

1,402,117 filings since 2004 · latest accepted Nov 4, 2026, 12:52 PM ET
Priority items usually mark a change in credit, accounting integrity, control or listing status: 1.02 Agreement terminated, 1.03 Bankruptcy, 1.05 Cybersecurity incident, 2.04 Debt acceleration, 2.05 Restructuring costs, 2.06 Impairment, 3.01 Delisting notice, 4.01 Auditor change, 4.02 Non-reliance (restatement), 5.01 Change in control.
| Filed | Company | Items | Filing |
|---|---|---|---|
Nov 21, 2011 accepted 3:50 PM ET | RGLDROYAL GOLD INC | 5.05Code of ethics5.07Shareholder vote | DocumentSEC ↗ |
Nov 21, 2011 accepted 12:34 PM ET | PSMTPRICESMART INC | Officer / director change |
Source: SEC EDGAR. Same-day filings appear within minutes and are re-checked against SEC's nightly index. Tickers are current listings, so a company's older filings show its ticker today.
| DocumentSEC ↗ |
Nov 18, 2011 accepted 4:04 PM ET | VIAVVIAVI SOLUTIONS INC. | 5.05Code of ethics5.07Shareholder vote | DocumentSEC ↗ |
Nov 7, 2011 accepted 4:15 PM ET | CHSCPCHS INC | 5.05Code of ethics | DocumentSEC ↗ |
Oct 28, 2011 accepted 8:30 AM ET | GHMGRAHAM CORP | 2.02Earnings release5.05Code of ethics8.01Other events | DocumentSEC ↗ |
Oct 5, 2011 accepted 4:54 PM ET | XELBXCel Brands, Inc. | 1.01Material agreement2.01Acquisition / disposition3.02Unregistered equity sale4.01Auditor change5.02Officer / director change5.03Bylaws / fiscal year5.05Code of ethics5.06Shell status change | DocumentSEC ↗ |
Oct 3, 2011 accepted 6:19 PM ET | TENXTENAX THERAPEUTICS, INC. | 5.02Officer / director change5.05Code of ethics5.07Shareholder vote | DocumentSEC ↗ |
Sep 29, 2011 accepted 9:43 PM ET | CETYClean Energy Technologies, Inc. | 5.05Code of ethics | DocumentSEC ↗ |
Sep 26, 2011 accepted 1:09 PM ET | BOTJBANK OF THE JAMES FINANCIAL GROUP INC | 5.05Code of ethics8.01Other events | DocumentSEC ↗ |
Sep 20, 2011 accepted 11:44 AM ET | EEFTEURONET WORLDWIDE, INC. | 5.05Code of ethics | DocumentSEC ↗ |
Sep 2, 2011 accepted 4:49 PM ET | GLGIGREYSTONE LOGISTICS, INC. | 8-K/A 1.01Material agreement2.03New debt obligation5.05Code of ethics | DocumentSEC ↗ |
Sep 2, 2011 accepted 1:09 PM ET | CYANCYANOTECH CORP | 5.05Code of ethics5.07Shareholder vote | DocumentSEC ↗ |
Aug 29, 2011 accepted 11:48 AM ET | NXQuanex Building Products CORP | 3.03Holder rights modified5.03Bylaws / fiscal year5.05Code of ethics | DocumentSEC ↗ |
Aug 16, 2011 accepted 8:56 PM ET | LRNStride, Inc. | 5.05Code of ethics | DocumentSEC ↗ |
Aug 1, 2011 accepted 7:18 AM ET | AWIARMSTRONG WORLD INDUSTRIES INC | 2.02Earnings release5.05Code of ethics7.01Reg FD disclosure8.01Other events | DocumentSEC ↗ |
Jul 20, 2011 accepted 4:20 PM ET | NEONEOGENOMICS INC | 5.05Code of ethics | DocumentSEC ↗ |
Jul 19, 2011 accepted 3:32 PM ET | NTRSNORTHERN TRUST CORP | 5.05Code of ethics | DocumentSEC ↗ |
Jul 1, 2011 accepted 5:43 PM ET | AUBAtlantic Union Bankshares Corp | 5.05Code of ethics | DocumentSEC ↗ |
Jun 8, 2011 accepted 9:21 PM ET | PLDPrologis, Inc. | 2.01Acquisition / disposition3.02Unregistered equity sale3.03Holder rights modified4.01Auditor change5.02Officer / director change5.03Bylaws / fiscal year5.05Code of ethics8.01Other events | DocumentSEC ↗ |
May 20, 2011 accepted 8:29 PM ET | KDPKeurig Dr Pepper Inc. | 5.05Code of ethics5.07Shareholder vote | DocumentSEC ↗ |
May 18, 2011 accepted 9:26 PM ET | ALLALLSTATE CORP | 3.03Holder rights modified5.03Bylaws / fiscal year5.05Code of ethics5.07Shareholder vote8.01Other events | DocumentSEC ↗ |
May 18, 2011 accepted 4:16 PM ET | VRTXVERTEX PHARMACEUTICALS INC / MA | 5.02Officer / director change5.05Code of ethics5.07Shareholder vote | DocumentSEC ↗ |
May 5, 2011 accepted 4:03 PM ET | ENTGENTEGRIS INC | 5.05Code of ethics5.07Shareholder vote | DocumentSEC ↗ |
May 4, 2011 accepted 3:29 PM ET | JBSSSANFILIPPO JOHN B & SON INC | 5.05Code of ethics | DocumentSEC ↗ |
Apr 14, 2011 accepted 4:59 PM ET | AIRAAR CORP | 1.01Material agreement1.02Agreement terminated5.05Code of ethics8.01Other events | DocumentSEC ↗ |
Feb 24, 2011 accepted 9:47 PM ET | ARTWARTS WAY MANUFACTURING CO INC | 5.05Code of ethics | DocumentSEC ↗ |
Feb 22, 2011 accepted 3:28 PM ET | ABGASBURY AUTOMOTIVE GROUP INC | 5.05Code of ethics | DocumentSEC ↗ |
Feb 9, 2011 accepted 4:11 PM ET | GFFGRIFFON CORP | 5.02Officer / director change5.05Code of ethics5.07Shareholder vote | DocumentSEC ↗ |
Jan 31, 2011 accepted 3:02 PM ET | CMCSACOMCAST CORP | 1.01Material agreement2.01Acquisition / disposition5.02Officer / director change5.05Code of ethics | DocumentSEC ↗ |
Jan 11, 2011 accepted 5:15 PM ET | GBXGREENBRIER COMPANIES INC | 5.02Officer / director change5.05Code of ethics5.07Shareholder vote8.01Other events | DocumentSEC ↗ |
Jan 5, 2011 accepted 4:24 PM ET | ALVAUTOLIV INC | 5.05Code of ethics | DocumentSEC ↗ |
Dec 22, 2010 accepted 9:29 AM ET | AWIARMSTRONG WORLD INDUSTRIES INC | 5.05Code of ethics | DocumentSEC ↗ |
Dec 15, 2010 accepted 8:00 AM ET | PWRQUANTA SERVICES, INC. | 5.02Officer / director change5.03Bylaws / fiscal year5.05Code of ethics | DocumentSEC ↗ |
Dec 8, 2010 accepted 2:43 PM ET | LXPLXP Industrial Trust | 5.05Code of ethics | DocumentSEC ↗ |
Dec 7, 2010 accepted 10:18 PM ET | AWHLAspira Women's Health Inc. | 5.02Officer / director change5.05Code of ethics5.07Shareholder vote8.01Other events | DocumentSEC ↗ |
Dec 6, 2010 accepted 11:19 AM ET | FLRFLUOR CORP | 5.05Code of ethics | DocumentSEC ↗ |
Nov 17, 2010 accepted 1:55 PM ET | NTRSNORTHERN TRUST CORP | 5.05Code of ethics | DocumentSEC ↗ |
Nov 12, 2010 accepted 4:35 PM ET | VISKViskase Holdings, Inc. | 5.05Code of ethics | DocumentSEC ↗ |
Nov 12, 2010 accepted 4:28 PM ET | PSMTPRICESMART INC | 5.05Code of ethics | DocumentSEC ↗ |
Sep 1, 2010 accepted 12:22 PM ET | RGLDROYAL GOLD INC | 5.05Code of ethics | DocumentSEC ↗ |
Aug 31, 2010 accepted 8:20 PM ET | SYYSYSCO CORP | 5.02Officer / director change5.05Code of ethics8.01Other events | DocumentSEC ↗ |
Aug 31, 2010 accepted 2:47 PM ET | VCELVericel Corp | 5.02Officer / director change5.05Code of ethics | DocumentSEC ↗ |
Aug 13, 2010 accepted 5:00 PM ET | ERNAErnexa Therapeutics Inc. | 5.05Code of ethics | DocumentSEC ↗ |
Aug 11, 2010 accepted 4:06 PM ET | SGRPSPAR Group, Inc. | 5.03Bylaws / fiscal year5.05Code of ethics8.01Other events | DocumentSEC ↗ |
Aug 4, 2010 accepted 1:11 PM ET | GRMNGARMIN LTD | 5.05Code of ethics | DocumentSEC ↗ |
Jul 23, 2010 accepted 8:17 PM ET | RPMRPM INTERNATIONAL INC/DE/ | 5.02Officer / director change5.05Code of ethics | DocumentSEC ↗ |
Jul 22, 2010 accepted 8:16 AM ET | VVISA INC. | 5.05Code of ethics8.01Other events | DocumentSEC ↗ |
Jul 12, 2010 accepted 11:35 AM ET | CMTVCOMMUNITY BANCORP /VT | 5.02Officer / director change5.03Bylaws / fiscal year5.05Code of ethics | DocumentSEC ↗ |
Jul 7, 2010 accepted 4:26 PM ET | CRAICRA INTERNATIONAL, INC. | 5.05Code of ethics | DocumentSEC ↗ |
Jun 28, 2010 accepted 10:22 PM ET | SMTCSEMTECH CORP | 5.05Code of ethics5.07Shareholder vote | DocumentSEC ↗ |