

1,403,310 filings since 2004 · latest accepted Nov 6, 2026, 6:47 AM ET
Priority items usually mark a change in credit, accounting integrity, control or listing status: 1.02 Agreement terminated, 1.03 Bankruptcy, 1.05 Cybersecurity incident, 2.04 Debt acceleration, 2.05 Restructuring costs, 2.06 Impairment, 3.01 Delisting notice, 4.01 Auditor change, 4.02 Non-reliance (restatement), 5.01 Change in control.
| Filed | Company | Items | Filing |
|---|---|---|---|
Nov 12, 2019 accepted 6:06 AM ET | AYTUAYTU BIOPHARMA, INC | 3.01Delisting notice8.01Other events | DocumentSEC ↗ |
Nov 8, 2019 accepted 10:26 PM ET | QCLSQ/C TECHNOLOGIES, INC. | Delisting notice |
Source: SEC EDGAR. Same-day filings appear within minutes and are re-checked against SEC's nightly index. Tickers are current listings, so a company's older filings show its ticker today.
| DocumentSEC ↗ |
Nov 8, 2019 accepted 9:20 PM ET | OCULOCULAR THERAPEUTIX, INC | 2.05Restructuring costs | DocumentSEC ↗ |
Nov 8, 2019 accepted 5:04 PM ET | CETXCEMTREX INC | 3.01Delisting notice | DocumentSEC ↗ |
Nov 8, 2019 accepted 4:33 PM ET | FTFTFuture FinTech Group Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Nov 8, 2019 accepted 10:31 PM ET | CNBXCNBX Pharmaceuticals Inc. | 5.01Change in control | DocumentSEC ↗ |
Nov 7, 2019 accepted 10:13 PM ET | CNBXCNBX Pharmaceuticals Inc. | 4.01Auditor change | DocumentSEC ↗ |
Nov 7, 2019 accepted 9:05 PM ET | VXRTVaxart, Inc. | 1.02Agreement terminated | DocumentSEC ↗ |
Nov 6, 2019 accepted 9:46 PM ET | UAVSAgEagle Aerial Systems Inc. | 1.02Agreement terminated | DocumentSEC ↗ |
Nov 6, 2019 accepted 8:39 PM ET | TREXTREX CO INC | 1.01Material agreement1.02Agreement terminated | DocumentSEC ↗ |
Nov 6, 2019 accepted 5:24 PM ET | MGHLMORGAN GROUP HOLDING CO | 1.01Material agreement2.01Acquisition / disposition3.02Unregistered equity sale4.01Auditor change5.01Change in control5.02Officer / director change5.06Shell status change7.01Reg FD disclosure | DocumentSEC ↗ |
Nov 6, 2019 accepted 4:37 PM ET | CMCOCOLUMBUS MCKINNON CORP | 2.05Restructuring costs | DocumentSEC ↗ |
Nov 6, 2019 accepted 8:41 AM ET | FCELFUELCELL ENERGY INC | 1.01Material agreement1.02Agreement terminated2.03New debt obligation3.02Unregistered equity sale7.01Reg FD disclosure8.01Other events | DocumentSEC ↗ |
Nov 5, 2019 accepted 9:36 PM ET | HALOHALOZYME THERAPEUTICS, INC. | 2.05Restructuring costs2.06Impairment5.02Officer / director change | DocumentSEC ↗ |
Nov 5, 2019 accepted 5:08 PM ET | KFYKORN FERRY | 2.05Restructuring costs8.01Other events | DocumentSEC ↗ |
Nov 5, 2019 accepted 3:35 PM ET | BIXTBIOXYTRAN, INC | 8-K/A 1.01Material agreement1.02Agreement terminated2.03New debt obligation3.02Unregistered equity sale | DocumentSEC ↗ |
Nov 5, 2019 accepted 2:46 PM ET | PBIPITNEY BOWES INC /DE/ | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Nov 4, 2019 accepted 10:02 AM ET | PMPhilip Morris International Inc. | 2.05Restructuring costs7.01Reg FD disclosure | DocumentSEC ↗ |
Nov 4, 2019 accepted 9:30 AM ET | CVVCVD EQUIPMENT CORP | 1.02Agreement terminated | DocumentSEC ↗ |
Nov 4, 2019 accepted 9:02 AM ET | GENGen Digital Inc. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation5.03Bylaws / fiscal year7.01Reg FD disclosure | DocumentSEC ↗ |
Nov 4, 2019 accepted 6:18 PM ET | MLABMESA LABORATORIES INC /CO/ | 1.01Material agreement1.02Agreement terminated2.01Acquisition / disposition7.01Reg FD disclosure | DocumentSEC ↗ |
Nov 1, 2019 accepted 8:59 PM ET | MUMICRON TECHNOLOGY INC | 1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Nov 1, 2019 accepted 8:15 PM ET | GUREGULF RESOURCES, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Nov 1, 2019 accepted 4:25 PM ET | HPQHP INC | 1.02Agreement terminated | DocumentSEC ↗ |
Nov 1, 2019 accepted 4:12 PM ET | WKHSWorkhorse Group Inc. | 4.02Non-reliance (restatement) | DocumentSEC ↗ |
Nov 1, 2019 accepted 8:02 AM ET | CBOECboe Global Markets, Inc. | 2.02Earnings release4.01Auditor change | DocumentSEC ↗ |
Nov 1, 2019 accepted 6:29 AM ET | NIHKVideo River Networks, Inc. | 3.02Unregistered equity sale5.01Change in control5.02Officer / director change | DocumentSEC ↗ |
Oct 31, 2019 accepted 8:31 PM ET | CIENCIENA CORP | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Oct 31, 2019 accepted 4:26 PM ET | WHRWHIRLPOOL CORP /DE/ | 8-K/A 2.05Restructuring costs | DocumentSEC ↗ |
Oct 31, 2019 accepted 4:14 PM ET | CFORCapForce Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Oct 31, 2019 accepted 1:46 PM ET | ACNTASCENT INDUSTRIES CO. | 1.02Agreement terminated5.02Officer / director change | DocumentSEC ↗ |
Oct 31, 2019 accepted 6:05 AM ET | IRMIRON MOUNTAIN INC | 2.02Earnings release2.05Restructuring costs5.02Officer / director change | DocumentSEC ↗ |
Oct 30, 2019 accepted 8:47 AM ET | GDOTGREEN DOT CORP | 1.01Material agreement1.02Agreement terminated3.02Unregistered equity sale8.01Other events | DocumentSEC ↗ |
Oct 30, 2019 accepted 8:30 AM ET | BDCBELDEN INC. | 2.02Earnings release2.05Restructuring costs | DocumentSEC ↗ |
Oct 30, 2019 accepted 6:55 AM ET | TAPMOLSON COORS BEVERAGE CO | 2.02Earnings release2.05Restructuring costs5.02Officer / director change | DocumentSEC ↗ |
Oct 30, 2019 accepted 6:11 AM ET | TELTE Connectivity plc | 2.02Earnings release2.05Restructuring costs7.01Reg FD disclosure | DocumentSEC ↗ |
Oct 30, 2019 accepted 12:23 AM ET | BTUPEABODY ENERGY CORP | 2.06Impairment | DocumentSEC ↗ |
Oct 30, 2019 accepted 11:48 PM ET | BYRNByrna Technologies Inc. | 4.01Auditor change | DocumentSEC ↗ |
Oct 30, 2019 accepted 11:18 PM ET | RLBYRELIABILITY INC | 1.01Material agreement2.01Acquisition / disposition3.02Unregistered equity sale5.01Change in control5.02Officer / director change5.06Shell status change | DocumentSEC ↗ |
Oct 30, 2019 accepted 11:15 PM ET | USAUU.S. GOLD CORP. | 4.01Auditor change | DocumentSEC ↗ |
Oct 29, 2019 accepted 11:16 PM ET | MATMATTEL INC /DE/ | 2.02Earnings release4.02Non-reliance (restatement)5.02Officer / director change | DocumentSEC ↗ |
Oct 29, 2019 accepted 4:04 PM ET | FSTRFOSTER L B CO | 2.02Earnings release2.05Restructuring costs | DocumentSEC ↗ |
Oct 28, 2019 accepted 8:43 PM ET | SMGSCOTTS MIRACLE-GRO CO | 1.01Material agreement1.02Agreement terminated2.03New debt obligation8.01Other events | DocumentSEC ↗ |
Oct 28, 2019 accepted 5:25 PM ET | IMNNImunon, Inc. | 1.01Material agreement1.02Agreement terminated3.02Unregistered equity sale | DocumentSEC ↗ |
Oct 28, 2019 accepted 4:19 PM ET | SANMSANMINA CORP | 2.02Earnings release2.05Restructuring costs7.01Reg FD disclosure | DocumentSEC ↗ |
Oct 28, 2019 accepted 12:48 PM ET | ONTOONTO INNOVATION INC. | 2.01Acquisition / disposition3.01Delisting notice3.03Holder rights modified5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year5.05Code of ethics7.01Reg FD disclosure | DocumentSEC ↗ |
Oct 28, 2019 accepted 9:13 AM ET | BIXTBIOXYTRAN, INC | 1.01Material agreement1.02Agreement terminated2.03New debt obligation3.02Unregistered equity sale | DocumentSEC ↗ |
Oct 25, 2019 accepted 9:00 AM ET | OPTTOcean Power Technologies, Inc. | 1.01Material agreement1.02Agreement terminated3.02Unregistered equity sale7.01Reg FD disclosure | DocumentSEC ↗ |
Oct 24, 2019 accepted 3:21 PM ET | EMMAEmmaus Life Sciences, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Oct 24, 2019 accepted 11:55 PM ET | GPUSHyperscale Data, Inc. | 2.04Debt acceleration | DocumentSEC ↗ |