1,403,529 filings since 2004 · latest accepted Nov 6, 2026, 5:30 PM ET
Priority items usually mark a change in credit, accounting integrity, control or listing status: 1.02 Agreement terminated, 1.03 Bankruptcy, 1.05 Cybersecurity incident, 2.04 Debt acceleration, 2.05 Restructuring costs, 2.06 Impairment, 3.01 Delisting notice, 4.01 Auditor change, 4.02 Non-reliance (restatement), 5.01 Change in control.
| Filed | Company | Items | Filing |
|---|---|---|---|
Apr 27, 2017 accepted 5:25 PM ET | SVRASavara Inc | 2.01Acquisition / disposition2.02Earnings release3.03Holder rights modified5.01Change in control5.02Officer / director change5.03Bylaws / fiscal yearShareholder vote |
Source: SEC EDGAR. Same-day filings appear within minutes and are re-checked against SEC's nightly index. Tickers are current listings, so a company's older filings show its ticker today.
| DocumentSEC ↗ |
Apr 27, 2017 accepted 5:00 PM ET | PVCTPROVECTUS BIOPHARMACEUTICALS, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Apr 27, 2017 accepted 4:39 PM ET | URBNURBAN OUTFITTERS INC | 2.05Restructuring costs | DocumentSEC ↗ |
Apr 27, 2017 accepted 9:51 PM ET | SIEBSIEBERT FINANCIAL CORP | 4.01Auditor change | DocumentSEC ↗ |
Apr 27, 2017 accepted 7:25 PM ET | ELAEnvela Corp | 3.01Delisting notice | DocumentSEC ↗ |
Apr 27, 2017 accepted 6:02 PM ET | REEDREED'S, INC. | 3.01Delisting notice8.01Other events | DocumentSEC ↗ |
Apr 26, 2017 accepted 5:17 PM ET | FTLFFITLIFE BRANDS, INC. | 1.01Material agreement4.01Auditor change | DocumentSEC ↗ |
Apr 26, 2017 accepted 4:17 PM ET | PRKPARK NATIONAL CORP /OH/ | 1.02Agreement terminated5.02Officer / director change5.07Shareholder vote8.01Other events | DocumentSEC ↗ |
Apr 26, 2017 accepted 4:07 PM ET | TIPTTIPTREE INC. | 4.01Auditor change | DocumentSEC ↗ |
Apr 26, 2017 accepted 6:31 AM ET | NDAQNASDAQ, INC. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation8.01Other events | DocumentSEC ↗ |
Apr 25, 2017 accepted 8:30 PM ET | USAUU.S. GOLD CORP. | 3.01Delisting notice | DocumentSEC ↗ |
Apr 25, 2017 accepted 5:12 PM ET | EMMAEmmaus Life Sciences, Inc. | 4.01Auditor change5.02Officer / director change | DocumentSEC ↗ |
Apr 25, 2017 accepted 3:30 PM ET | LHLABCORP HOLDINGS INC. | 2.05Restructuring costs | DocumentSEC ↗ |
Apr 24, 2017 accepted 9:04 PM ET | PLAGPlanet Green Holdings Corp. | 3.01Delisting notice | DocumentSEC ↗ |
Apr 24, 2017 accepted 3:37 PM ET | CLOQCYBERLOQ TECHNOLOGIES, INC. | 3.02Unregistered equity sale3.03Holder rights modified5.01Change in control5.02Officer / director change | DocumentSEC ↗ |
Apr 24, 2017 accepted 1:12 PM ET | REEDREED'S, INC. | 1.01Material agreement2.03New debt obligation3.01Delisting notice3.02Unregistered equity sale5.02Officer / director change | DocumentSEC ↗ |
Apr 24, 2017 accepted 9:53 AM ET | HCIHCI Group, Inc. | 1.01Material agreement1.02Agreement terminated3.03Holder rights modified8.01Other events | DocumentSEC ↗ |
Apr 21, 2017 accepted 9:29 PM ET | IGCIGC Pharma, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Apr 21, 2017 accepted 9:14 PM ET | CDNACareDx, Inc. | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
Apr 21, 2017 accepted 8:22 PM ET | UONEURBAN ONE, INC. | 1.01Material agreement1.02Agreement terminated | DocumentSEC ↗ |
Apr 21, 2017 accepted 7:42 PM ET | PKEPARK AEROSPACE CORP | 2.05Restructuring costs | DocumentSEC ↗ |
Apr 21, 2017 accepted 4:48 PM ET | PTENPATTERSON UTI ENERGY INC | 1.02Agreement terminated2.01Acquisition / disposition5.07Shareholder vote8.01Other events | DocumentSEC ↗ |
Apr 21, 2017 accepted 4:09 PM ET | BTUPEABODY ENERGY CORP | 1.02Agreement terminated | DocumentSEC ↗ |
Apr 21, 2017 accepted 11:40 AM ET | HHSHARTE HANKS INC | 1.01Material agreement2.03New debt obligation3.01Delisting notice | DocumentSEC ↗ |
Apr 20, 2017 accepted 5:59 PM ET | TDWTIDEWATER INC | 3.01Delisting notice | DocumentSEC ↗ |
Apr 20, 2017 accepted 5:32 PM ET | CETYClean Energy Technologies, Inc. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation3.02Unregistered equity sale3.03Holder rights modified | DocumentSEC ↗ |
Apr 20, 2017 accepted 5:29 PM ET | TRAWTraws Pharma, Inc. | 1.02Agreement terminated | DocumentSEC ↗ |
Apr 20, 2017 accepted 5:24 PM ET | HQIHireQuest, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Apr 20, 2017 accepted 4:29 PM ET | CETYClean Energy Technologies, Inc. | 8-K/A 1.01Material agreement1.02Agreement terminated2.03New debt obligation3.02Unregistered equity sale3.03Holder rights modified | DocumentSEC ↗ |
Apr 20, 2017 accepted 11:40 AM ET | KOANResonate Blends, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Apr 19, 2017 accepted 9:17 PM ET | AIRIAIR INDUSTRIES GROUP | 2.02Earnings release3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
Apr 19, 2017 accepted 5:25 PM ET | HCMCHealthier Choices Management Corp. | 4.01Auditor change | DocumentSEC ↗ |
Apr 19, 2017 accepted 7:00 AM ET | SINTSintx Technologies, Inc. | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
Apr 19, 2017 accepted 9:19 PM ET | SINTSintx Technologies, Inc. | 4.02Non-reliance (restatement) | DocumentSEC ↗ |
Apr 18, 2017 accepted 8:01 PM ET | IBKRInteractive Brokers Group, Inc. | 2.02Earnings release2.05Restructuring costs8.01Other events | DocumentSEC ↗ |
Apr 18, 2017 accepted 7:11 PM ET | LIFDLFTD PARTNERS INC. | 4.01Auditor change | DocumentSEC ↗ |
Apr 18, 2017 accepted 5:28 PM ET | PSIXPOWER SOLUTIONS INTERNATIONAL, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Apr 18, 2017 accepted 4:15 PM ET | GMEDGLOBUS MEDICAL INC | 4.01Auditor change | DocumentSEC ↗ |
Apr 18, 2017 accepted 1:13 PM ET | FULFULLER H B CO | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Apr 18, 2017 accepted 10:34 AM ET | MSMMSC INDUSTRIAL DIRECT CO INC | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Apr 17, 2017 accepted 5:06 PM ET | JEFJefferies Financial Group Inc. | 4.01Auditor change | DocumentSEC ↗ |
Apr 17, 2017 accepted 4:52 PM ET | UISUNISYS CORP | 1.01Material agreement1.02Agreement terminated2.02Earnings release2.03New debt obligation7.01Reg FD disclosure | DocumentSEC ↗ |
Apr 17, 2017 accepted 1:25 PM ET | BRVOBravo Multinational Inc. | 4.01Auditor change | DocumentSEC ↗ |
Apr 14, 2017 accepted 9:11 PM ET | NLSTNETLIST INC | 3.01Delisting notice | DocumentSEC ↗ |
Apr 14, 2017 accepted 5:19 PM ET | RTBRTB Digital, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Apr 13, 2017 accepted 9:01 PM ET | RIOTRiot Platforms, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Apr 13, 2017 accepted 4:49 PM ET | MERCMERCER INTERNATIONAL INC. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation8.01Other events | DocumentSEC ↗ |
Apr 13, 2017 accepted 4:30 PM ET | KPRXKIORA PHARMACEUTICALS INC | 3.01Delisting notice | DocumentSEC ↗ |
Apr 13, 2017 accepted 9:00 AM ET | NTWKNETSOL TECHNOLOGIES INC | 4.01Auditor change | DocumentSEC ↗ |
Apr 13, 2017 accepted 6:37 PM ET | CVGICommercial Vehicle Group, Inc. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation8.01Other events | DocumentSEC ↗ |