

1,402,507 filings since 2004 · latest accepted Nov 4, 2026, 5:30 PM ET
Priority items usually mark a change in credit, accounting integrity, control or listing status: 1.02 Agreement terminated, 1.03 Bankruptcy, 1.05 Cybersecurity incident, 2.04 Debt acceleration, 2.05 Restructuring costs, 2.06 Impairment, 3.01 Delisting notice, 4.01 Auditor change, 4.02 Non-reliance (restatement), 5.01 Change in control.
| Filed | Company | Items | Filing |
|---|---|---|---|
Jul 7, 2023 accepted 8:30 AM ET | GRCEGrace Therapeutics, Inc. | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Jul 6, 2023 accepted 8:11 PM ET | RHEPREGIONAL HEALTH PROPERTIES, INC |
Source: SEC EDGAR. Same-day filings appear within minutes and are re-checked against SEC's nightly index. Tickers are current listings, so a company's older filings show its ticker today.
3.03Holder rights modified5.03Bylaws / fiscal year |
| DocumentSEC ↗ |
Jul 6, 2023 accepted 4:03 PM ET | WORWORTHINGTON ENTERPRISES, INC. | 1.02Agreement terminated2.02Earnings release3.03Holder rights modified8.01Other events | DocumentSEC ↗ |
Jul 6, 2023 accepted 5:53 PM ET | XXII22nd Century Group, Inc. | 3.03Holder rights modified5.03Bylaws / fiscal year7.01Reg FD disclosure | DocumentSEC ↗ |
Jul 5, 2023 accepted 6:04 AM ET | RXSTRxSight, Inc. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation3.03Holder rights modified | DocumentSEC ↗ |
Jun 30, 2023 accepted 8:30 AM ET | OPTTOcean Power Technologies, Inc. | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Jun 29, 2023 accepted 4:20 PM ET | TWLOTWILIO INC | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Jun 28, 2023 accepted 8:19 PM ET | NCMINational CineMedia, Inc. | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Jun 28, 2023 accepted 6:19 PM ET | AHROAuthentic Holdings, Inc. | 1.01Material agreement2.01Acquisition / disposition3.02Unregistered equity sale3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Jun 23, 2023 accepted 9:00 PM ET | SYYSYSCO CORP | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Jun 22, 2023 accepted 5:20 PM ET | SCORCOMSCORE, INC. | 3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year5.07Shareholder vote | DocumentSEC ↗ |
Jun 22, 2023 accepted 9:26 AM ET | EFOIENERGY FOCUS, INC/DE | 3.03Holder rights modified5.03Bylaws / fiscal year5.07Shareholder vote | DocumentSEC ↗ |
Jun 21, 2023 accepted 8:27 PM ET | NXSTNEXSTAR MEDIA GROUP, INC. | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Jun 21, 2023 accepted 7:01 PM ET | LEUCENTRUS ENERGY CORP | 1.01Material agreement3.03Holder rights modified5.07Shareholder vote | DocumentSEC ↗ |
Jun 20, 2023 accepted 9:00 PM ET | GYREGYRE THERAPEUTICS, INC. | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Jun 20, 2023 accepted 8:41 PM ET | LNWOLight & Wonder, Inc. | 3.03Holder rights modified | DocumentSEC ↗ |
Jun 20, 2023 accepted 4:25 PM ET | SDSANDRIDGE ENERGY INC | 1.01Material agreement3.03Holder rights modified5.07Shareholder vote | DocumentSEC ↗ |
Jun 16, 2023 accepted 4:15 PM ET | FBIOFortress Biotech, Inc. | 1.01Material agreement3.03Holder rights modified | DocumentSEC ↗ |
Jun 16, 2023 accepted 4:06 PM ET | NINISOURCE INC. | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Jun 16, 2023 accepted 7:18 AM ET | SCORCOMSCORE, INC. | 3.03Holder rights modified | DocumentSEC ↗ |
Jun 15, 2023 accepted 9:18 PM ET | SCNXScienture Holdings, Inc. | 3.03Holder rights modified5.03Bylaws / fiscal year5.07Shareholder vote | DocumentSEC ↗ |
Jun 15, 2023 accepted 12:45 PM ET | CLIRClearSign Technologies Corp | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year7.01Reg FD disclosure | DocumentSEC ↗ |
Jun 12, 2023 accepted 4:29 PM ET | PSECPROSPECT CAPITAL CORP | 3.03Holder rights modified | DocumentSEC ↗ |
Jun 12, 2023 accepted 4:15 PM ET | TCRTAlaunos Therapeutics, Inc. | 3.03Holder rights modified5.03Bylaws / fiscal year5.07Shareholder vote | DocumentSEC ↗ |
Jun 9, 2023 accepted 8:15 PM ET | CELZCREATIVE MEDICAL TECHNOLOGY HOLDINGS, INC. | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Jun 9, 2023 accepted 11:48 AM ET | EMEEMCOR Group, Inc. | 3.03Holder rights modified5.03Bylaws / fiscal year5.07Shareholder vote | DocumentSEC ↗ |
Jun 7, 2023 accepted 8:30 PM ET | GHIGreystone Housing Impact Investors LP | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Jun 6, 2023 accepted 9:26 AM ET | VTGNVistagen Therapeutics, Inc. | 3.03Holder rights modified5.03Bylaws / fiscal year7.01Reg FD disclosure | DocumentSEC ↗ |
Jun 2, 2023 accepted 8:11 PM ET | DIODDIODES INC /DEL/ | 1.01Material agreement2.03New debt obligation3.03Holder rights modified | DocumentSEC ↗ |
Jun 2, 2023 accepted 5:41 PM ET | SEDGSOLAREDGE TECHNOLOGIES, INC. | 3.03Holder rights modified5.03Bylaws / fiscal year5.07Shareholder vote | DocumentSEC ↗ |
Jun 1, 2023 accepted 5:00 PM ET | GLADGLADSTONE CAPITAL CORP | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year7.01Reg FD disclosure | DocumentSEC ↗ |
May 30, 2023 accepted 8:38 PM ET | AUMNGolden Minerals Co | 3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year5.07Shareholder vote7.01Reg FD disclosure | DocumentSEC ↗ |
May 30, 2023 accepted 4:10 PM ET | TTMITTM TECHNOLOGIES INC | 1.01Material agreement2.03New debt obligation3.03Holder rights modified7.01Reg FD disclosure | DocumentSEC ↗ |
May 26, 2023 accepted 8:05 PM ET | LIQTLIQTECH INTERNATIONAL INC | 3.03Holder rights modified5.03Bylaws / fiscal year7.01Reg FD disclosure | DocumentSEC ↗ |
May 26, 2023 accepted 5:03 PM ET | SLNHSoluna Holdings, Inc | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
May 25, 2023 accepted 4:26 PM ET | TTITETRA TECHNOLOGIES INC | 3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year5.07Shareholder vote8.01Other events | DocumentSEC ↗ |
May 25, 2023 accepted 4:20 PM ET | MRAMEVERSPIN TECHNOLOGIES INC. | 3.03Holder rights modified5.03Bylaws / fiscal year5.07Shareholder vote | DocumentSEC ↗ |
May 25, 2023 accepted 1:44 PM ET | FIBKFIRST INTERSTATE BANCSYSTEM INC | 3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year5.07Shareholder vote | DocumentSEC ↗ |
May 24, 2023 accepted 5:29 PM ET | RAILFreightCar America, Inc. | 1.01Material agreement2.03New debt obligation3.02Unregistered equity sale3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
May 24, 2023 accepted 4:32 PM ET | MBOTMicrobot Medical Inc. | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified8.01Other events | DocumentSEC ↗ |
May 23, 2023 accepted 4:22 PM ET | CBNKCapital Bancorp Inc | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
May 19, 2023 accepted 9:39 PM ET | UMHUMH PROPERTIES, INC. | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
May 18, 2023 accepted 8:30 PM ET | ALLALLSTATE CORP | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
May 18, 2023 accepted 4:33 PM ET | LNSRLENSAR, Inc. | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
May 18, 2023 accepted 6:01 PM ET | SNDXSyndax Pharmaceuticals Inc | 3.03Holder rights modified5.03Bylaws / fiscal year5.07Shareholder vote | DocumentSEC ↗ |
May 17, 2023 accepted 9:22 PM ET | KRMDKORU Medical Systems, Inc. | 1.01Material agreement3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year5.07Shareholder vote8.01Other events | DocumentSEC ↗ |
May 15, 2023 accepted 8:00 AM ET | LNSRLENSAR, Inc. | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.02Officer / director change | DocumentSEC ↗ |
May 11, 2023 accepted 4:32 PM ET | EQTEQT Corp | 1.01Material agreement3.03Holder rights modified8.01Other events | DocumentSEC ↗ |
May 11, 2023 accepted 4:05 PM ET | AJGArthur J. Gallagher & Co. | 3.03Holder rights modified5.03Bylaws / fiscal year5.07Shareholder vote | DocumentSEC ↗ |
May 10, 2023 accepted 4:17 PM ET | WTWisdomTree, Inc. | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.03Bylaws / fiscal year7.01Reg FD disclosure | DocumentSEC ↗ |