

1,402,433 filings since 2004 · latest accepted Nov 4, 2026, 4:43 PM ET
Priority items usually mark a change in credit, accounting integrity, control or listing status: 1.02 Agreement terminated, 1.03 Bankruptcy, 1.05 Cybersecurity incident, 2.04 Debt acceleration, 2.05 Restructuring costs, 2.06 Impairment, 3.01 Delisting notice, 4.01 Auditor change, 4.02 Non-reliance (restatement), 5.01 Change in control.
| Filed | Company | Items | Filing |
|---|---|---|---|
Oct 10, 2024 accepted 4:50 PM ET | ARESAres Management Corp | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Oct 7, 2024 accepted 4:13 PM ET |
Source: SEC EDGAR. Same-day filings appear within minutes and are re-checked against SEC's nightly index. Tickers are current listings, so a company's older filings show its ticker today.
1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year |
| DocumentSEC ↗ |
Oct 4, 2024 accepted 8:00 AM ET | PRSOPeraso Inc. | 3.03Holder rights modified | DocumentSEC ↗ |
Oct 3, 2024 accepted 8:31 PM ET | UAVSAgEagle Aerial Systems Inc. | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Oct 2, 2024 accepted 8:13 PM ET | INISRADNOSTIX INC | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Oct 2, 2024 accepted 5:02 PM ET | LRCXLAM RESEARCH CORP | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Oct 1, 2024 accepted 4:05 PM ET | BCLIBRAINSTORM CELL THERAPEUTICS INC. | 3.01Delisting notice3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Sep 30, 2024 accepted 5:12 PM ET | SMCISuper Micro Computer, Inc. | 1.01Material agreement2.03New debt obligation3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Sep 30, 2024 accepted 4:07 PM ET | CETXCEMTREX INC | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Sep 30, 2024 accepted 4:05 PM ET | CNETZW Data Action Technologies Inc. | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Sep 30, 2024 accepted 10:45 AM ET | ONITONITY GROUP INC. | 1.01Material agreement3.03Holder rights modified8.01Other events | DocumentSEC ↗ |
Sep 26, 2024 accepted 4:44 PM ET | GSGOLDMAN SACHS GROUP INC | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Sep 24, 2024 accepted 5:44 PM ET | HINDVyome Holdings, Inc | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Sep 23, 2024 accepted 9:00 PM ET | BBGIBEASLEY BROADCAST GROUP INC | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Sep 23, 2024 accepted 8:15 PM ET | DUOTDUOS TECHNOLOGIES GROUP, INC. | 3.02Unregistered equity sale3.03Holder rights modified5.05Code of ethics | DocumentSEC ↗ |
Sep 23, 2024 accepted 8:44 AM ET | EPREPR PROPERTIES | 1.01Material agreement2.03New debt obligation3.03Holder rights modified7.01Reg FD disclosure | DocumentSEC ↗ |
Sep 16, 2024 accepted 5:14 PM ET | UMHUMH PROPERTIES, INC. | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Sep 13, 2024 accepted 5:13 PM ET | TWAVTaoWeave, Inc. | 1.01Material agreement3.03Holder rights modified | DocumentSEC ↗ |
Sep 13, 2024 accepted 4:46 PM ET | RBCRBC Bearings INC | 3.03Holder rights modified | DocumentSEC ↗ |
Sep 13, 2024 accepted 4:30 PM ET | FFORD MOTOR CO | 1.01Material agreement3.03Holder rights modified | DocumentSEC ↗ |
Sep 12, 2024 accepted 9:43 PM ET | PEDPEDEVCO CORP | 1.01Material agreement2.03New debt obligation3.03Holder rights modified8.01Other events | DocumentSEC ↗ |
Sep 10, 2024 accepted 12:01 AM ET | IAINNOVATIVE SOLUTIONS & SUPPORT INC | 1.01Material agreement3.03Holder rights modified | DocumentSEC ↗ |
Sep 9, 2024 accepted 8:30 AM ET | SUNESUNation Energy, Inc. | 1.01Material agreement2.03New debt obligation3.02Unregistered equity sale3.03Holder rights modified5.03Bylaws / fiscal year7.01Reg FD disclosure | DocumentSEC ↗ |
Sep 6, 2024 accepted 8:05 PM ET | CLARClarus Corp | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Sep 6, 2024 accepted 5:28 PM ET | INVXInnovex International, Inc. | 1.01Material agreement2.01Acquisition / disposition2.03New debt obligation3.02Unregistered equity sale3.03Holder rights modified5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year7.01Reg FD disclosure | DocumentSEC ↗ |
Sep 5, 2024 accepted 5:18 PM ET | ORKAOruka Therapeutics, Inc. | 1.01Material agreement2.01Acquisition / disposition2.02Earnings release3.03Holder rights modified4.01Auditor change5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year5.05Code of ethics5.06Shell status change7.01Reg FD disclosure | DocumentSEC ↗ |
Sep 5, 2024 accepted 1:17 PM ET | CODICompass Diversified Holdings | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Sep 5, 2024 accepted 7:06 AM ET | MINDMIND TECHNOLOGY, INC | 3.03Holder rights modified5.03Bylaws / fiscal year7.01Reg FD disclosure | DocumentSEC ↗ |
Sep 3, 2024 accepted 12:14 PM ET | CODICompass Diversified Holdings | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Aug 30, 2024 accepted 9:13 PM ET | CLSKCLEANSPARK, INC. | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Aug 26, 2024 accepted 8:22 AM ET | TOVXTheriva Biologics, Inc. | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Aug 23, 2024 accepted 10:01 AM ET | ASAASA Gold & Precious Metals Ltd | 1.01Material agreement3.03Holder rights modified | DocumentSEC ↗ |
Aug 21, 2024 accepted 4:07 PM ET | LFCRLIFECORE BIOMEDICAL, INC. \DE\ | 3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year5.07Shareholder vote | DocumentSEC ↗ |
Aug 20, 2024 accepted 5:30 PM ET | BIXTBIOXYTRAN, INC | 3.03Holder rights modified8.01Other events | DocumentSEC ↗ |
Aug 20, 2024 accepted 4:05 PM ET | SITCSITE Centers Corp. | 3.03Holder rights modified8.01Other events | DocumentSEC ↗ |
Aug 19, 2024 accepted 4:45 PM ET | ASTIAscent Solar Technologies, Inc. | 3.01Delisting notice3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Aug 16, 2024 accepted 4:21 PM ET | TOVXTheriva Biologics, Inc. | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Aug 16, 2024 accepted 7:47 AM ET | XWELXWELL, Inc. | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Aug 16, 2024 accepted 7:10 PM ET | BMPABMP AI Technologies, Inc. | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Aug 15, 2024 accepted 8:30 PM ET | TOGITurnOnGreen, Inc. | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Aug 14, 2024 accepted 8:05 PM ET | QCLSQ/C TECHNOLOGIES, INC. | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Aug 14, 2024 accepted 4:05 PM ET | BHLLBunker Hill Mining Corp. | 1.01Material agreement2.03New debt obligation3.02Unregistered equity sale3.03Holder rights modified7.01Reg FD disclosure | DocumentSEC ↗ |
Aug 12, 2024 accepted 4:50 PM ET | AIFFFIREFLY NEUROSCIENCE, INC. | 1.01Material agreement2.01Acquisition / disposition3.01Delisting notice3.02Unregistered equity sale3.03Holder rights modified4.01Auditor change5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year5.05Code of ethics7.01Reg FD disclosure | DocumentSEC ↗ |
Aug 8, 2024 accepted 7:29 AM ET | VNDAVanda Pharmaceuticals Inc. | 1.01Material agreement3.03Holder rights modified | DocumentSEC ↗ |
Aug 7, 2024 accepted 4:47 PM ET | HKHCHorizon Kinetics Holding Corp | 1.01Material agreement2.01Acquisition / disposition3.02Unregistered equity sale3.03Holder rights modified5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year | DocumentSEC ↗ |
Aug 7, 2024 accepted 6:05 AM ET | PRSOPeraso Inc. | 3.03Holder rights modified | DocumentSEC ↗ |
Aug 6, 2024 accepted 7:00 PM ET | UAMYUNITED STATES ANTIMONY CORP | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Aug 5, 2024 accepted 4:45 PM ET | VLYVALLEY NATIONAL BANCORP | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Aug 2, 2024 accepted 8:20 PM ET | DRTTFDIRTT ENVIRONMENTAL SOLUTIONS LTD | 1.01Material agreement3.03Holder rights modified7.01Reg FD disclosure | DocumentSEC ↗ |
Aug 2, 2024 accepted 4:10 PM ET | NCPLNetcapital Inc. | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |