

1,402,507 filings since 2004 · latest accepted Nov 4, 2026, 5:30 PM ET
Priority items usually mark a change in credit, accounting integrity, control or listing status: 1.02 Agreement terminated, 1.03 Bankruptcy, 1.05 Cybersecurity incident, 2.04 Debt acceleration, 2.05 Restructuring costs, 2.06 Impairment, 3.01 Delisting notice, 4.01 Auditor change, 4.02 Non-reliance (restatement), 5.01 Change in control.
| Filed | Company | Items | Filing |
|---|---|---|---|
Sep 29, 2020 accepted 4:05 PM ET | DOMHDominari Holdings Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Sep 29, 2020 accepted 7:18 AM ET | IRWDIRONWOOD PHARMACEUTICALS INC | 2.05Restructuring costs |
Source: SEC EDGAR. Same-day filings appear within minutes and are re-checked against SEC's nightly index. Tickers are current listings, so a company's older filings show its ticker today.
Sep 28, 2020 accepted 8:57 PM ET | LODEComstock Inc. | 4.01Auditor change | DocumentSEC ↗ |
Sep 28, 2020 accepted 4:32 PM ET | CBKMCONSUMERS BANCORP INC /OH/ | 8-K/A 4.01Auditor change | DocumentSEC ↗ |
Sep 28, 2020 accepted 4:15 PM ET | AMTAMERICAN TOWER CORP /MA/ | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Sep 28, 2020 accepted 5:39 PM ET | MDTKBryn Inc. | 5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year | DocumentSEC ↗ |
Sep 25, 2020 accepted 8:16 PM ET | INTTINTEST CORP | 2.05Restructuring costs | DocumentSEC ↗ |
Sep 25, 2020 accepted 5:23 PM ET | MINDMIND TECHNOLOGY, INC | 1.01Material agreement1.02Agreement terminated5.03Bylaws / fiscal year | DocumentSEC ↗ |
Sep 25, 2020 accepted 5:15 PM ET | DALDELTA AIR LINES, INC. | 1.01Material agreement2.03New debt obligation2.06Impairment7.01Reg FD disclosure | DocumentSEC ↗ |
Sep 25, 2020 accepted 4:50 PM ET | PWRQUANTA SERVICES, INC. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation8.01Other events | DocumentSEC ↗ |
Sep 25, 2020 accepted 4:17 PM ET | ZWSZurn Elkay Water Solutions Corp | 1.01Material agreement1.02Agreement terminated | DocumentSEC ↗ |
Sep 25, 2020 accepted 7:04 AM ET | GPORGULFPORT ENERGY CORP | 3.01Delisting notice | DocumentSEC ↗ |
Sep 24, 2020 accepted 4:05 PM ET | MDLZMondelez International, Inc. | 1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Sep 24, 2020 accepted 6:01 AM ET | HOGHARLEY-DAVIDSON, INC. | 2.05Restructuring costs | DocumentSEC ↗ |
Sep 23, 2020 accepted 4:45 PM ET | FNWDFinward Bancorp | 4.01Auditor change | DocumentSEC ↗ |
Sep 23, 2020 accepted 4:36 PM ET | USPHU S PHYSICAL THERAPY INC /NV | 1.01Material agreement1.02Agreement terminated5.02Officer / director change | DocumentSEC ↗ |
Sep 23, 2020 accepted 4:01 PM ET | BFHBREAD FINANCIAL HOLDINGS, INC. | 1.01Material agreement2.03New debt obligation2.04Debt acceleration3.03Holder rights modified | DocumentSEC ↗ |
Sep 22, 2020 accepted 9:26 PM ET | FTEKFUEL TECH, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Sep 22, 2020 accepted 4:41 PM ET | OPYOPPENHEIMER HOLDINGS INC | 1.01Material agreement1.02Agreement terminated2.03New debt obligation3.03Holder rights modified | DocumentSEC ↗ |
Sep 22, 2020 accepted 4:27 PM ET | ITRIITRON, INC. | 2.05Restructuring costs | DocumentSEC ↗ |
Sep 22, 2020 accepted 12:03 PM ET | BRBSBLUE RIDGE BANKSHARES, INC. | 4.01Auditor change | DocumentSEC ↗ |
Sep 22, 2020 accepted 9:15 AM ET | RLRALPH LAUREN CORP | 2.05Restructuring costs7.01Reg FD disclosure | DocumentSEC ↗ |
Sep 21, 2020 accepted 5:24 PM ET | VYXNCR Voyix Corp | 1.02Agreement terminated | DocumentSEC ↗ |
Sep 21, 2020 accepted 4:16 PM ET | HGBLHeritage Global Inc. | 1.01Material agreement1.02Agreement terminated5.02Officer / director change7.01Reg FD disclosure | DocumentSEC ↗ |
Sep 21, 2020 accepted 11:45 AM ET | ZBHZIMMER BIOMET HOLDINGS, INC. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Sep 21, 2020 accepted 8:37 AM ET | STRSSTRATUS PROPERTIES INC | 1.02Agreement terminated5.02Officer / director change | DocumentSEC ↗ |
Sep 18, 2020 accepted 4:45 PM ET | OPTTOcean Power Technologies, Inc. | 1.01Material agreement1.02Agreement terminated3.02Unregistered equity sale7.01Reg FD disclosure | DocumentSEC ↗ |
Sep 18, 2020 accepted 4:01 PM ET | OPTTOcean Power Technologies, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Sep 18, 2020 accepted 1:26 AM ET | BBWIBath & Body Works, Inc. | 2.04Debt acceleration8.01Other events | DocumentSEC ↗ |
Sep 17, 2020 accepted 5:02 PM ET | EMMAEmmaus Life Sciences, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Sep 17, 2020 accepted 4:17 PM ET | JAKKJAKKS PACIFIC INC | 3.01Delisting notice | DocumentSEC ↗ |
Sep 16, 2020 accepted 8:02 PM ET | FICOFAIR ISAAC CORP | 2.05Restructuring costs | DocumentSEC ↗ |
Sep 16, 2020 accepted 4:23 PM ET | AEPAMERICAN ELECTRIC POWER CO INC | 8-K/A 3.01Delisting notice | DocumentSEC ↗ |
Sep 16, 2020 accepted 4:22 PM ET | KMBKIMBERLY CLARK CORP | 5.01Change in control | DocumentSEC ↗ |
Sep 15, 2020 accepted 4:08 PM ET | SWKSTANLEY BLACK & DECKER, INC. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Sep 15, 2020 accepted 8:04 AM ET | AEPAMERICAN ELECTRIC POWER CO INC | 3.01Delisting notice | DocumentSEC ↗ |
Sep 15, 2020 accepted 9:37 PM ET | OLBOLB GROUP, INC. | 4.01Auditor change | DocumentSEC ↗ |
Sep 14, 2020 accepted 5:13 PM ET | SCWO374Water Inc. | 4.01Auditor change | DocumentSEC ↗ |
Sep 14, 2020 accepted 4:45 PM ET | ASTCASTROTECH Corp | 3.01Delisting notice | DocumentSEC ↗ |
Sep 14, 2020 accepted 9:00 AM ET | LCTXLineage Cell Therapeutics, Inc. | 1.02Agreement terminated | DocumentSEC ↗ |
Sep 11, 2020 accepted 4:30 PM ET | VMCVulcan Materials CO | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Sep 11, 2020 accepted 4:12 PM ET | EPDENTERPRISE PRODUCTS PARTNERS L.P. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Sep 11, 2020 accepted 4:10 PM ET | EXTREXTREME NETWORKS INC | 4.01Auditor change | DocumentSEC ↗ |
Sep 10, 2020 accepted 8:09 PM ET | BKNGBooking Holdings Inc. | 8-K/A 2.05Restructuring costs | DocumentSEC ↗ |
Sep 10, 2020 accepted 5:22 PM ET | GAIAGAIA, INC | 1.01Material agreement1.02Agreement terminated2.01Acquisition / disposition | DocumentSEC ↗ |
Sep 10, 2020 accepted 4:20 PM ET | RAILFreightCar America, Inc. | 2.05Restructuring costs2.06Impairment8.01Other events | DocumentSEC ↗ |
Sep 10, 2020 accepted 4:15 PM ET | MPBMID PENN BANCORP INC | 4.01Auditor change | DocumentSEC ↗ |
Sep 10, 2020 accepted 3:12 PM ET | CBKMCONSUMERS BANCORP INC /OH/ | 4.01Auditor change | DocumentSEC ↗ |
Sep 9, 2020 accepted 5:29 PM ET | RGPRESOURCES CONNECTION, INC. | 1.01Material agreement2.05Restructuring costs | DocumentSEC ↗ |
Sep 8, 2020 accepted 9:29 PM ET | OCGNOcugen, Inc. | 3.01Delisting notice | DocumentSEC ↗ |