

1,402,507 filings since 2004 · latest accepted Nov 4, 2026, 5:30 PM ET
Priority items usually mark a change in credit, accounting integrity, control or listing status: 1.02 Agreement terminated, 1.03 Bankruptcy, 1.05 Cybersecurity incident, 2.04 Debt acceleration, 2.05 Restructuring costs, 2.06 Impairment, 3.01 Delisting notice, 4.01 Auditor change, 4.02 Non-reliance (restatement), 5.01 Change in control.
| Filed | Company | Items | Filing |
|---|---|---|---|
Dec 29, 2023 accepted 4:02 PM ET | PSECPROSPECT CAPITAL CORP | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Dec 27, 2023 accepted 4:04 PM ET |
Source: SEC EDGAR. Same-day filings appear within minutes and are re-checked against SEC's nightly index. Tickers are current listings, so a company's older filings show its ticker today.
3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year8.01Other events |
| DocumentSEC ↗ |
Dec 20, 2023 accepted 1:30 PM ET | SIEBSIEBERT FINANCIAL CORP | 1.01Material agreement1.02Agreement terminated3.03Holder rights modified8.01Other events | DocumentSEC ↗ |
Dec 19, 2023 accepted 12:31 PM ET | NGNENeurogene Inc. | 1.01Material agreement2.01Acquisition / disposition3.03Holder rights modified5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year5.05Code of ethics5.07Shareholder vote5.08Director nominations7.01Reg FD disclosure | DocumentSEC ↗ |
Dec 19, 2023 accepted 8:30 AM ET | BKYIBIO KEY INTERNATIONAL INC | 3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year5.07Shareholder vote8.01Other events | DocumentSEC ↗ |
Dec 19, 2023 accepted 8:15 AM ET | PRSOPeraso Inc. | 3.03Holder rights modified5.03Bylaws / fiscal year5.07Shareholder vote8.01Other events | DocumentSEC ↗ |
Dec 18, 2023 accepted 5:29 PM ET | ASTCASTROTECH Corp | 1.01Material agreement3.03Holder rights modified | DocumentSEC ↗ |
Dec 18, 2023 accepted 4:31 PM ET | NINISOURCE INC. | 1.01Material agreement3.03Holder rights modified | DocumentSEC ↗ |
Dec 18, 2023 accepted 8:05 AM ET | BBLGBone Biologics Corp | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Dec 18, 2023 accepted 10:43 PM ET | BATLBATTALION OIL CORP | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Dec 15, 2023 accepted 4:23 PM ET | GERNGERON CORP | 1.01Material agreement2.03New debt obligation3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Dec 15, 2023 accepted 3:45 PM ET | OGENORAGENICS INC | 3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year5.07Shareholder vote | DocumentSEC ↗ |
Dec 14, 2023 accepted 9:38 PM ET | CMTLCOMTECH TELECOMMUNICATIONS CORP /DE/ | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Dec 14, 2023 accepted 4:14 PM ET | EFCEllington Financial Inc. | 1.01Material agreement2.01Acquisition / disposition3.03Holder rights modified5.03Bylaws / fiscal year7.01Reg FD disclosure8.01Other events | DocumentSEC ↗ |
Dec 8, 2023 accepted 9:41 PM ET | PMNProMIS Neurosciences Inc. | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Dec 8, 2023 accepted 4:09 PM ET | CTRNCiti Trends Inc | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year7.01Reg FD disclosure | DocumentSEC ↗ |
Dec 4, 2023 accepted 4:40 PM ET | UALUnited Airlines Holdings, Inc. | 1.01Material agreement3.03Holder rights modified | DocumentSEC ↗ |
Dec 1, 2023 accepted 4:55 PM ET | RGSREGIS CORP | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Dec 1, 2023 accepted 4:01 PM ET | BANCBANC OF CALIFORNIA, INC. | 1.01Material agreement2.01Acquisition / disposition2.03New debt obligation3.02Unregistered equity sale3.03Holder rights modified4.01Auditor change5.02Officer / director change5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Dec 1, 2023 accepted 1:20 AM ET | AVNWAVIAT NETWORKS, INC. | 1.01Material agreement2.01Acquisition / disposition2.03New debt obligation3.02Unregistered equity sale3.03Holder rights modified7.01Reg FD disclosure | DocumentSEC ↗ |
Nov 28, 2023 accepted 1:36 PM ET | IBIOiBio, Inc. | 3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year5.07Shareholder vote7.01Reg FD disclosure | DocumentSEC ↗ |
Nov 20, 2023 accepted 5:03 PM ET | LUMNLumen Technologies, Inc. | 1.01Material agreement3.03Holder rights modified8.01Other events | DocumentSEC ↗ |
Nov 17, 2023 accepted 4:19 PM ET | CYTKCYTOKINETICS INC | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Nov 14, 2023 accepted 5:47 PM ET | TOONKartoon Studios, Inc. | 3.01Delisting notice3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Nov 13, 2023 accepted 9:17 AM ET | CNOCNO Financial Group, Inc. | 1.01Material agreement3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year | DocumentSEC ↗ |
Nov 7, 2023 accepted 9:15 PM ET | SKTTANGER INC. | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Nov 6, 2023 accepted 11:10 AM ET | ETEnergy Transfer LP | 1.01Material agreement2.03New debt obligation3.03Holder rights modified5.03Bylaws / fiscal year7.01Reg FD disclosure | DocumentSEC ↗ |
Nov 2, 2023 accepted 4:19 PM ET | VHIVALHI INC /DE/ | 3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year7.01Reg FD disclosure | DocumentSEC ↗ |
Nov 1, 2023 accepted 6:58 PM ET | BYFCBROADWAY FINANCIAL CORP \DE\ | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Nov 1, 2023 accepted 4:10 PM ET | CIXCOMPX INTERNATIONAL INC | 2.02Earnings release3.03Holder rights modified5.03Bylaws / fiscal year7.01Reg FD disclosure | DocumentSEC ↗ |
Oct 30, 2023 accepted 9:17 PM ET | GYREGYRE THERAPEUTICS, INC. | 1.01Material agreement2.01Acquisition / disposition3.02Unregistered equity sale3.03Holder rights modified5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year5.05Code of ethics7.01Reg FD disclosure | DocumentSEC ↗ |
Oct 26, 2023 accepted 4:17 PM ET | NLNLI HOLDINGS, INC. | 3.03Holder rights modified5.03Bylaws / fiscal year7.01Reg FD disclosure8.01Other events | DocumentSEC ↗ |
Oct 26, 2023 accepted 8:56 AM ET | ZIVOZivo Bioscience, Inc. | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Oct 25, 2023 accepted 8:38 PM ET | VHCVirnetX Holding Corp | 3.03Holder rights modified5.03Bylaws / fiscal year5.07Shareholder vote | DocumentSEC ↗ |
Oct 25, 2023 accepted 4:19 PM ET | KROKRONOS WORLDWIDE INC | 3.03Holder rights modified5.03Bylaws / fiscal year7.01Reg FD disclosure | DocumentSEC ↗ |
Oct 19, 2023 accepted 4:01 PM ET | TWAVTaoWeave, Inc. | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Oct 19, 2023 accepted 1:04 PM ET | MITIMitesco, Inc. | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Oct 17, 2023 accepted 5:29 PM ET | VYXNCR Voyix Corp | 1.01Material agreement1.02Agreement terminated2.01Acquisition / disposition2.03New debt obligation3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Oct 17, 2023 accepted 5:00 PM ET | DOMHDominari Holdings Inc. | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Oct 17, 2023 accepted 4:59 PM ET | SLNHSoluna Holdings, Inc | 3.03Holder rights modified5.03Bylaws / fiscal year7.01Reg FD disclosure | DocumentSEC ↗ |
Oct 16, 2023 accepted 8:02 PM ET | VEEVVEEVA SYSTEMS INC | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Oct 16, 2023 accepted 4:26 PM ET | XXII22nd Century Group, Inc. | 1.01Material agreement2.03New debt obligation3.03Holder rights modified5.03Bylaws / fiscal year5.07Shareholder vote7.01Reg FD disclosure | DocumentSEC ↗ |
Oct 13, 2023 accepted 9:25 PM ET | PROPPrairie Operating Co. | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Oct 13, 2023 accepted 2:58 PM ET | MINDMIND TECHNOLOGY, INC | 8-K/A 3.03Holder rights modified5.03Bylaws / fiscal year7.01Reg FD disclosure | DocumentSEC ↗ |
Oct 13, 2023 accepted 6:01 AM ET | MINDMIND TECHNOLOGY, INC | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Oct 11, 2023 accepted 4:40 PM ET | CFORCapForce Inc. | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Oct 10, 2023 accepted 4:24 PM ET | FBIOFortress Biotech, Inc. | 3.03Holder rights modified5.03Bylaws / fiscal year5.07Shareholder vote8.01Other events | DocumentSEC ↗ |
Oct 10, 2023 accepted 4:18 PM ET | TWAVTaoWeave, Inc. | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Oct 6, 2023 accepted 8:06 PM ET | BGCBGC Group, Inc. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation3.03Holder rights modified8.01Other events | DocumentSEC ↗ |
Oct 6, 2023 accepted 5:17 PM ET | DMLPDORCHESTER MINERALS, L.P. | 1.01Material agreement3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year5.07Shareholder vote | DocumentSEC ↗ |