

1,402,507 filings since 2004 · latest accepted Nov 4, 2026, 5:30 PM ET
Priority items usually mark a change in credit, accounting integrity, control or listing status: 1.02 Agreement terminated, 1.03 Bankruptcy, 1.05 Cybersecurity incident, 2.04 Debt acceleration, 2.05 Restructuring costs, 2.06 Impairment, 3.01 Delisting notice, 4.01 Auditor change, 4.02 Non-reliance (restatement), 5.01 Change in control.
| Filed | Company | Items | Filing |
|---|---|---|---|
Nov 22, 2021 accepted 9:19 PM ET | AIGAMERICAN INTERNATIONAL GROUP, INC. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Nov 22, 2021 accepted 8:59 AM ET | CVUCPI AEROSTRUCTURES INC |
Source: SEC EDGAR. Same-day filings appear within minutes and are re-checked against SEC's nightly index. Tickers are current listings, so a company's older filings show its ticker today.
3.01Delisting notice |
| DocumentSEC ↗ |
Nov 22, 2021 accepted 8:05 AM ET | VGTKViking Global Technologies, Inc. | 3.01Delisting notice8.01Other events | DocumentSEC ↗ |
Nov 22, 2021 accepted 8:00 AM ET | VGTKViking Global Technologies, Inc. | 1.01Material agreement2.04Debt acceleration | DocumentSEC ↗ |
Nov 19, 2021 accepted 9:25 PM ET | IHTINNSUITES HOSPITALITY TRUST | 3.01Delisting notice | DocumentSEC ↗ |
Nov 19, 2021 accepted 9:15 PM ET | ASYSAMTECH SYSTEMS INC | 4.01Auditor change5.03Bylaws / fiscal year | DocumentSEC ↗ |
Nov 19, 2021 accepted 5:07 PM ET | SCWO374Water Inc. | 4.01Auditor change | DocumentSEC ↗ |
Nov 19, 2021 accepted 4:54 PM ET | ABEOABEONA THERAPEUTICS INC. | 1.01Material agreement3.01Delisting notice | DocumentSEC ↗ |
Nov 19, 2021 accepted 4:30 PM ET | COCPCocrystal Pharma, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Nov 19, 2021 accepted 4:20 PM ET | LTCLTC PROPERTIES INC | 1.01Material agreement1.02Agreement terminated | DocumentSEC ↗ |
Nov 19, 2021 accepted 11:36 AM ET | GROWU S GLOBAL INVESTORS INC | 2.02Earnings release3.01Delisting notice | DocumentSEC ↗ |
Nov 18, 2021 accepted 10:23 PM ET | PRAAPRA GROUP INC | 4.01Auditor change | DocumentSEC ↗ |
Nov 18, 2021 accepted 9:06 AM ET | CVSCVS HEALTH Corp | 2.06Impairment7.01Reg FD disclosure | DocumentSEC ↗ |
Nov 17, 2021 accepted 9:27 PM ET | TDWTIDEWATER INC | 1.01Material agreement1.02Agreement terminated2.03New debt obligation8.01Other events | DocumentSEC ↗ |
Nov 17, 2021 accepted 4:31 PM ET | CVUCPI AEROSTRUCTURES INC | 4.02Non-reliance (restatement) | DocumentSEC ↗ |
Nov 16, 2021 accepted 4:06 PM ET | RGPRESOURCES CONNECTION, INC. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Nov 16, 2021 accepted 10:58 AM ET | CMECME GROUP INC. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Nov 15, 2021 accepted 4:36 PM ET | AAPADVANCE AUTO PARTS INC | 1.01Material agreement1.02Agreement terminated2.02Earnings release2.03New debt obligation | DocumentSEC ↗ |
Nov 15, 2021 accepted 9:00 AM ET | RIGLRIGEL PHARMACEUTICALS INC | 2.05Restructuring costs | DocumentSEC ↗ |
Nov 12, 2021 accepted 4:36 PM ET | MRAMEVERSPIN TECHNOLOGIES INC. | 2.02Earnings release3.01Delisting notice5.02Officer / director change | DocumentSEC ↗ |
Nov 12, 2021 accepted 12:23 PM ET | GYREGYRE THERAPEUTICS, INC. | 2.02Earnings release2.05Restructuring costs | DocumentSEC ↗ |
Nov 12, 2021 accepted 8:11 AM ET | DXPEDXP ENTERPRISES INC | 2.02Earnings release4.01Auditor change8.01Other events | DocumentSEC ↗ |
