

1,402,507 filings since 2004 · latest accepted Nov 4, 2026, 5:30 PM ET
Priority items usually mark a change in credit, accounting integrity, control or listing status: 1.02 Agreement terminated, 1.03 Bankruptcy, 1.05 Cybersecurity incident, 2.04 Debt acceleration, 2.05 Restructuring costs, 2.06 Impairment, 3.01 Delisting notice, 4.01 Auditor change, 4.02 Non-reliance (restatement), 5.01 Change in control.
| Filed | Company | Items | Filing |
|---|---|---|---|
Jan 22, 2010 accepted 2:59 PM ET | OPTTOcean Power Technologies, Inc. | 1.02Agreement terminated5.02Officer / director change8.01Other events | DocumentSEC ↗ |
Jan 22, 2010 accepted 1:43 PM ET |
Source: SEC EDGAR. Same-day filings appear within minutes and are re-checked against SEC's nightly index. Tickers are current listings, so a company's older filings show its ticker today.
1.02Agreement terminated |
| DocumentSEC ↗ |
Jan 19, 2010 accepted 10:15 PM ET | NDAQNASDAQ, INC. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation7.01Reg FD disclosure8.01Other events | DocumentSEC ↗ |
Jan 15, 2010 accepted 8:54 PM ET | RAVERAVE RESTAURANT GROUP, INC. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Jan 15, 2010 accepted 5:04 PM ET | IEPICAHN ENTERPRISES L.P. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation3.02Unregistered equity sale8.01Other events | DocumentSEC ↗ |
Jan 15, 2010 accepted 2:49 PM ET | KLNGKoil Energy Solutions, Inc. | 1.01Material agreement1.02Agreement terminated | DocumentSEC ↗ |
Jan 14, 2010 accepted 5:23 PM ET | MDCEMedical Care Technologies Inc. | 1.01Material agreement1.02Agreement terminated2.01Acquisition / disposition3.02Unregistered equity sale5.01Change in control5.02Officer / director change7.01Reg FD disclosure | DocumentSEC ↗ |
Jan 12, 2010 accepted 9:59 PM ET | AEOAMERICAN EAGLE OUTFITTERS INC | 1.01Material agreement1.02Agreement terminated5.02Officer / director change | DocumentSEC ↗ |
Jan 11, 2010 accepted 10:25 PM ET | BDCOBLUE DOLPHIN ENERGY CO | 1.02Agreement terminated | DocumentSEC ↗ |
Jan 11, 2010 accepted 2:01 PM ET | SHWSHERWIN WILLIAMS CO | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Jan 8, 2010 accepted 8:19 PM ET | NJRNEW JERSEY RESOURCES CORP | 8-K/A 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Jan 7, 2010 accepted 3:52 PM ET | PBSVPharma-Bio Serv, Inc. | 1.02Agreement terminated5.02Officer / director change | DocumentSEC ↗ |
Jan 7, 2010 accepted 3:04 PM ET | CASKMGP INGREDIENTS INC | 1.01Material agreement1.02Agreement terminated | DocumentSEC ↗ |
Jan 6, 2010 accepted 4:34 PM ET | ARCBARCBEST CORP /TX/ | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Jan 6, 2010 accepted 4:22 PM ET | EBSEmergent BioSolutions Inc. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Jan 6, 2010 accepted 2:57 PM ET | CPSCooper-Standard Holdings Inc. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Jan 6, 2010 accepted 12:49 PM ET | OGENORAGENICS INC | 1.01Material agreement1.02Agreement terminated3.02Unregistered equity sale5.02Officer / director change8.01Other events | DocumentSEC ↗ |
Jan 6, 2010 accepted 9:01 AM ET | VYCOVYCOR MEDICAL INC | 1.01Material agreement1.02Agreement terminated3.02Unregistered equity sale3.03Holder rights modified5.01Change in control5.03Bylaws / fiscal year | DocumentSEC ↗ |
Dec 31, 2009 accepted 9:37 PM ET | NEPHNEPHROS INC | 1.02Agreement terminated | DocumentSEC ↗ |
Dec 31, 2009 accepted 10:22 AM ET | PRUPRUDENTIAL FINANCIAL INC | 1.02Agreement terminated2.01Acquisition / disposition8.01Other events | DocumentSEC ↗ |
Dec 30, 2009 accepted 5:12 PM ET | HUNHuntsman CORP | 1.02Agreement terminated | DocumentSEC ↗ |
Dec 29, 2009 accepted 5:27 PM ET | PPCPILGRIMS PRIDE CORP | 1.01Material agreement1.02Agreement terminated2.03New debt obligation3.02Unregistered equity sale3.03Holder rights modified5.01Change in control5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Dec 24, 2009 accepted 2:00 PM ET | PTIXProtagenic Therapeutics, Inc.\new | 1.02Agreement terminated | DocumentSEC ↗ |
