

1,403,529 filings since 2004 · latest accepted Nov 6, 2026, 5:30 PM ET
Priority items usually mark a change in credit, accounting integrity, control or listing status: 1.02 Agreement terminated, 1.03 Bankruptcy, 1.05 Cybersecurity incident, 2.04 Debt acceleration, 2.05 Restructuring costs, 2.06 Impairment, 3.01 Delisting notice, 4.01 Auditor change, 4.02 Non-reliance (restatement), 5.01 Change in control.
| Filed | Company | Items | Filing |
|---|---|---|---|
Apr 12, 2017 accepted 4:10 PM ET | PRSOPeraso Inc. | 2.05Restructuring costs3.01Delisting notice5.02Officer / director change8.01Other events | DocumentSEC ↗ |
Apr 11, 2017 |
Source: SEC EDGAR. Same-day filings appear within minutes and are re-checked against SEC's nightly index. Tickers are current listings, so a company's older filings show its ticker today.
GLUCGlucose Health, Inc. |
4.01Auditor change |
| DocumentSEC ↗ |
Apr 11, 2017 accepted 5:09 PM ET | ORLYO REILLY AUTOMOTIVE INC | 1.01Material agreement1.02Agreement terminated2.03New debt obligation3.03Holder rights modified | DocumentSEC ↗ |
Apr 11, 2017 accepted 4:39 PM ET | BBLGBone Biologics Corp | 1.02Agreement terminated | DocumentSEC ↗ |
Apr 11, 2017 accepted 4:28 PM ET | MINDMIND TECHNOLOGY, INC | 1.02Agreement terminated | DocumentSEC ↗ |
Apr 11, 2017 accepted 2:50 PM ET | INVUInvestview, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Apr 10, 2017 accepted 8:57 PM ET | EGYVAALCO ENERGY INC /DE/ | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
Apr 10, 2017 accepted 8:02 AM ET | SVRASavara Inc | 1.01Material agreement3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
Apr 10, 2017 accepted 8:03 PM ET | ZDPYZoned Properties, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Apr 7, 2017 accepted 6:30 PM ET | AEMDAETHLON MEDICAL INC | 3.01Delisting notice8.01Other events | DocumentSEC ↗ |
Apr 7, 2017 accepted 4:21 PM ET | TWAVTaoWeave, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Apr 7, 2017 accepted 4:11 PM ET | USPHU S PHYSICAL THERAPY INC /NV | 3.01Delisting notice | DocumentSEC ↗ |
Apr 7, 2017 accepted 6:11 AM ET | PSIXPOWER SOLUTIONS INTERNATIONAL, INC. | 4.02Non-reliance (restatement)5.02Officer / director change7.01Reg FD disclosure | DocumentSEC ↗ |
Apr 6, 2017 accepted 5:21 PM ET | INVUInvestview, Inc. | 1.01Material agreement2.01Acquisition / disposition3.02Unregistered equity sale5.01Change in control5.02Officer / director change | DocumentSEC ↗ |
Apr 6, 2017 accepted 5:08 PM ET | MGLDMarygold Companies, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Apr 6, 2017 accepted 12:39 PM ET | LINCLINCOLN EDUCATIONAL SERVICES CORP | 1.01Material agreement1.02Agreement terminated2.03New debt obligation8.01Other events | DocumentSEC ↗ |
Apr 6, 2017 accepted 10:15 AM ET | HHSHARTE HANKS INC | 3.01Delisting notice | DocumentSEC ↗ |
Apr 5, 2017 accepted 9:00 PM ET | IHTINNSUITES HOSPITALITY TRUST | 3.01Delisting notice | DocumentSEC ↗ |
Apr 5, 2017 accepted 5:29 PM ET | ORNOrion Group Holdings Inc | 4.01Auditor change | DocumentSEC ↗ |
Apr 5, 2017 accepted 4:57 PM ET | LXPLXP Industrial Trust | 8-K/A 4.01Auditor change | DocumentSEC ↗ |
Apr 5, 2017 accepted 4:01 PM ET | TNCTENNANT CO | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Apr 5, 2017 accepted 3:03 PM ET | TEXTEREX CORP | 1.02Agreement terminated | DocumentSEC ↗ |
Apr 5, 2017 accepted 11:35 PM ET | IGCIGC Pharma, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Apr 4, 2017 accepted 5:07 PM ET | CRSCARPENTER TECHNOLOGY CORP | 1.01Material agreement1.02Agreement terminated2.03New debt obligation8.01Other events | DocumentSEC ↗ |
Apr 4, 2017 accepted 4:05 PM ET | AAOIAPPLIED OPTOELECTRONICS, INC. | 1.02Agreement terminated | DocumentSEC ↗ |
Apr 4, 2017 accepted 12:15 PM ET | AMSCAMERICAN SUPERCONDUCTOR CORP /DE/ | 2.05Restructuring costs5.02Officer / director change | DocumentSEC ↗ |
Apr 4, 2017 accepted 8:30 AM ET | RLRALPH LAUREN CORP | 2.05Restructuring costs7.01Reg FD disclosure | DocumentSEC ↗ |
Apr 4, 2017 accepted 6:01 AM ET | NNBRNN INC | 1.01Material agreement1.02Agreement terminated2.03New debt obligation3.03Holder rights modified7.01Reg FD disclosure | DocumentSEC ↗ |
Apr 4, 2017 accepted 11:49 PM ET | TDYTELEDYNE TECHNOLOGIES INC | 1.02Agreement terminated | DocumentSEC ↗ |
Apr 3, 2017 accepted 8:30 PM ET | VXRTVaxart, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Apr 3, 2017 accepted 5:27 PM ET | GLXZGalaxy Gaming, Inc. | 4.02Non-reliance (restatement) | DocumentSEC ↗ |
Apr 3, 2017 accepted 4:57 PM ET | BTUPEABODY ENERGY CORP | 1.01Material agreement1.02Agreement terminated3.02Unregistered equity sale3.03Holder rights modified5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year7.01Reg FD disclosure | DocumentSEC ↗ |
Apr 3, 2017 accepted 4:36 PM ET | PFISPEOPLES FINANCIAL SERVICES CORP. | 4.01Auditor change | DocumentSEC ↗ |
Apr 3, 2017 accepted 4:20 PM ET | LXPLXP Industrial Trust | 4.01Auditor change5.02Officer / director change5.03Bylaws / fiscal year | DocumentSEC ↗ |
Apr 3, 2017 accepted 2:11 PM ET | TRSTRIMAS CORP | 2.05Restructuring costs8.01Other events | DocumentSEC ↗ |
Mar 31, 2017 accepted 4:15 PM ET | MDGLMADRIGAL PHARMACEUTICALS, INC. | 4.02Non-reliance (restatement) | DocumentSEC ↗ |
Mar 30, 2017 accepted 7:18 PM ET | ETEnergy Transfer LP | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Mar 30, 2017 accepted 5:24 PM ET | GICGLOBAL INDUSTRIAL Co | 1.01Material agreement2.01Acquisition / disposition2.05Restructuring costs8.01Other events | DocumentSEC ↗ |
Mar 30, 2017 accepted 5:04 PM ET | EMMAEmmaus Life Sciences, Inc. | 4.02Non-reliance (restatement) | DocumentSEC ↗ |
Mar 30, 2017 accepted 4:24 PM ET | OMEXODYSSEY MARINE EXPLORATION INC | 3.01Delisting notice | DocumentSEC ↗ |
Mar 30, 2017 accepted 3:57 PM ET | IDRIdaho Strategic Resources, Inc. | 2.04Debt acceleration3.02Unregistered equity sale7.01Reg FD disclosure | DocumentSEC ↗ |
Mar 30, 2017 accepted 12:27 PM ET | PSIXPOWER SOLUTIONS INTERNATIONAL, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Mar 29, 2017 accepted 9:04 PM ET | PRPHProPhase Labs, Inc. | 1.01Material agreement1.02Agreement terminated2.01Acquisition / disposition5.07Shareholder vote | DocumentSEC ↗ |
Mar 29, 2017 accepted 4:50 PM ET | WCNWaste Connections, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Mar 29, 2017 accepted 10:30 PM ET | UUUUENERGY FUELS INC | 4.01Auditor change | DocumentSEC ↗ |
Mar 28, 2017 accepted 8:27 PM ET | ZVRAZEVRA THERAPEUTICS, INC. | 4.01Auditor change | DocumentSEC ↗ |
Mar 28, 2017 accepted 5:18 PM ET | SLSSELLAS Life Sciences Group, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Mar 28, 2017 accepted 7:30 PM ET | BSINBIG SKY INDUSTRIAL INC. | 3.01Delisting notice | DocumentSEC ↗ |
Mar 27, 2017 accepted 4:07 PM ET | MINDMIND TECHNOLOGY, INC | 1.02Agreement terminated | DocumentSEC ↗ |
Mar 27, 2017 accepted 11:20 AM ET | CLEVConcrete Leveling Systems Inc | 1.01Material agreement2.01Acquisition / disposition3.02Unregistered equity sale5.01Change in control | DocumentSEC ↗ |