

1,403,387 filings since 2004 · latest accepted Nov 6, 2026, 12:05 PM ET
Priority items usually mark a change in credit, accounting integrity, control or listing status: 1.02 Agreement terminated, 1.03 Bankruptcy, 1.05 Cybersecurity incident, 2.04 Debt acceleration, 2.05 Restructuring costs, 2.06 Impairment, 3.01 Delisting notice, 4.01 Auditor change, 4.02 Non-reliance (restatement), 5.01 Change in control.
| Filed | Company | Items | Filing |
|---|---|---|---|
Jul 22, 2019 accepted 4:23 PM ET | NLNLI HOLDINGS, INC. | 5.01Change in control | DocumentSEC ↗ |
Jul 22, 2019 accepted 4:17 PM ET | KROKRONOS WORLDWIDE INC | 5.01Change in control | Document |
Source: SEC EDGAR. Same-day filings appear within minutes and are re-checked against SEC's nightly index. Tickers are current listings, so a company's older filings show its ticker today.
Jul 22, 2019 accepted 3:30 PM ET | RAILFreightCar America, Inc. | 2.05Restructuring costs8.01Other events | DocumentSEC ↗ |
Jul 22, 2019 accepted 9:26 AM ET | VYSTVystar Corp | 1.01Material agreement2.01Acquisition / disposition2.03New debt obligation3.02Unregistered equity sale3.03Holder rights modified5.01Change in control5.03Bylaws / fiscal year | DocumentSEC ↗ |
Jul 19, 2019 accepted 5:05 PM ET | AMTXAEMETIS, INC | 3.01Delisting notice | DocumentSEC ↗ |
Jul 19, 2019 accepted 4:16 PM ET | ALTOAlto Ingredients, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Jul 19, 2019 accepted 4:06 PM ET | FLSFLOWSERVE CORP | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Jul 19, 2019 accepted 4:04 PM ET | SBFMSunshine Biopharma Inc. | 1.02Agreement terminated | DocumentSEC ↗ |
Jul 19, 2019 accepted 4:03 PM ET | BFHBREAD FINANCIAL HOLDINGS, INC. | 1.02Agreement terminated8.01Other events | DocumentSEC ↗ |
Jul 19, 2019 accepted 1:00 PM ET | VCNXVACCINEX, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Jul 19, 2019 accepted 10:47 AM ET | QUIKQUICKLOGIC Corp | 3.01Delisting notice | DocumentSEC ↗ |
Jul 19, 2019 accepted 8:30 AM ET | FCELFUELCELL ENERGY INC | 3.01Delisting notice | DocumentSEC ↗ |
Jul 18, 2019 accepted 8:45 PM ET | RICKRCI HOSPITALITY HOLDINGS, INC. | 4.01Auditor change | DocumentSEC ↗ |
Jul 18, 2019 accepted 8:07 PM ET | CREGSmart Powerr Corp. | 4.01Auditor change | DocumentSEC ↗ |
Jul 18, 2019 accepted 4:34 PM ET | LPTHLIGHTPATH TECHNOLOGIES INC | 3.01Delisting notice | DocumentSEC ↗ |
Jul 17, 2019 accepted 8:17 PM ET | MGNXMACROGENICS INC | 1.02Agreement terminated | DocumentSEC ↗ |
Jul 17, 2019 accepted 5:14 PM ET | HOVHOVNANIAN ENTERPRISES INC | 3.01Delisting notice | DocumentSEC ↗ |
Jul 17, 2019 accepted 4:45 PM ET | LEGHLegacy Housing Corp | 4.01Auditor change5.02Officer / director change | DocumentSEC ↗ |
Jul 17, 2019 accepted 4:38 PM ET | SONSONOCO PRODUCTS CO | 1.02Agreement terminated | DocumentSEC ↗ |
Jul 17, 2019 accepted 8:30 AM ET | HRTXHERON THERAPEUTICS, INC. /DE/ | 3.01Delisting notice8.01Other events | DocumentSEC ↗ |
Jul 17, 2019 accepted 9:11 PM ET | HQIHireQuest, Inc. | 1.01Material agreement2.01Acquisition / disposition2.03New debt obligation3.02Unregistered equity sale5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Jul 16, 2019 accepted 4:44 PM ET | INOINOVIO PHARMACEUTICALS, INC. | 2.05Restructuring costs8.01Other events | DocumentSEC ↗ |
Jul 16, 2019 accepted 4:05 PM ET | EXLSExlService Holdings, Inc. | 8-K/A 2.05Restructuring costs2.06Impairment | DocumentSEC ↗ |
Jul 16, 2019 accepted 9:00 AM ET | KUSTKUSTOM ENTERTAINMENT, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Jul 16, 2019 accepted 10:11 PM ET | AQSTAquestive Therapeutics, Inc. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation3.02Unregistered equity sale8.01Other events | DocumentSEC ↗ |
Jul 15, 2019 accepted 8:06 PM ET | ARWARROW ELECTRONICS, INC. | 2.02Earnings release2.05Restructuring costs2.06Impairment | DocumentSEC ↗ |
Jul 15, 2019 accepted 4:30 PM ET | RNTXRein Therapeutics, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Jul 15, 2019 accepted 3:03 PM ET | NSSCNAPCO SECURITY TECHNOLOGIES, INC | 3.01Delisting notice | DocumentSEC ↗ |
Jul 12, 2019 accepted 4:31 PM ET | BGMSBio Green Med Solution, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Jul 12, 2019 accepted 4:05 PM ET | ELDNEledon Pharmaceuticals, Inc. | 4.01Auditor change5.02Officer / director change | DocumentSEC ↗ |
Jul 11, 2019 accepted 9:15 PM ET | AEMDAETHLON MEDICAL INC | 3.01Delisting notice | DocumentSEC ↗ |
Jul 11, 2019 accepted 7:30 AM ET | BFHBREAD FINANCIAL HOLDINGS, INC. | 1.02Agreement terminated7.01Reg FD disclosure | DocumentSEC ↗ |
Jul 11, 2019 accepted 7:30 AM ET | ZNOGZION OIL & GAS INC | 3.01Delisting notice | DocumentSEC ↗ |
Jul 11, 2019 accepted 6:58 AM ET | KMTKENNAMETAL INC | 2.05Restructuring costs | DocumentSEC ↗ |
Jul 10, 2019 accepted 8:31 PM ET | FABCFabric.AI, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Jul 10, 2019 accepted 5:05 PM ET | LQMTLIQUIDMETAL TECHNOLOGIES INC | 2.05Restructuring costs2.06Impairment7.01Reg FD disclosure | DocumentSEC ↗ |
Jul 10, 2019 accepted 4:00 PM ET | LEDSSemiLEDs Corp | 1.01Material agreement1.02Agreement terminated2.02Earnings release2.03New debt obligation | DocumentSEC ↗ |
Jul 9, 2019 accepted 8:00 AM ET | EPACENERPAC TOOL GROUP CORP | 1.01Material agreement2.06Impairment7.01Reg FD disclosure | DocumentSEC ↗ |
Jul 8, 2019 accepted 8:22 AM ET | VGTKViking Global Technologies, Inc. | 3.01Delisting notice3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Jul 5, 2019 accepted 4:05 PM ET | OLOXOLENOX INDUSTRIES INC. | 3.01Delisting notice | DocumentSEC ↗ |
Jul 5, 2019 accepted 4:01 PM ET | BFHBREAD FINANCIAL HOLDINGS, INC. | 1.02Agreement terminated2.01Acquisition / disposition | DocumentSEC ↗ |
Jul 5, 2019 accepted 12:00 PM ET | CNSYCERENOME, INC. | 2.05Restructuring costs5.02Officer / director change | DocumentSEC ↗ |
Jul 5, 2019 accepted 11:14 AM ET | IPMINTELLIGENT PROTECTION MANAGEMENT CORP. | 1.02Agreement terminated | DocumentSEC ↗ |
Jul 3, 2019 accepted 4:12 PM ET | NWPXNWPX Infrastructure, Inc. | 1.02Agreement terminated3.01Delisting notice3.03Holder rights modified | DocumentSEC ↗ |
Jul 3, 2019 accepted 6:52 PM ET | LFCRLIFECORE BIOMEDICAL, INC. \DE\ | 2.06Impairment | DocumentSEC ↗ |
Jul 2, 2019 accepted 5:25 PM ET | HAFCHANMI FINANCIAL CORP | 4.01Auditor change | DocumentSEC ↗ |
Jul 2, 2019 accepted 5:20 PM ET | EOGEOG RESOURCES INC | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Jul 2, 2019 accepted 5:15 PM ET | HAFCHANMI FINANCIAL CORP | 4.01Auditor change | DocumentSEC ↗ |
Jul 2, 2019 accepted 5:00 PM ET | JCIJohnson Controls International plc | 1.02Agreement terminated8.01Other events | DocumentSEC ↗ |
Jul 2, 2019 accepted 4:30 PM ET | HSYHERSHEY CO | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |