement8.01Other events | DocumentSEC ↗ |
Jan 5, 2022 accepted 10:15 PM ET | SIEBSIEBERT FINANCIAL CORP | 1.01Material agreement8.01Other events | DocumentSEC ↗ |
Nov 17, 2021 accepted 1:16 PM ET | SIEBSIEBERT FINANCIAL CORP | 1.01Material agreement5.02Officer / director change8.01Other events | DocumentSEC ↗ |
Sep 23, 2021 accepted 7:56 PM ET | SIEBSIEBERT FINANCIAL CORP | 5.07Shareholder vote | DocumentSEC ↗ |
Sep 3, 2021 accepted 9:20 PM ET | SIEBSIEBERT FINANCIAL CORP | 1.02Agreement terminated | DocumentSEC ↗ |
Aug 25, 2021 accepted 8:48 PM ET | SIEBSIEBERT FINANCIAL CORP | 8.01Other events | DocumentSEC ↗ |
Aug 4, 2021 accepted 9:21 PM ET | SIEBSIEBERT FINANCIAL CORP | 8.01Other events | DocumentSEC ↗ |
Aug 25, 2020 accepted 4:00 PM ET | SIEBSIEBERT FINANCIAL CORP | 5.07Shareholder vote | DocumentSEC ↗ |
Jul 30, 2020 accepted 5:40 PM ET | SIEBSIEBERT FINANCIAL CORP | 1.02Agreement terminated | DocumentSEC ↗ |
Jul 28, 2020 accepted 8:02 PM ET | SIEBSIEBERT FINANCIAL CORP | 1.01Material agreement2.03New debt obligation | DocumentSEC ↗ |
Jun 26, 2020 accepted 7:53 PM ET | SIEBSIEBERT FINANCIAL CORP | 1.01Material agreement | DocumentSEC ↗ |
Jun 2, 2020 accepted 6:11 PM ET | SIEBSIEBERT FINANCIAL CORP | 5.02Officer / director change | DocumentSEC ↗ |
May 15, 2020 accepted 8:35 PM ET | SIEBSIEBERT FINANCIAL CORP | 8.01Other events | DocumentSEC ↗ |
Mar 17, 2020 accepted 8:31 PM ET | SIEBSIEBERT FINANCIAL CORP | 8-K/A 9.01Exhibits | DocumentSEC ↗ |
Feb 14, 2020 accepted 9:48 PM ET | SIEBSIEBERT FINANCIAL CORP | 8-K/A 9.01Exhibits | DocumentSEC ↗ |
Jan 7, 2020 accepted 9:44 PM ET | SIEBSIEBERT FINANCIAL CORP | 1.01Material agreement2.01Acquisition / disposition3.02Unregistered equity sale | DocumentSEC ↗ |
Dec 4, 2019 accepted 2:21 PM ET | SIEBSIEBERT FINANCIAL CORP | 2.01Acquisition / disposition2.03New debt obligation7.01Reg FD disclosure | DocumentSEC ↗ |
Oct 3, 2019 accepted 9:56 PM ET | SIEBSIEBERT FINANCIAL CORP | 1.01Material agreement7.01Reg FD disclosure | DocumentSEC ↗ |
Aug 1, 2019 accepted 1:28 AM ET | SIEBSIEBERT FINANCIAL CORP | 5.07Shareholder vote | DocumentSEC ↗ |
Jul 19, 2019 accepted 5:20 PM ET | SIEBSIEBERT FINANCIAL CORP | 1.01Material agreement7.01Reg FD disclosure | DocumentSEC ↗ |
Apr 8, 2019 accepted 7:42 PM ET | SIEBSIEBERT FINANCIAL CORP | 8-K/A 9.01Exhibits | DocumentSEC ↗ |