

1,402,507 filings since 2004 · latest accepted Nov 4, 2026, 5:30 PM ET
Priority items usually mark a change in credit, accounting integrity, control or listing status: 1.02 Agreement terminated, 1.03 Bankruptcy, 1.05 Cybersecurity incident, 2.04 Debt acceleration, 2.05 Restructuring costs, 2.06 Impairment, 3.01 Delisting notice, 4.01 Auditor change, 4.02 Non-reliance (restatement), 5.01 Change in control.
| Filed | Company | Items | Filing |
|---|---|---|---|
May 9, 2023 accepted 9:29 PM ET | PROPPrairie Operating Co. | 1.01Material agreement2.01Acquisition / disposition2.03New debt obligation3.02Unregistered equity sale3.03Holder rights modified5.01Change in controlOfficer / director change |
Source: SEC EDGAR. Same-day filings appear within minutes and are re-checked against SEC's nightly index. Tickers are current listings, so a company's older filings show its ticker today.
| DocumentSEC ↗ |
May 9, 2023 accepted 5:05 PM ET | TNXPTonix Pharmaceuticals Holding Corp. | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
May 5, 2023 accepted 8:35 PM ET | GTEGRAN TIERRA ENERGY INC. | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
May 5, 2023 accepted 4:09 PM ET | WTWisdomTree, Inc. | 1.01Material agreement3.03Holder rights modified8.01Other events | DocumentSEC ↗ |
May 5, 2023 accepted 4:05 PM ET | CFCF Industries Holdings, Inc. | 3.03Holder rights modified5.03Bylaws / fiscal year5.07Shareholder vote | DocumentSEC ↗ |
May 4, 2023 accepted 4:20 PM ET | ENBENBRIDGE INC | 1.01Material agreement3.03Holder rights modified5.07Shareholder vote8.01Other events | DocumentSEC ↗ |
Apr 28, 2023 accepted 9:17 PM ET | UNHUNITEDHEALTH GROUP INC | 1.01Material agreement3.03Holder rights modified | DocumentSEC ↗ |
Apr 28, 2023 accepted 8:34 PM ET | CNSYCERENOME, INC. | 3.03Holder rights modified5.03Bylaws / fiscal year5.07Shareholder vote8.01Other events | DocumentSEC ↗ |
Apr 28, 2023 accepted 3:26 PM ET | AHROAuthentic Holdings, Inc. | 1.01Material agreement2.01Acquisition / disposition3.02Unregistered equity sale3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Apr 27, 2023 accepted 4:09 PM ET | JEFJefferies Financial Group Inc. | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Apr 26, 2023 accepted 3:29 PM ET | PESIPERMA FIX ENVIRONMENTAL SERVICES INC | 1.01Material agreement3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Apr 25, 2023 accepted 5:04 PM ET | ASTIAscent Solar Technologies, Inc. | 3.02Unregistered equity sale3.03Holder rights modified7.01Reg FD disclosure | DocumentSEC ↗ |
Apr 24, 2023 accepted 8:55 PM ET | UNHUNITEDHEALTH GROUP INC | 1.01Material agreement3.03Holder rights modified | DocumentSEC ↗ |
Apr 24, 2023 accepted 4:03 PM ET | TWAVTaoWeave, Inc. | 1.01Material agreement3.03Holder rights modified | DocumentSEC ↗ |
Apr 20, 2023 accepted 5:15 PM ET | AGPUAXE COMPUTE INC. | 3.03Holder rights modified5.03Bylaws / fiscal year5.07Shareholder vote7.01Reg FD disclosure | DocumentSEC ↗ |
Apr 19, 2023 accepted 9:00 AM ET | BTCSBTCS Inc. | 3.03Holder rights modified5.03Bylaws / fiscal year7.01Reg FD disclosure | DocumentSEC ↗ |
Apr 18, 2023 accepted 4:19 PM ET | ASNSACTELIS NETWORKS INC | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Apr 17, 2023 accepted 5:00 PM ET | STGWStagwell Inc | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Apr 14, 2023 accepted 4:49 PM ET | LITSLite Strategy, Inc. | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Apr 14, 2023 accepted 4:05 PM ET | BNGOBionano Genomics, Inc. | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Apr 13, 2023 accepted 5:20 PM ET | UMBFUMB FINANCIAL CORP | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Apr 12, 2023 accepted 5:26 PM ET | REIRING ENERGY, INC. | 1.01Material agreement3.03Holder rights modified7.01Reg FD disclosure | DocumentSEC ↗ |
Apr 10, 2023 accepted 8:23 PM ET | USAUU.S. GOLD CORP. | 1.01Material agreement3.03Holder rights modified7.01Reg FD disclosure | DocumentSEC ↗ |
Apr 7, 2023 accepted 4:28 PM ET | CNVSCineverse Corp. | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Apr 4, 2023 accepted 11:39 AM ET | SAFESafehold Inc. | 1.01Material agreement1.02Agreement terminated2.01Acquisition / disposition2.03New debt obligation3.03Holder rights modified5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year5.05Code of ethics8.01Other events | DocumentSEC ↗ |
Apr 4, 2023 accepted 7:31 AM ET | CHUCCharlie's Holdings, Inc. | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Apr 4, 2023 accepted 9:53 PM ET | BABBBAB, INC. | 1.01Material agreement3.03Holder rights modified | DocumentSEC ↗ |
Apr 3, 2023 accepted 5:09 PM ET | CXTCrane NXT, Co. | 1.01Material agreement1.02Agreement terminated2.01Acquisition / disposition2.03New debt obligation3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Apr 3, 2023 accepted 12:20 PM ET | VATEINNOVATE Corp. | 3.03Holder rights modified8.01Other events | DocumentSEC ↗ |
Mar 30, 2023 accepted 9:00 PM ET | GPUSHyperscale Data, Inc. | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Mar 29, 2023 accepted 11:00 PM ET | DUOTDUOS TECHNOLOGIES GROUP, INC. | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Mar 28, 2023 accepted 5:28 PM ET | BKTIBK Technologies Corp | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Mar 24, 2023 accepted 8:48 PM ET | SGUSTAR GROUP, L.P. | 1.01Material agreement3.03Holder rights modified7.01Reg FD disclosure | DocumentSEC ↗ |
Mar 24, 2023 accepted 2:08 PM ET | HHSHARTE HANKS INC | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Mar 20, 2023 accepted 6:27 AM ET | WTWisdomTree, Inc. | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Mar 20, 2023 accepted 6:01 AM ET | TMUST-Mobile US, Inc. | 1.01Material agreement3.03Holder rights modified5.07Shareholder vote8.01Other events | DocumentSEC ↗ |
Mar 16, 2023 accepted 5:15 PM ET | AGPUAXE COMPUTE INC. | 3.03Holder rights modified5.03Bylaws / fiscal year7.01Reg FD disclosure | DocumentSEC ↗ |
Mar 10, 2023 accepted 9:11 AM ET | NRGNRG ENERGY, INC. | 1.01Material agreement2.01Acquisition / disposition2.03New debt obligation3.02Unregistered equity sale3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Mar 10, 2023 accepted 1:36 AM ET | VPLMVoip-pal.com Inc | 3.02Unregistered equity sale3.03Holder rights modified5.03Bylaws / fiscal year5.07Shareholder vote | DocumentSEC ↗ |
Mar 7, 2023 accepted 4:18 PM ET | ADAMADAMAS TRUST, INC. | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Mar 6, 2023 accepted 4:12 PM ET | HBANHUNTINGTON BANCSHARES INC /MD/ | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Mar 3, 2023 accepted 9:31 PM ET | CNSYCERENOME, INC. | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Mar 1, 2023 accepted 9:13 PM ET | AVNWAVIAT NETWORKS, INC. | 1.01Material agreement3.03Holder rights modified | DocumentSEC ↗ |
Mar 1, 2023 accepted 7:05 AM ET | TTITETRA TECHNOLOGIES INC | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Feb 24, 2023 accepted 9:06 PM ET | RHEPREGIONAL HEALTH PROPERTIES, INC | 8-K/A 3.03Holder rights modified5.03Bylaws / fiscal year5.07Shareholder vote7.01Reg FD disclosure | DocumentSEC ↗ |
Feb 24, 2023 accepted 4:06 PM ET | TXRHTexas Roadhouse, Inc. | 3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year | DocumentSEC ↗ |
Feb 23, 2023 accepted 5:09 PM ET | TPCSTECHPRECISION CORP | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Feb 21, 2023 accepted 9:00 PM ET | CBLCBL & ASSOCIATES PROPERTIES INC | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Feb 17, 2023 accepted 9:56 PM ET | RHEPREGIONAL HEALTH PROPERTIES, INC | 3.03Holder rights modified5.03Bylaws / fiscal year5.07Shareholder vote7.01Reg FD disclosure | DocumentSEC ↗ |
Feb 17, 2023 accepted 4:46 PM ET | CYTKCYTOKINETICS INC | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |