

1,402,507 filings since 2004 · latest accepted Nov 4, 2026, 5:30 PM ET
Priority items usually mark a change in credit, accounting integrity, control or listing status: 1.02 Agreement terminated, 1.03 Bankruptcy, 1.05 Cybersecurity incident, 2.04 Debt acceleration, 2.05 Restructuring costs, 2.06 Impairment, 3.01 Delisting notice, 4.01 Auditor change, 4.02 Non-reliance (restatement), 5.01 Change in control.
| Filed | Company | Items | Filing |
|---|---|---|---|
May 7, 2009 accepted 4:24 PM ET | PNBKPATRIOT NATIONAL BANCORP INC | 1.02Agreement terminated3.03Holder rights modified | DocumentSEC ↗ |
May 6, 2009 accepted 1:19 PM ET | TXNMTXNM ENERGY INC | Material agreement |
Source: SEC EDGAR. Same-day filings appear within minutes and are re-checked against SEC's nightly index. Tickers are current listings, so a company's older filings show its ticker today.
| DocumentSEC ↗ |
May 6, 2009 accepted 8:31 AM ET | TREELendingTree, Inc. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
May 5, 2009 accepted 8:58 AM ET | ATRCAtriCure, Inc. | 1.01Material agreement1.02Agreement terminated2.02Earnings release2.03New debt obligation | DocumentSEC ↗ |
May 4, 2009 accepted 9:15 PM ET | DTEDTE ENERGY CO | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
May 4, 2009 accepted 9:11 PM ET | DTEDTE ENERGY CO | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
May 4, 2009 accepted 6:30 PM ET | LOPEGrand Canyon Education, Inc. | 1.02Agreement terminated2.01Acquisition / disposition2.03New debt obligation | DocumentSEC ↗ |
May 4, 2009 accepted 6:23 AM ET | AHL-PDASPEN INSURANCE HOLDINGS LTD | 1.01Material agreement1.02Agreement terminated2.03New debt obligation5.02Officer / director change5.03Bylaws / fiscal year7.01Reg FD disclosure | DocumentSEC ↗ |
May 1, 2009 accepted 5:27 PM ET | RRYDER SYSTEM INC | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Apr 30, 2009 accepted 8:20 PM ET | NTAPNetApp, Inc. | 1.02Agreement terminated | DocumentSEC ↗ |
Apr 30, 2009 accepted 7:36 PM ET | SLGSL GREEN REALTY CORP | 1.02Agreement terminated8.01Other events | DocumentSEC ↗ |
Apr 30, 2009 accepted 11:32 AM ET | ETDETHAN ALLEN INTERIORS INC | 1.02Agreement terminated2.02Earnings release | DocumentSEC ↗ |
Apr 24, 2009 accepted 5:15 PM ET | SBACSBA COMMUNICATIONS CORP | 1.01Material agreement1.02Agreement terminated2.03New debt obligation3.02Unregistered equity sale8.01Other events | DocumentSEC ↗ |
Apr 23, 2009 accepted 9:06 AM ET | BMNMBIMINI CAPITAL MANAGEMENT, INC. | 1.02Agreement terminated7.01Reg FD disclosure | DocumentSEC ↗ |
Apr 21, 2009 accepted 6:05 AM ET | CWTCALIFORNIA WATER SERVICE GROUP | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Apr 20, 2009 accepted 2:54 PM ET | CLROCLEARONE INC | 1.02Agreement terminated | DocumentSEC ↗ |
Apr 20, 2009 accepted 11:18 AM ET | FGPRFERRELLGAS PARTNERS L P | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Apr 17, 2009 accepted 5:26 PM ET | UPSUNITED PARCEL SERVICE INC | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Apr 17, 2009 accepted 5:26 PM ET | WYNNWYNN RESORTS LTD | 1.02Agreement terminated5.02Officer / director change | DocumentSEC ↗ |
Apr 13, 2009 accepted 9:21 PM ET | KDPKeurig Dr Pepper Inc. | 1.01Material agreement1.02Agreement terminated | DocumentSEC ↗ |
Apr 7, 2009 accepted 4:40 PM ET | TERTERADYNE, INC | 1.02Agreement terminated | DocumentSEC ↗ |
Apr 6, 2009 accepted 9:07 PM ET | NTAPNetApp, Inc. | 1.02Agreement terminated2.04Debt acceleration5.02Officer / director change5.03Bylaws / fiscal year | DocumentSEC ↗ |
Apr 6, 2009 accepted 10:22 AM ET | MMEXMMEX Resources Corp | 1.01Material agreement1.02Agreement terminated3.02Unregistered equity sale5.02Officer / director change | DocumentSEC ↗ |
Apr 3, 2009 accepted 5:19 PM ET | NHTCNATURAL HEALTH TRENDS CORP | 1.02Agreement terminated2.02Earnings release | DocumentSEC ↗ |
Apr 3, 2009 accepted 4:18 PM ET | ACLSAXCELIS TECHNOLOGIES INC | 1.01Material agreement1.02Agreement terminated2.01Acquisition / disposition7.01Reg FD disclosure | DocumentSEC ↗ |
Apr 2, 2009 accepted 8:41 PM ET | AERGAPPLIED ENERGETICS, INC. | 1.01Material agreement1.02Agreement terminated5.02Officer / director change5.03Bylaws / fiscal year | DocumentSEC ↗ |
Apr 2, 2009 accepted 4:10 PM ET | LRCXLAM RESEARCH CORP | 1.02Agreement terminated | DocumentSEC ↗ |
Apr 1, 2009 accepted 5:04 PM ET | BMRNBIOMARIN PHARMACEUTICAL INC | 1.02Agreement terminated | DocumentSEC ↗ |
Mar 31, 2009 accepted 4:20 PM ET | IDCCInterDigital, Inc. | 1.02Agreement terminated2.05Restructuring costs | DocumentSEC ↗ |
Mar 31, 2009 accepted 3:26 PM ET | GOODGLADSTONE COMMERCIAL CORP | 1.02Agreement terminated | DocumentSEC ↗ |
Mar 31, 2009 accepted 1:36 PM ET | BMRCBank of Marin Bancorp | 1.02Agreement terminated3.03Holder rights modified8.01Other events | DocumentSEC ↗ |
Mar 31, 2009 accepted 11:41 AM ET | HALHALLIBURTON CO | 1.02Agreement terminated | DocumentSEC ↗ |
Mar 31, 2009 accepted 10:04 PM ET | JOBGEE Group Inc. | 1.01Material agreement1.02Agreement terminated3.02Unregistered equity sale5.02Officer / director change5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Mar 30, 2009 accepted 9:22 PM ET | AUMNGolden Minerals Co | 1.01Material agreement1.02Agreement terminated2.01Acquisition / disposition3.02Unregistered equity sale3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year | DocumentSEC ↗ |
Mar 27, 2009 accepted 3:18 PM ET | TXNMTXNM ENERGY INC | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Mar 27, 2009 accepted 11:46 AM ET | LMATLEMAITRE VASCULAR INC | 1.02Agreement terminated7.01Reg FD disclosure | DocumentSEC ↗ |
Mar 27, 2009 accepted 10:19 AM ET | SFESSAFEGUARD SCIENTIFICS INC | 1.01Material agreement1.02Agreement terminated | DocumentSEC ↗ |
Mar 25, 2009 accepted 5:12 PM ET | PTENPATTERSON UTI ENERGY INC | 1.01Material agreement1.02Agreement terminated | DocumentSEC ↗ |
Mar 25, 2009 accepted 10:07 AM ET | INVEINVE Technologies, Inc. | 1.01Material agreement1.02Agreement terminated | DocumentSEC ↗ |
Mar 24, 2009 accepted 2:15 PM ET | ALGTAllegiant Travel CO | 1.01Material agreement1.02Agreement terminated | DocumentSEC ↗ |
Mar 23, 2009 accepted 5:16 PM ET | NXHNEIGHBORHOOD INTELLIGENCE, INC. | 1.01Material agreement1.02Agreement terminated | DocumentSEC ↗ |
Mar 20, 2009 accepted 3:48 PM ET | ROKROCKWELL AUTOMATION, INC | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Mar 20, 2009 accepted 8:15 PM ET | AESAES CORP | 1.02Agreement terminated7.01Reg FD disclosure8.01Other events | DocumentSEC ↗ |
Mar 19, 2009 accepted 8:09 PM ET | APCXAppTech Payments Corp. | 1.02Agreement terminated2.06Impairment8.01Other events | DocumentSEC ↗ |
Mar 19, 2009 accepted 12:01 PM ET | PLCEChildrens Place, Inc. | 1.01Material agreement1.02Agreement terminated2.02Earnings release2.03New debt obligation | DocumentSEC ↗ |
Mar 16, 2009 accepted 2:06 PM ET | IPINTERNATIONAL PAPER CO /NEW/ | 1.01Material agreement1.02Agreement terminated | DocumentSEC ↗ |
Mar 16, 2009 accepted 7:17 PM ET | SFBSServisFirst Bancshares, Inc. | 1.02Agreement terminated3.02Unregistered equity sale | DocumentSEC ↗ |
Mar 13, 2009 accepted 3:59 PM ET | TIPTTIPTREE INC. | 1.02Agreement terminated | DocumentSEC ↗ |
Mar 12, 2009 accepted 5:29 PM ET | WENWendy's Co | 1.01Material agreement1.02Agreement terminated2.03New debt obligation7.01Reg FD disclosure | DocumentSEC ↗ |
Mar 11, 2009 accepted 4:51 PM ET | LPXLOUISIANA-PACIFIC CORP | 1.01Material agreement1.02Agreement terminated2.03New debt obligation3.03Holder rights modified8.01Other events | DocumentSEC ↗ |