Nov 12, 2021 accepted 8:00 AM ET | COLLCOLLEGIUM PHARMACEUTICAL, INC | 2.05Restructuring costs | DocumentSEC ↗ |
Nov 10, 2021 accepted 5:03 PM ET | CPCANADIAN PACIFIC KANSAS CITY LTD/CN | 4.01Auditor change | DocumentSEC ↗ |
Nov 9, 2021 accepted 8:15 AM ET | HOMBHOME BANCSHARES INC | 3.01Delisting notice7.01Reg FD disclosure8.01Other events | DocumentSEC ↗ |
Nov 9, 2021 accepted 7:48 PM ET | VTRVentas, Inc. | 1.01Material agreement1.02Agreement terminated | DocumentSEC ↗ |
Nov 8, 2021 accepted 9:15 PM ET | IVFINVO Fertility, Inc. | 1.02Agreement terminated8.01Other events | DocumentSEC ↗ |
Nov 8, 2021 accepted 9:12 PM ET | CORCencora, Inc. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Nov 8, 2021 accepted 9:05 PM ET | FOSLFossil Group, Inc. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Nov 8, 2021 accepted 5:18 PM ET | LTRXLANTRONIX INC | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Nov 8, 2021 accepted 4:47 PM ET | BFHBREAD FINANCIAL HOLDINGS, INC. | 1.01Material agreement1.02Agreement terminated2.01Acquisition / disposition5.02Officer / director change8.01Other events | DocumentSEC ↗ |
Nov 8, 2021 accepted 2:59 PM ET | MELIMERCADOLIBRE INC | 4.01Auditor change | DocumentSEC ↗ |
Nov 8, 2021 accepted 7:45 AM ET | CCITIGROUP INC | 8-K/A 2.05Restructuring costs | DocumentSEC ↗ |
Nov 5, 2021 accepted 4:43 PM ET | CRVOCervoMed Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Nov 5, 2021 accepted 4:02 PM ET | ESOAEnergy Services of America CORP | 4.01Auditor change | DocumentSEC ↗ |
Nov 5, 2021 accepted 2:37 PM ET | CFFIC & F FINANCIAL CORP | 1.02Agreement terminated | DocumentSEC ↗ |
Nov 5, 2021 accepted 9:05 AM ET | SINTSintx Technologies, Inc. | 1.02Agreement terminated7.01Reg FD disclosure | DocumentSEC ↗ |
Nov 4, 2021 accepted 8:21 PM ET | CVRXCVRx, Inc. | 1.02Agreement terminated2.02Earnings release | DocumentSEC ↗ |
Nov 4, 2021 accepted 8:16 PM ET | IBIOiBio, Inc. | 1.01Material agreement1.02Agreement terminated2.01Acquisition / disposition2.03New debt obligation3.02Unregistered equity sale | DocumentSEC ↗ |
Nov 4, 2021 accepted 4:59 PM ET | FATEFATE THERAPEUTICS INC | 1.01Material agreement1.02Agreement terminated | DocumentSEC ↗ |
Nov 4, 2021 accepted 4:20 PM ET | ERIEERIE INDEMNITY CO | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Nov 4, 2021 accepted 4:19 PM ET | EBSEmergent BioSolutions Inc. | 1.02Agreement terminated | DocumentSEC ↗ |
Nov 4, 2021 accepted 8:47 AM ET | GMEGameStop Corp. | 8-K/A 1.01Material agreement1.02Agreement terminated2.03New debt obligation7.01Reg FD disclosure | DocumentSEC ↗ |
Nov 4, 2021 accepted 7:03 AM ET | GMEGameStop Corp. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation7.01Reg FD disclosure | DocumentSEC ↗ |
Nov 3, 2021 accepted 8:02 PM ET | PTCPTC INC. | 2.02Earnings release2.05Restructuring costs5.02Officer / director change | DocumentSEC ↗ |
Nov 3, 2021 accepted 4:15 PM ET | RANDRAND CAPITAL CORP | 2.04Debt acceleration | DocumentSEC ↗ |
Nov 3, 2021 accepted 8:05 AM ET | ITRIITRON, INC. | 2.05Restructuring costs2.06Impairment7.01Reg FD disclosure | DocumentSEC ↗ |
Nov 3, 2021 accepted 6:30 PM ET | LEELEE ENTERPRISES, Inc | 4.01Auditor change | DocumentSEC ↗ |
Nov 2, 2021 accepted 4:07 PM ET | WHGWESTWOOD HOLDINGS GROUP INC | 3.01Delisting notice | DocumentSEC ↗ |
Nov 2, 2021 accepted 4:06 PM ET | CLRBCellectar Biosciences, Inc. | 3.01Delisting notice5.02Officer / director change | DocumentSEC ↗ |