Dec 24, 2009 accepted 11:06 AM ET | VATEINNOVATE Corp. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Dec 24, 2009 accepted 11:05 AM ET | CCITIGROUP INC | 1.02Agreement terminated8.01Other events | DocumentSEC ↗ |
Dec 24, 2009 accepted 9:31 PM ET | LPXLOUISIANA-PACIFIC CORP | 1.02Agreement terminated2.03New debt obligation8.01Other events | DocumentSEC ↗ |
Dec 23, 2009 accepted 9:09 PM ET | NTAPNetApp, Inc. | 1.01Material agreement1.02Agreement terminated5.02Officer / director change5.03Bylaws / fiscal year | DocumentSEC ↗ |
Dec 23, 2009 accepted 9:08 PM ET | AMNAMN HEALTHCARE SERVICES INC | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Dec 23, 2009 accepted 4:39 PM ET | SRISTONERIDGE INC | 1.01Material agreement1.02Agreement terminated | DocumentSEC ↗ |
Dec 23, 2009 accepted 4:16 PM ET | AGCOAGCO CORP /DE | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Dec 23, 2009 accepted 4:15 PM ET | VECOVEECO INSTRUMENTS INC | 1.02Agreement terminated | DocumentSEC ↗ |
Dec 23, 2009 accepted 4:05 PM ET | MGYRMagyar Bancorp, Inc. | 1.02Agreement terminated5.02Officer / director change | DocumentSEC ↗ |
Dec 23, 2009 accepted 1:55 PM ET | NXHNEIGHBORHOOD INTELLIGENCE, INC. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Dec 22, 2009 accepted 4:04 PM ET | HIWHIGHWOODS PROPERTIES, INC. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Dec 18, 2009 accepted 4:35 PM ET | SRCOSPARTA COMMERCIAL SERVICES, INC. | 1.02Agreement terminated | DocumentSEC ↗ |
Dec 18, 2009 accepted 11:38 AM ET | OCFCOCEANFIRST FINANCIAL CORP | 1.02Agreement terminated | DocumentSEC ↗ |
Dec 15, 2009 accepted 9:02 PM ET | GEDCTerraVolt Holdings, Inc. | 1.01Material agreement1.02Agreement terminated2.01Acquisition / disposition2.06Impairment3.02Unregistered equity sale5.02Officer / director change7.01Reg FD disclosure | DocumentSEC ↗ |
Dec 14, 2009 accepted 5:00 PM ET | AEISADVANCED ENERGY INDUSTRIES INC | 1.01Material agreement1.02Agreement terminated5.02Officer / director change5.03Bylaws / fiscal year | DocumentSEC ↗ |
Dec 10, 2009 accepted 5:16 PM ET | ACHACCENDRA HEALTH INC/VA/ | 1.02Agreement terminated7.01Reg FD disclosure | DocumentSEC ↗ |
Dec 9, 2009 accepted 5:15 PM ET | AONAon plc | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Dec 8, 2009 accepted 4:19 PM ET | AORTARTIVION, INC. | 1.02Agreement terminated | DocumentSEC ↗ |
Dec 8, 2009 accepted 11:28 AM ET | YORWYORK WATER CO | 1.01Material agreement1.02Agreement terminated3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Dec 7, 2009 accepted 5:25 PM ET | LINCLINCOLN EDUCATIONAL SERVICES CORP | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Dec 4, 2009 accepted 5:25 PM ET | CHTRCHARTER COMMUNICATIONS, INC. /MO/ | 1.01Material agreement1.02Agreement terminated2.03New debt obligation3.02Unregistered equity sale3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Nov 30, 2009 accepted 3:07 PM ET | TDSTELEPHONE & DATA SYSTEMS INC /DE/ | 1.02Agreement terminated | DocumentSEC ↗ |
Nov 30, 2009 accepted 3:02 PM ET | ADARRAY DIGITAL INFRASTRUCTURE, INC. | 1.02Agreement terminated | DocumentSEC ↗ |
Nov 27, 2009 accepted 5:06 PM ET | CASKMGP INGREDIENTS INC | 1.01Material agreement1.02Agreement terminated2.01Acquisition / disposition2.03New debt obligation2.05Restructuring costs | DocumentSEC ↗ |
Nov 25, 2009 accepted 7:50 PM ET | BYFCBROADWAY FINANCIAL CORP \DE\ | 1.02Agreement terminated8.01Other events | DocumentSEC ↗ |
Nov 25, 2009 accepted 2:52 PM ET | CRSCARPENTER TECHNOLOGY CORP | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Nov 24, 2009 accepted 4:13 PM ET | IPINTERNATIONAL PAPER CO /NEW/ | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |