

1,402,507 filings since 2004 · latest accepted Nov 4, 2026, 5:30 PM ET
Priority items usually mark a change in credit, accounting integrity, control or listing status: 1.02 Agreement terminated, 1.03 Bankruptcy, 1.05 Cybersecurity incident, 2.04 Debt acceleration, 2.05 Restructuring costs, 2.06 Impairment, 3.01 Delisting notice, 4.01 Auditor change, 4.02 Non-reliance (restatement), 5.01 Change in control.
| Filed | Company | Items | Filing |
|---|---|---|---|
Jan 6, 2026 accepted 4:54 PM ET | STAASTAAR SURGICAL CO | 1.02Agreement terminated5.07Shareholder vote | DocumentSEC ↗ |
Jan 6, 2026 accepted 4:05 PM ET | IMUXIMMUNIC, INC. | Delisting notice |
Source: SEC EDGAR. Same-day filings appear within minutes and are re-checked against SEC's nightly index. Tickers are current listings, so a company's older filings show its ticker today.
| DocumentSEC ↗ |
Jan 6, 2026 accepted 1:43 PM ET | EHTHeHealth, Inc. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation3.03Holder rights modified5.03Bylaws / fiscal year7.01Reg FD disclosure | DocumentSEC ↗ |
Jan 6, 2026 accepted 11:44 AM ET | CODICompass Diversified Holdings | 3.01Delisting notice | DocumentSEC ↗ |
Jan 5, 2026 accepted 10:00 PM ET | JANLJANEL CORP | 4.01Auditor change | DocumentSEC ↗ |
Jan 5, 2026 accepted 4:14 PM ET | WNCWABASH NATIONAL Corp | 2.05Restructuring costs2.06Impairment | DocumentSEC ↗ |
Jan 5, 2026 accepted 4:13 PM ET | TACTTRANSACT TECHNOLOGIES INC | 1.02Agreement terminated | DocumentSEC ↗ |
Jan 5, 2026 accepted 1:56 PM ET | TMGITransglobal Management Group, Inc. | 1.01Material agreement2.01Acquisition / disposition3.02Unregistered equity sale5.01Change in control5.02Officer / director change | DocumentSEC ↗ |
Jan 5, 2026 accepted 1:10 PM ET | DRTTFDIRTT ENVIRONMENTAL SOLUTIONS LTD | 1.02Agreement terminated2.06Impairment7.01Reg FD disclosure | DocumentSEC ↗ |
Jan 5, 2026 accepted 8:12 AM ET | DHCDIVERSIFIED HEALTHCARE TRUST | 1.02Agreement terminated | DocumentSEC ↗ |
Jan 5, 2026 accepted 7:45 AM ET | PTIXProtagenic Therapeutics, Inc.\new | 3.01Delisting notice | DocumentSEC ↗ |
Jan 5, 2026 accepted 6:03 AM ET | UMEWUMeWorld Inc. | 4.01Auditor change | DocumentSEC ↗ |
Jan 2, 2026 accepted 10:10 PM ET | PRPHProPhase Labs, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Jan 2, 2026 accepted 9:30 PM ET | MRDNMeridian Holdings Inc./NV | 3.01Delisting notice | DocumentSEC ↗ |
Jan 2, 2026 accepted 4:19 PM ET | AMSAMERICAN SHARED HOSPITAL SERVICES | 4.02Non-reliance (restatement) | DocumentSEC ↗ |
Dec 31, 2025 accepted 8:47 AM ET | MODDModular Medical, Inc. | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
Dec 31, 2025 accepted 12:28 AM ET | RIOTRiot Platforms, Inc. | 1.01Material agreement1.02Agreement terminated | DocumentSEC ↗ |
Dec 30, 2025 accepted 4:15 PM ET | CASHPATHWARD FINANCIAL, INC. | 4.01Auditor change | DocumentSEC ↗ |
Dec 30, 2025 accepted 8:05 AM ET | COLLCOLLEGIUM PHARMACEUTICAL, INC | 1.01Material agreement1.02Agreement terminated3.02Unregistered equity sale7.01Reg FD disclosure | DocumentSEC ↗ |
Dec 29, 2025 accepted 4:30 PM ET | NDLSNOODLES & Co | 3.01Delisting notice | DocumentSEC ↗ |
Dec 29, 2025 accepted 4:08 PM ET | PETSPETMED EXPRESS INC | 8-K/A 4.01Auditor change | DocumentSEC ↗ |
Dec 29, 2025 accepted 4:05 PM ET | MPBMID PENN BANCORP INC | 4.01Auditor change | DocumentSEC ↗ |
Dec 29, 2025 accepted 1:00 PM ET | VXRTVaxart, Inc. | 1.02Agreement terminated | DocumentSEC ↗ |
Dec 29, 2025 accepted 1:00 PM ET | ICCCIMMUCELL CORP /DE/ | 2.06Impairment8.01Other events | DocumentSEC ↗ |
Dec 29, 2025 accepted 10:50 AM ET | AIFCAI Financial Corp | 4.01Auditor change | DocumentSEC ↗ |
Dec 29, 2025 accepted 9:04 AM ET | IMMRIMMERSION CORP | 3.01Delisting notice | DocumentSEC ↗ |
Dec 29, 2025 accepted 8:56 AM ET | VRSKVerisk Analytics, Inc. | 1.02Agreement terminated7.01Reg FD disclosure8.01Other events | DocumentSEC ↗ |
Dec 29, 2025 accepted 7:10 AM ET | ORNOrion Group Holdings Inc | 1.01Material agreement1.02Agreement terminated2.03New debt obligation3.03Holder rights modified7.01Reg FD disclosure | DocumentSEC ↗ |
Dec 29, 2025 accepted 1:30 AM ET | DYAIDYADIC INTERNATIONAL INC | 3.01Delisting notice | DocumentSEC ↗ |
Dec 23, 2025 accepted 8:43 PM ET | PAXHPREAXIA HEALTH CARE PAYMENT SYSTEMS INC. | 4.01Auditor change | DocumentSEC ↗ |
Dec 23, 2025 accepted 4:01 PM ET | SMSISMITH MICRO SOFTWARE, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Dec 23, 2025 accepted 8:30 AM ET | CDWCDW Corp | 1.01Material agreement1.02Agreement terminated2.03New debt obligation5.02Officer / director change | DocumentSEC ↗ |
Dec 23, 2025 accepted 8:00 AM ET | GREHGreen Rain Energy Holdings Inc. | 4.01Auditor change | DocumentSEC ↗ |
Dec 22, 2025 accepted 5:29 PM ET | NMADNOMAD POWER SOLUTIONS, INC. | 1.01Material agreement1.02Agreement terminated8.01Other events | DocumentSEC ↗ |
Dec 22, 2025 accepted 4:19 PM ET | KTCCKEY TRONIC CORP | 2.05Restructuring costs7.01Reg FD disclosure | DocumentSEC ↗ |
Dec 22, 2025 accepted 4:05 PM ET | SITCSITE Centers Corp. | 1.02Agreement terminated | DocumentSEC ↗ |
Dec 19, 2025 accepted 5:15 PM ET | SCSCSCANSOURCE, INC. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Dec 19, 2025 accepted 4:07 PM ET | PODDINSULET CORP | 4.01Auditor change | DocumentSEC ↗ |
Dec 19, 2025 accepted 11:02 AM ET | COTYCOTY INC. | 1.01Material agreement2.06Impairment8.01Other events | DocumentSEC ↗ |
Dec 18, 2025 accepted 9:15 PM ET | NEUPNeuphoria Therapeutics Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Dec 18, 2025 accepted 5:01 PM ET | AVKADVENT CONVERTIBLE & INCOME FUND | 1.01Material agreement1.02Agreement terminated | DocumentSEC ↗ |
Dec 18, 2025 accepted 4:05 PM ET | OPNWOpenWorld, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Dec 17, 2025 accepted 4:01 PM ET | SUNESUNation Energy, Inc. | 1.02Agreement terminated | DocumentSEC ↗ |
Dec 17, 2025 accepted 9:25 AM ET | MANManpowerGroup Inc. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation8.01Other events | DocumentSEC ↗ |
Dec 17, 2025 accepted 7:30 AM ET | HBIOHARVARD BIOSCIENCE INC | 1.01Material agreement1.02Agreement terminated2.03New debt obligation5.02Officer / director change | DocumentSEC ↗ |
Dec 16, 2025 accepted 3:21 PM ET | POSCPOSITRON CORP | 4.01Auditor change | DocumentSEC ↗ |
Dec 16, 2025 accepted 4:30 PM ET | HRIHERC HOLDINGS INC | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Dec 16, 2025 accepted 4:01 PM ET | GERNGERON CORP | 2.05Restructuring costs | DocumentSEC ↗ |
Dec 16, 2025 accepted 1:30 PM ET | LOANMANHATTAN BRIDGE CAPITAL, INC | 1.01Material agreement1.02Agreement terminated2.03New debt obligation8.01Other events | DocumentSEC ↗ |
Dec 16, 2025 accepted 9:15 AM ET | AWIARMSTRONG WORLD INDUSTRIES INC | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |