

1,403,376 filings since 2004 · latest accepted Nov 6, 2026, 9:18 AM ET
Priority items usually mark a change in credit, accounting integrity, control or listing status: 1.02 Agreement terminated, 1.03 Bankruptcy, 1.05 Cybersecurity incident, 2.04 Debt acceleration, 2.05 Restructuring costs, 2.06 Impairment, 3.01 Delisting notice, 4.01 Auditor change, 4.02 Non-reliance (restatement), 5.01 Change in control.
| Filed | Company | Items | Filing |
|---|---|---|---|
Sep 13, 2019 accepted 4:21 PM ET | DGDOLLAR GENERAL CORP | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Sep 13, 2019 accepted 4:08 PM ET | EXCEXELON CORP |
Source: SEC EDGAR. Same-day filings appear within minutes and are re-checked against SEC's nightly index. Tickers are current listings, so a company's older filings show its ticker today.
3.01Delisting notice5.03Bylaws / fiscal year |
| DocumentSEC ↗ |
Sep 13, 2019 accepted 3:47 PM ET | TRAWTraws Pharma, Inc. | 1.02Agreement terminated | DocumentSEC ↗ |
Sep 13, 2019 accepted 9:54 PM ET | NTRPNextTrip, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Sep 12, 2019 accepted 9:19 PM ET | LRMRLarimar Therapeutics, Inc. | 2.05Restructuring costs5.02Officer / director change | DocumentSEC ↗ |
Sep 12, 2019 accepted 9:00 PM ET | FABCFabric.AI, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Sep 12, 2019 accepted 5:25 PM ET | ASTHAstrana Health, Inc. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation3.02Unregistered equity sale3.03Holder rights modified7.01Reg FD disclosure8.01Other events | DocumentSEC ↗ |
Sep 12, 2019 accepted 4:16 PM ET | EQTEQT Corp | 2.05Restructuring costs | DocumentSEC ↗ |
Sep 12, 2019 accepted 2:05 PM ET | SCKTSOCKET MOBILE, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Sep 11, 2019 accepted 4:06 PM ET | VYXNCR Voyix Corp | 1.02Agreement terminated | DocumentSEC ↗ |
Sep 11, 2019 accepted 3:13 PM ET | WYGCWenyuan Group Corp. | 4.01Auditor change | DocumentSEC ↗ |
Sep 11, 2019 accepted 2:37 PM ET | ICCCIMMUCELL CORP /DE/ | 1.01Material agreement1.02Agreement terminated | DocumentSEC ↗ |
Sep 11, 2019 accepted 12:15 PM ET | GHIGreystone Housing Impact Investors LP | 5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year5.05Code of ethics7.01Reg FD disclosure8.01Other events | DocumentSEC ↗ |
Sep 11, 2019 accepted 11:28 AM ET | FNFFidelity National Financial, Inc. | 1.01Material agreement1.02Agreement terminated7.01Reg FD disclosure | DocumentSEC ↗ |
Sep 11, 2019 accepted 10:55 AM ET | AUMNGolden Minerals Co | 1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Sep 10, 2019 accepted 4:10 PM ET | AEISADVANCED ENERGY INDUSTRIES INC | 1.01Material agreement1.02Agreement terminated2.01Acquisition / disposition2.03New debt obligation8.01Other events | DocumentSEC ↗ |
Sep 10, 2019 accepted 4:03 PM ET | LXRXLEXICON PHARMACEUTICALS, INC. | 1.01Material agreement1.02Agreement terminated | DocumentSEC ↗ |
Sep 10, 2019 accepted 9:56 AM ET | EMMAEmmaus Life Sciences, Inc. | 3.01Delisting notice8.01Other events | DocumentSEC ↗ |
Sep 10, 2019 accepted 8:47 AM ET | STCSTEWART INFORMATION SERVICES CORP | 1.01Material agreement1.02Agreement terminated7.01Reg FD disclosure | DocumentSEC ↗ |
Sep 6, 2019 accepted 4:35 PM ET | FTFTFuture FinTech Group Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Sep 6, 2019 accepted 4:01 PM ET | TOONKartoon Studios, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Sep 6, 2019 accepted 4:01 PM ET | SGRPSPAR Group, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Sep 6, 2019 accepted 12:19 PM ET | SUICSUIC Worldwide Holdings Ltd. | 4.01Auditor change | DocumentSEC ↗ |
Sep 6, 2019 accepted 9:00 AM ET | OTLCOncotelic Therapeutics, Inc. | 8-K/A 4.01Auditor change | DocumentSEC ↗ |
Sep 4, 2019 accepted 4:34 PM ET | NLNLI HOLDINGS, INC. | 5.01Change in control | DocumentSEC ↗ |
Sep 4, 2019 accepted 4:33 PM ET | VHIVALHI INC /DE/ | 5.01Change in control | DocumentSEC ↗ |
Sep 4, 2019 accepted 4:29 PM ET | CIXCOMPX INTERNATIONAL INC | 5.01Change in control | DocumentSEC ↗ |
Sep 4, 2019 accepted 4:26 PM ET | KROKRONOS WORLDWIDE INC | 5.01Change in control | DocumentSEC ↗ |
Sep 4, 2019 accepted 12:40 PM ET | SLBSLB LIMITED/NV | 2.06Impairment7.01Reg FD disclosure | DocumentSEC ↗ |
Sep 3, 2019 accepted 6:03 AM ET | LEDSSemiLEDs Corp | 4.01Auditor change | DocumentSEC ↗ |
Aug 30, 2019 accepted 9:11 PM ET | TNXPTonix Pharmaceuticals Holding Corp. | 3.01Delisting notice | DocumentSEC ↗ |
Aug 30, 2019 accepted 8:15 PM ET | PLXProtalix BioTherapeutics, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Aug 30, 2019 accepted 8:02 PM ET | BCDABioCardia, Inc. | 1.02Agreement terminated | DocumentSEC ↗ |
Aug 30, 2019 accepted 4:53 PM ET | HROWHARROW, INC. | 1.02Agreement terminated2.05Restructuring costs2.06Impairment | DocumentSEC ↗ |
Aug 30, 2019 accepted 3:10 PM ET | NSITINSIGHT ENTERPRISES INC | 1.01Material agreement1.02Agreement terminated2.01Acquisition / disposition7.01Reg FD disclosure | DocumentSEC ↗ |
Aug 30, 2019 accepted 12:15 PM ET | GHIGreystone Housing Impact Investors LP | 1.01Material agreement5.01Change in control7.01Reg FD disclosure | DocumentSEC ↗ |
Aug 30, 2019 accepted 9:58 AM ET | TNCTENNANT CO | 4.01Auditor change | DocumentSEC ↗ |
Aug 30, 2019 accepted 7:14 AM ET | BOOMDMC Global Inc. | 2.05Restructuring costs2.06Impairment | DocumentSEC ↗ |
Aug 29, 2019 accepted 8:05 PM ET | SLRCSLR Investment Corp. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Aug 28, 2019 accepted 4:23 PM ET | RDNRADIAN GROUP INC | 2.04Debt acceleration8.01Other events | DocumentSEC ↗ |
Aug 28, 2019 accepted 5:50 PM ET | QXOQXO, Inc. | 1.01Material agreement1.02Agreement terminated8.01Other events | DocumentSEC ↗ |
Aug 27, 2019 accepted 4:30 PM ET | INTIInhibitor Therapeutics, Inc. | 1.01Material agreement1.02Agreement terminated | DocumentSEC ↗ |
Aug 27, 2019 accepted 1:20 PM ET | AEHRAEHR TEST SYSTEMS | 3.01Delisting notice | DocumentSEC ↗ |
Aug 27, 2019 accepted 8:30 AM ET | OSSONE STOP SYSTEMS, INC. | 1.02Agreement terminated7.01Reg FD disclosure | DocumentSEC ↗ |
Aug 27, 2019 accepted 10:46 PM ET | FSIFLEXIBLE SOLUTIONS INTERNATIONAL INC | 4.01Auditor change | DocumentSEC ↗ |
Aug 26, 2019 accepted 8:15 PM ET | FLLFULL HOUSE RESORTS INC | 4.01Auditor change | DocumentSEC ↗ |
Aug 26, 2019 accepted 6:03 PM ET | TLFTANDY LEATHER FACTORY INC | 3.01Delisting notice | DocumentSEC ↗ |
Aug 23, 2019 accepted 9:25 PM ET | FABCFabric.AI, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Aug 23, 2019 accepted 8:39 PM ET | AXRAMREP CORP. | 1.02Agreement terminated | DocumentSEC ↗ |
Aug 23, 2019 accepted 8:05 PM ET | AUMNGolden Minerals Co | 3.01Delisting notice | DocumentSEC ↗ |