Warberg Asset Management LLC

Est. AUM

$599.6M

13F long equity, this entity only

Positions

192

Period

Mar 2026 (Q1)

SEC EDGAR

View filings ↗

Mar 2026 (Q1)

#	Issuer	Class	Value	Shares	% Portfolio	Discretion
1	STATE STR SPDR S&P 500 ETF TPUT	PUT	$201.6M	310000	33.62%	SOLE
2	LUMENTUM HLDGS INC	NOTE 0.500%12/1	$68.5M	9700000	11.42%	SOLE
3	SEAGATE HDD CAYMAN	NOTE 3.500% 6/0	$36.0M	7592000	6.00%	SOLE
4	CNX RES CORP	NOTE 2.250% 5/0	$34.4M	11473000	5.74%	SOLE
5	OCCIDENTAL PETE CORP	*W EXP 08/03/202	$20.9M	486509	3.49%	SOLE
6	MICROCHIP TECHNOLOGY INC.	NOTE 1.625% 2/1	$20.4M	11106000	3.41%	SOLE
7	INVESCO QQQ TRPUT	PUT	$20.2M	35000	3.37%	SOLE
8	LIVE NATION ENTERTAINMENT IN	NOTE 3.125% 1/1	$16.2M	10658000	2.71%	SOLE
9	WISDOMTREE INC	NOTE 3.250% 6/1	$10.2M	7712000	1.70%	SOLE
10	VENTAS RLTY LTD PARTNERSHIP	NOTE 3.750% 6/0	$8.1M	5389000	1.35%	SOLE
11	LCI INDS	NOTE 3.000% 3/0	$7.9M	6500000	1.31%	SOLE
12	HALOZYME THERAPEUTICS INC	NOTE 1.000% 8/1	$7.7M	6000000	1.29%	SOLE
13	CORNERSTONE STRATEGIC INVEST	COM	$7.6M	1041935	1.26%	SOLE
14	TXNM ENERGY INC	NOTE 5.750% 6/0	$6.7M	5000000	1.11%	SOLE
15	ALNYLAM PHARMACEUTICALS INC	NOTE 1.000% 9/1	$6.4M	5002000	1.07%	SOLE
16	ASTRONICS CORP	NOTE 5.500% 3/1	$5.2M	1685000	0.87%	SOLE
17	EXXON MOBIL CORPCALL	CALL	$5.1M	30000	0.85%	SOLE
18	UNITED STS OIL FD LPPUT	PUT	$5.0M	39000	0.83%	SOLE
19	SNOWFLAKE INC	NOTE 10/0	$4.9M	4000000	0.82%	SOLE
20	ISHARES TRPUT	PUT	$4.3M	50000	0.72%	SOLE
21	NVIDIA CORPORATIONPUT	PUT	$3.8M	22000	0.64%	SOLE
22	CENTERPOINT ENERGY INC	NOTE 4.250% 8/1	$3.6M	3000000	0.59%	SOLE
23	WISDOMTREE INC	NOTE 3.250% 8/1	$3.3M	2500000	0.56%	SOLE
24	AKAMAI TECHNOLOGIES INC	NOTE 1.125% 2/1	$2.9M	2500000	0.48%	SOLE
25	ALBEMARLE CORP	7.25% DEP SHS A	$2.8M	38500	0.46%	SOLE
26	SHIFT4 PMTS INC	6 SER A CNV PREF	$2.7M	49991	0.45%	SOLE
27	CANTALOUPE INCPUT	PUT	$2.6M	236400	0.43%	SOLE
28	UBER TECHNOLOGIES INC	NOTE 0.875%12/0	$2.4M	1953000	0.39%	SOLE
29	CORE SCIENTIFIC INC NEW	*W EXP 01/23/202	$2.3M	267900	0.39%	SOLE
30	EPR PPTYS	PFD C CV 5.75%	$2.3M	99923	0.38%	SOLE
31	IRHYTHM HOLDINGS INC	NOTE 1.500% 9/0	$2.2M	2000000	0.37%	SOLE
32	POST HLDGS INC	NOTE 2.500% 8/1	$2.2M	2000000	0.36%	SOLE
33	WORKIVA INC	NOTE 1.125% 8/1	$2.1M	2121000	0.35%	SOLE
34	STEREOTAXIS INC	COM NEW	$2.0M	1094123	0.34%	SOLE
35	BANK AMERICA CORP	7.25%CNV PFD L	$1.8M	1500	0.30%	SOLE
36	SELECT SECTOR SPDR TR	STATE STREET ENE	$1.8M	28903	0.30%	SOLE
37	STRATEGY INCCALL	CALL	$1.7M	14000	0.29%	SOLE
38	INVESCO QQQ TR	UNIT SER 1	$1.7M	3000	0.29%	SOLE
39	ISHARES TR	0-3 MNTH TREASRY	$1.7M	16928	0.28%	SOLE
40	EVERGY INC	NOTE 4.500%12/1	$1.6M	1169000	0.26%	SOLE
41	FG IMPERII ACQUISITION CORP	ORD SHS CL A	$1.5M	154908	0.26%	SOLE
42	NOBLE CORP PLC	*W EXP 02/04/202	$1.5M	56999	0.25%	SOLE
43	EPR PPTYS	CONV PFD 9% SR E	$1.5M	49292	0.25%	SOLE
44	SELECT SECTOR SPDR TRPUT	PUT	$1.5M	30000	0.25%	SOLE
45	XSOLLA SPAC 1	USD CL A ORD SHS	$1.4M	143000	0.23%	SOLE
46	OCCIDENTAL PETE CORPCALL	CALL	$1.3M	20000	0.22%	SOLE
47	STARBUCKS CORPPUT	PUT	$1.3M	14000	0.21%	SOLE
48	VENDOME ACQUISITION CORP I	COM CL A	$1.2M	118983	0.20%	SOLE
49	PALANTIR TECHNOLOGIES INCPUT	PUT	$1.2M	8000	0.20%	SOLE
50	CARVANA COPUT	PUT	$1.1M	3600	0.19%	SOLE

1–50 of 192

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Values in USD (reported in $thousands on 13F). Source: SEC EDGAR.