

1,402,507 filings since 2004 · latest accepted Nov 4, 2026, 5:30 PM ET
Priority items usually mark a change in credit, accounting integrity, control or listing status: 1.02 Agreement terminated, 1.03 Bankruptcy, 1.05 Cybersecurity incident, 2.04 Debt acceleration, 2.05 Restructuring costs, 2.06 Impairment, 3.01 Delisting notice, 4.01 Auditor change, 4.02 Non-reliance (restatement), 5.01 Change in control.
| Filed | Company | Items | Filing |
|---|---|---|---|
Aug 2, 2024 accepted 8:20 PM ET | DRTTFDIRTT ENVIRONMENTAL SOLUTIONS LTD | 1.01Material agreement3.03Holder rights modified7.01Reg FD disclosure | DocumentSEC ↗ |
Aug 2, 2024 accepted 4:10 PM ET | NCPLNetcapital Inc. |
Source: SEC EDGAR. Same-day filings appear within minutes and are re-checked against SEC's nightly index. Tickers are current listings, so a company's older filings show its ticker today.
3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events |
| DocumentSEC ↗ |
Jul 31, 2024 accepted 9:25 PM ET | SCNXScienture Holdings, Inc. | 1.01Material agreement2.01Acquisition / disposition3.02Unregistered equity sale3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year7.01Reg FD disclosure | DocumentSEC ↗ |
Jul 30, 2024 accepted 4:50 PM ET | MSMORGAN STANLEY | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Jul 29, 2024 accepted 9:05 PM ET | RFREGIONS FINANCIAL CORP | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Jul 26, 2024 accepted 8:30 PM ET | QCLSQ/C TECHNOLOGIES, INC. | 3.03Holder rights modified5.03Bylaws / fiscal year5.07Shareholder vote | DocumentSEC ↗ |
Jul 25, 2024 accepted 4:09 PM ET | SCORCOMSCORE, INC. | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified | DocumentSEC ↗ |
Jul 25, 2024 accepted 8:14 AM ET | SUNESUNation Energy, Inc. | 3.03Holder rights modified5.01Change in control5.03Bylaws / fiscal year5.07Shareholder vote8.01Other events | DocumentSEC ↗ |
Jul 23, 2024 accepted 8:16 PM ET | STTSTATE STREET CORP | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Jul 22, 2024 accepted 6:45 AM ET | CLRBCellectar Biosciences, Inc. | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified7.01Reg FD disclosure | DocumentSEC ↗ |
Jul 18, 2024 accepted 8:05 AM ET | SONMDNA X, Inc. | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Jul 17, 2024 accepted 6:58 PM ET | TCRTAlaunos Therapeutics, Inc. | 8-K/A 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Jul 16, 2024 accepted 5:15 PM ET | FLGFLAGSTAR BANK, NATIONAL ASSOCIATION | 3.03Holder rights modified5.03Bylaws / fiscal year7.01Reg FD disclosure | DocumentSEC ↗ |
Jul 3, 2024 accepted 6:57 AM ET | LUVSOUTHWEST AIRLINES CO | 1.01Material agreement3.03Holder rights modified7.01Reg FD disclosure | DocumentSEC ↗ |
Jul 1, 2024 accepted 10:01 AM ET | INSGINSEEGO CORP. | 1.01Material agreement2.03New debt obligation3.03Holder rights modified5.02Officer / director change | DocumentSEC ↗ |
Jun 28, 2024 accepted 5:45 PM ET | SCORCOMSCORE, INC. | 3.03Holder rights modified | DocumentSEC ↗ |
Jun 27, 2024 accepted 4:31 PM ET | RIGLRIGEL PHARMACEUTICALS INC | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Jun 27, 2024 accepted 4:15 PM ET | DAREDare Bioscience, Inc. | 3.03Holder rights modified5.03Bylaws / fiscal year7.01Reg FD disclosure8.01Other events | DocumentSEC ↗ |
Jun 25, 2024 accepted 4:00 PM ET | LWLGLightwave Logic, Inc. | 3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year | DocumentSEC ↗ |
Jun 24, 2024 accepted 8:23 PM ET | QCLSQ/C TECHNOLOGIES, INC. | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Jun 21, 2024 accepted 5:06 PM ET | BOHBANK OF HAWAII CORP | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Jun 21, 2024 accepted 4:33 PM ET | STRRStar Equity Holdings, Inc. | 1.01Material agreement3.03Holder rights modified | DocumentSEC ↗ |
Jun 21, 2024 accepted 4:05 PM ET | GOVXGeoVax Labs, Inc. | 3.01Delisting notice3.03Holder rights modified | DocumentSEC ↗ |
Jun 20, 2024 accepted 8:05 PM ET | FWDIForward Industries, Inc. | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Jun 20, 2024 accepted 4:05 PM ET | SCWO374Water Inc. | 3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year5.07Shareholder vote8.01Other events | DocumentSEC ↗ |
Jun 18, 2024 accepted 4:12 PM ET | SCORCOMSCORE, INC. | 3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year5.07Shareholder vote8.01Other events | DocumentSEC ↗ |
Jun 18, 2024 accepted 12:24 PM ET | CMTLCOMTECH TELECOMMUNICATIONS CORP /DE/ | 1.01Material agreement1.02Agreement terminated2.03New debt obligation3.02Unregistered equity sale3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Jun 17, 2024 accepted 5:15 PM ET | WKHSWorkhorse Group Inc. | 3.03Holder rights modified | DocumentSEC ↗ |
Jun 17, 2024 accepted 4:46 PM ET | SUNESUNation Energy, Inc. | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Jun 17, 2024 accepted 1:04 PM ET | QCLSQ/C TECHNOLOGIES, INC. | 1.01Material agreement3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Jun 14, 2024 accepted 8:05 PM ET | CATXPerspective Therapeutics, Inc. | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Jun 14, 2024 accepted 10:56 PM ET | UUUUENERGY FUELS INC | 1.01Material agreement3.03Holder rights modified5.07Shareholder vote | DocumentSEC ↗ |
Jun 13, 2024 accepted 8:30 AM ET | WKHSWorkhorse Group Inc. | 3.03Holder rights modified7.01Reg FD disclosure | DocumentSEC ↗ |
Jun 12, 2024 accepted 5:01 PM ET | TCRTAlaunos Therapeutics, Inc. | 3.03Holder rights modified5.03Bylaws / fiscal year5.07Shareholder vote | DocumentSEC ↗ |
Jun 10, 2024 accepted 4:31 PM ET | TXNMTXNM ENERGY INC | 1.01Material agreement2.03New debt obligation3.03Holder rights modified | DocumentSEC ↗ |
Jun 7, 2024 accepted 4:16 PM ET | GNWGENWORTH FINANCIAL INC | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Jun 7, 2024 accepted 4:05 PM ET | SCWO374Water Inc. | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Jun 7, 2024 accepted 7:02 AM ET | KPRXKIORA PHARMACEUTICALS INC | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Jun 6, 2024 accepted 4:46 PM ET | QXOQXO, Inc. | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year5.05Code of ethics8.01Other events | DocumentSEC ↗ |
Jun 6, 2024 accepted 3:21 PM ET | TNXPTonix Pharmaceuticals Holding Corp. | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Jun 6, 2024 accepted 7:06 AM ET | BOOMDMC Global Inc. | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
May 31, 2024 accepted 4:50 PM ET | SDEVStablecoin Development Corp | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
May 31, 2024 accepted 8:00 AM ET | SNGXSOLIGENIX, INC. | 3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year5.07Shareholder vote7.01Reg FD disclosure | DocumentSEC ↗ |
May 30, 2024 accepted 11:00 AM ET | BCDABioCardia, Inc. | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
May 29, 2024 accepted 4:13 PM ET | NCPLNetcapital Inc. | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified | DocumentSEC ↗ |
May 28, 2024 accepted 5:10 PM ET | LEUCENTRUS ENERGY CORP | 1.01Material agreement3.03Holder rights modified | DocumentSEC ↗ |
May 23, 2024 accepted 8:05 PM ET | QCLSQ/C TECHNOLOGIES, INC. | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
May 23, 2024 accepted 4:14 PM ET | CFGCITIZENS FINANCIAL GROUP INC/RI | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
May 23, 2024 accepted 4:06 PM ET | CRISCURIS INC | 3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year5.07Shareholder vote8.01Other events | DocumentSEC ↗ |
May 23, 2024 accepted 9:10 AM ET | SINTSintx Technologies, Inc. | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |