

1,402,507 filings since 2004 · latest accepted Nov 4, 2026, 5:30 PM ET
Priority items usually mark a change in credit, accounting integrity, control or listing status: 1.02 Agreement terminated, 1.03 Bankruptcy, 1.05 Cybersecurity incident, 2.04 Debt acceleration, 2.05 Restructuring costs, 2.06 Impairment, 3.01 Delisting notice, 4.01 Auditor change, 4.02 Non-reliance (restatement), 5.01 Change in control.
| Filed | Company | Items | Filing |
|---|---|---|---|
Apr 13, 2021 accepted 9:51 AM ET | CBANCOLONY BANKCORP INC | 4.01Auditor change | DocumentSEC ↗ |
Apr 13, 2021 accepted 9:45 PM ET | ACTGACACIA RESEARCH CORP | 4.01Auditor change | Document |
Source: SEC EDGAR. Same-day filings appear within minutes and are re-checked against SEC's nightly index. Tickers are current listings, so a company's older filings show its ticker today.
Apr 8, 2021 accepted 8:35 PM ET | QINDQuality Industrial Corp. | 1.02Agreement terminated | DocumentSEC ↗ |
Apr 8, 2021 accepted 4:15 PM ET | DLPNDolphin Entertainment, Inc. | 4.02Non-reliance (restatement) | DocumentSEC ↗ |
Apr 8, 2021 accepted 3:36 PM ET | AETNAETERNUM HEALTH, INC. | 1.01Material agreement3.02Unregistered equity sale5.01Change in control5.02Officer / director change | DocumentSEC ↗ |
Apr 7, 2021 accepted 4:52 PM ET | BEEMBeam Global | 4.01Auditor change | DocumentSEC ↗ |
Apr 7, 2021 accepted 4:32 PM ET | EXPEExpedia Group, Inc. | 3.01Delisting notice5.02Officer / director change | DocumentSEC ↗ |
Apr 7, 2021 accepted 4:20 PM ET | EVCENTRAVISION COMMUNICATIONS CORP | 3.01Delisting notice | DocumentSEC ↗ |
Apr 7, 2021 accepted 1:16 PM ET | SOTKSONO TEK CORP | 1.02Agreement terminated | DocumentSEC ↗ |
Apr 6, 2021 accepted 4:44 PM ET | GNWGENWORTH FINANCIAL INC | 1.02Agreement terminated | DocumentSEC ↗ |
Apr 6, 2021 accepted 4:36 PM ET | ITOXIIOT-OXYS, Inc. | 1.01Material agreement1.02Agreement terminated3.02Unregistered equity sale5.02Officer / director change8.01Other events | DocumentSEC ↗ |
Apr 6, 2021 accepted 11:41 AM ET | TEXTEREX CORP | 1.01Material agreement1.02Agreement terminated2.03New debt obligation8.01Other events | DocumentSEC ↗ |
Apr 6, 2021 accepted 11:00 AM ET | IONSIONIS PHARMACEUTICALS INC | 2.05Restructuring costs | DocumentSEC ↗ |
Apr 6, 2021 accepted 9:50 AM ET | CMTCORE MOLDING TECHNOLOGIES INC | 1.01Material agreement1.02Agreement terminated3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Apr 5, 2021 accepted 6:39 PM ET | BYFCBROADWAY FINANCIAL CORP \DE\ | 2.01Acquisition / disposition5.01Change in control5.02Officer / director change | DocumentSEC ↗ |
Apr 5, 2021 accepted 4:38 PM ET | HUBBHUBBELL INC | 1.02Agreement terminated | DocumentSEC ↗ |
Apr 5, 2021 accepted 4:31 PM ET | FGPRFERRELLGAS PARTNERS L P | 1.01Material agreement1.02Agreement terminated2.03New debt obligation3.02Unregistered equity sale3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Apr 5, 2021 accepted 4:07 PM ET | AYTUAYTU BIOPHARMA, INC | 1.01Material agreement1.02Agreement terminated5.02Officer / director change | DocumentSEC ↗ |
Apr 5, 2021 accepted 9:18 AM ET | VANIVivani Medical, Inc. | 1.02Agreement terminated8.01Other events | DocumentSEC ↗ |
Apr 5, 2021 accepted 7:45 AM ET | LEELEE ENTERPRISES, Inc | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
Apr 5, 2021 accepted 7:45 AM ET | HROWHARROW, INC. | 1.02Agreement terminated | DocumentSEC ↗ |
Apr 2, 2021 accepted 3:58 PM ET | ETEnergy Transfer LP | 1.01Material agreement2.01Acquisition / disposition2.03New debt obligation3.01Delisting notice3.02Unregistered equity sale5.03Bylaws / fiscal year | DocumentSEC ↗ |
Apr 2, 2021 accepted 3:26 PM ET | MRSHMARSH & MCLENNAN COMPANIES, INC. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Apr 1, 2021 accepted 8:23 PM ET | FUNCFIRST UNITED CORP/MD/ | 4.01Auditor change | DocumentSEC ↗ |
Apr 1, 2021 accepted 5:20 PM ET | STRZSTARZ ENTERTAINMENT CORP /CN/ | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Apr 1, 2021 accepted 3:09 PM ET | TBTCTABLE TRAC INC | 4.02Non-reliance (restatement) | DocumentSEC ↗ |
Apr 1, 2021 accepted 11:50 AM ET | SXISTANDEX INTERNATIONAL CORP/DE/ | 2.06Impairment8.01Other events | DocumentSEC ↗ |
Mar 31, 2021 accepted 9:02 PM ET | CMCSACOMCAST CORP | 1.01Material agreement1.02Agreement terminated2.03New debt obligation7.01Reg FD disclosure | DocumentSEC ↗ |
Mar 31, 2021 accepted 8:24 PM ET | MWAMueller Water Products, Inc. | 2.05Restructuring costs | DocumentSEC ↗ |
Mar 31, 2021 accepted 5:18 PM ET | ERNAErnexa Therapeutics Inc. | 2.01Acquisition / disposition3.03Holder rights modified5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Mar 30, 2021 accepted 9:04 PM ET | STKSONE Group Hospitality, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Mar 30, 2021 accepted 5:22 PM ET | MDXGMIMEDX GROUP, INC. | 4.01Auditor change | DocumentSEC ↗ |
Mar 30, 2021 accepted 5:06 PM ET | TLPHTALPHERA, INC. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Mar 30, 2021 accepted 4:52 PM ET | JVACOFFEE HOLDING CO INC | 8-K/A 4.01Auditor change | DocumentSEC ↗ |
Mar 30, 2021 accepted 8:15 AM ET | RAILFreightCar America, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Mar 29, 2021 accepted 4:34 PM ET | JVACOFFEE HOLDING CO INC | 4.01Auditor change | DocumentSEC ↗ |
Mar 29, 2021 accepted 4:30 PM ET | ULHUNIVERSAL LOGISTICS HOLDINGS, INC. | 4.01Auditor change | DocumentSEC ↗ |
Mar 29, 2021 accepted 4:01 PM ET | FTKFLOTEK INDUSTRIES INC/CN/ | 1.02Agreement terminated | DocumentSEC ↗ |
Mar 29, 2021 accepted 2:25 PM ET | EGBNEAGLE BANCORP INC | 8-K/A 4.01Auditor change | DocumentSEC ↗ |
Mar 26, 2021 accepted 8:53 PM ET | KDPKeurig Dr Pepper Inc. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Mar 26, 2021 accepted 8:46 PM ET | FUNCFIRST UNITED CORP/MD/ | 4.01Auditor change | DocumentSEC ↗ |
Mar 26, 2021 accepted 8:09 PM ET | ASYSAMTECH SYSTEMS INC | 3.01Delisting notice5.02Officer / director change5.07Shareholder vote | DocumentSEC ↗ |
Mar 26, 2021 accepted 2:58 PM ET | REIRING ENERGY, INC. | 4.01Auditor change | DocumentSEC ↗ |
Mar 25, 2021 accepted 8:15 PM ET | MSIMotorola Solutions, Inc. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Mar 25, 2021 accepted 5:14 PM ET | PLURPluri Inc. | 4.01Auditor change | DocumentSEC ↗ |
Mar 25, 2021 accepted 4:27 PM ET | TSNTYSON FOODS, INC. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Mar 24, 2021 accepted 5:20 PM ET | AALAmerican Airlines Group Inc. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Mar 24, 2021 accepted 7:45 AM ET | RAILFreightCar America, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Mar 24, 2021 accepted 11:04 PM ET | GWRSGlobal Water Resources, Inc. | 1.01Material agreement1.02Agreement terminated | DocumentSEC ↗ |
Mar 23, 2021 accepted 8:38 PM ET | BDSXBIODESIX INC | 1.01Material agreement1.02Agreement terminated2.03New debt obligation8.01Other events | DocumentSEC ↗ |