

1,402,818 filings since 2004 · latest accepted Nov 5, 2026, 9:16 AM ET
Priority items usually mark a change in credit, accounting integrity, control or listing status: 1.02 Agreement terminated, 1.03 Bankruptcy, 1.05 Cybersecurity incident, 2.04 Debt acceleration, 2.05 Restructuring costs, 2.06 Impairment, 3.01 Delisting notice, 4.01 Auditor change, 4.02 Non-reliance (restatement), 5.01 Change in control.
| Filed | Company | Items | Filing |
|---|---|---|---|
Dec 20, 2023 accepted 4:31 PM ET | AONAon plc | 1.01Material agreement7.01Reg FD disclosure | DocumentSEC ↗ |
Dec 20, 2023 accepted 4:20 PM ET | ERNAErnexa Therapeutics Inc. | 1.01Material agreement2.03New debt obligation3.02Unregistered equity sale5.02Officer / director change8.01Other events | DocumentSEC ↗ |
Dec 20, 2023 accepted 4:15 PM ET | BXBlackstone Inc. | 1.01Material agreement2.03New debt obligation | DocumentSEC ↗ |
Dec 20, 2023 accepted 3:25 PM ET | NRUCNATIONAL RURAL UTILITIES COOPERATIVE FINANCE CORP /DC/ | 1.01Material agreement | DocumentSEC ↗ |
Dec 20, 2023 accepted 2:02 PM ET | AURXNuo Therapeutics, Inc. | 1.01Material agreement3.02Unregistered equity sale | DocumentSEC ↗ |
Dec 20, 2023 accepted 1:30 PM ET | SIEBSIEBERT FINANCIAL CORP | 1.01Material agreement1.02Agreement terminated3.03Holder rights modified8.01Other events | DocumentSEC ↗ |
Dec 20, 2023 accepted 1:28 PM ET | OGEOGE ENERGY CORP. | 1.01Material agreement | DocumentSEC ↗ |
Dec 20, 2023 accepted 9:24 AM ET | PFSPROVIDENT FINANCIAL SERVICES INC | 1.01Material agreement8.01Other events | DocumentSEC ↗ |
Dec 20, 2023 accepted 9:00 AM ET | PTNPALATIN TECHNOLOGIES INC | 1.01Material agreement2.01Acquisition / disposition8.01Other events | DocumentSEC ↗ |
Dec 20, 2023 accepted 8:55 AM ET | CCICROWN CASTLE INC. | 1.01Material agreement5.02Officer / director change5.03Bylaws / fiscal year7.01Reg FD disclosure | DocumentSEC ↗ |
Dec 20, 2023 accepted 8:30 AM ET | MGTIMGT CAPITAL INVESTMENTS, INC. | 1.01Material agreement3.02Unregistered equity sale | DocumentSEC ↗ |
Dec 20, 2023 accepted 6:59 PM ET | EMMAEmmaus Life Sciences, Inc. | 1.01Material agreement3.02Unregistered equity sale | DocumentSEC ↗ |
Dec 19, 2023 accepted 10:04 PM ET | NCNACCO INDUSTRIES INC | 1.01Material agreement | DocumentSEC ↗ |
Dec 19, 2023 accepted 9:30 PM ET | ALCOALICO, INC. | 1.01Material agreement | DocumentSEC ↗ |
Dec 19, 2023 accepted 9:15 PM ET | SKASSaker Aviation Services, Inc. | 1.01Material agreement | DocumentSEC ↗ |
Dec 19, 2023 accepted 9:06 PM ET | LIFDLFTD PARTNERS INC. | 1.01Material agreement2.01Acquisition / disposition2.03New debt obligation | DocumentSEC ↗ |
Dec 19, 2023 accepted 4:30 PM ET | ARCCARES CAPITAL CORP | 1.01Material agreement2.03New debt obligation | DocumentSEC ↗ |
Dec 19, 2023 accepted 4:30 PM ET | IEPICAHN ENTERPRISES L.P. | 1.01Material agreement2.03New debt obligation8.01Other events | DocumentSEC ↗ |
Dec 19, 2023 accepted 4:03 PM ET | CACCCREDIT ACCEPTANCE CORP | 1.01Material agreement2.03New debt obligation8.01Other events | DocumentSEC ↗ |
Dec 19, 2023 accepted 3:01 PM ET | MOG.AMOOG INC. | 1.01Material agreement2.03New debt obligation | DocumentSEC ↗ |
Dec 19, 2023 accepted 12:31 PM ET | NGNENeurogene Inc. | 1.01Material agreement2.01Acquisition / disposition3.03Holder rights modified5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year5.05Code of ethics5.07Shareholder vote5.08Director nominations7.01Reg FD disclosure | DocumentSEC ↗ |
Dec 18, 2023 accepted 10:29 PM ET | ATDSData443 Risk Mitigation, Inc. | 1.01Material agreement2.01Acquisition / disposition | DocumentSEC ↗ |
Dec 18, 2023 accepted 9:11 PM ET | IONSIONIS PHARMACEUTICALS INC | 1.01Material agreement | DocumentSEC ↗ |
Dec 18, 2023 accepted 5:29 PM ET | ASTCASTROTECH Corp | 1.01Material agreement3.03Holder rights modified | DocumentSEC ↗ |
Dec 18, 2023 accepted 5:21 PM ET | CHDNChurchill Downs Inc | 1.01Material agreement7.01Reg FD disclosure | DocumentSEC ↗ |
Dec 18, 2023 accepted 4:39 PM ET | SFESSAFEGUARD SCIENTIFICS INC | 1.01Material agreement3.01Delisting notice5.02Officer / director change5.07Shareholder vote7.01Reg FD disclosure8.01Other events | DocumentSEC ↗ |
Dec 18, 2023 accepted 4:38 PM ET | RMSLRemSleep Holdings Inc. | 1.01Material agreement1.02Agreement terminated3.02Unregistered equity sale | DocumentSEC ↗ |
Dec 18, 2023 accepted 4:37 PM ET | CHHCHOICE HOTELS INTERNATIONAL INC /DE | 1.01Material agreement2.03New debt obligation | DocumentSEC ↗ |
Dec 18, 2023 accepted 4:31 PM ET | NINISOURCE INC. | 1.01Material agreement3.03Holder rights modified | DocumentSEC ↗ |
Dec 18, 2023 accepted 4:30 PM ET | ADMAADMA BIOLOGICS, INC. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation8.01Other events | DocumentSEC ↗ |
Dec 18, 2023 accepted 1:45 PM ET | FRDFRIEDMAN INDUSTRIES INC | 1.01Material agreement8.01Other events | DocumentSEC ↗ |
Dec 18, 2023 accepted 1:37 PM ET | HNRGHALLADOR ENERGY CO | 1.01Material agreement | DocumentSEC ↗ |
Dec 18, 2023 accepted 1:01 PM ET | ADBEADOBE INC. | 1.01Material agreement1.02Agreement terminated8.01Other events | DocumentSEC ↗ |
Dec 18, 2023 accepted 9:01 AM ET | VERUVERU INC. | 1.01Material agreement8.01Other events | DocumentSEC ↗ |
Dec 18, 2023 accepted 8:44 AM ET | LMNRLimoneira CO | 1.01Material agreement5.02Officer / director change5.03Bylaws / fiscal year | DocumentSEC ↗ |
Dec 18, 2023 accepted 7:13 AM ET | WPCW. P. Carey Inc. | 1.01Material agreement2.03New debt obligation8.01Other events | DocumentSEC ↗ |
Dec 18, 2023 accepted 1:47 AM ET | BRNBARNWELL INDUSTRIES INC | 1.01Material agreement7.01Reg FD disclosure | DocumentSEC ↗ |
Dec 18, 2023 accepted 11:14 PM ET | SNOASonoma Pharmaceuticals, Inc. | 1.01Material agreement | DocumentSEC ↗ |
Dec 18, 2023 accepted 10:43 PM ET | BATLBATTALION OIL CORP | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Dec 15, 2023 accepted 9:30 PM ET | GPUSHyperscale Data, Inc. | 1.01Material agreement2.03New debt obligation3.02Unregistered equity sale7.01Reg FD disclosure | DocumentSEC ↗ |
Dec 15, 2023 accepted 9:15 PM ET | MUXMcEwen Inc. | 1.01Material agreement3.02Unregistered equity sale7.01Reg FD disclosure | DocumentSEC ↗ |
Dec 15, 2023 accepted 9:14 PM ET | OFIXOrthofix Medical Inc. | 1.01Material agreement5.02Officer / director change8.01Other events | DocumentSEC ↗ |
Dec 15, 2023 accepted 9:10 PM ET | ELOXEloxx Pharmaceuticals, Inc. | 1.01Material agreement2.03New debt obligation | DocumentSEC ↗ |
Dec 15, 2023 accepted 5:29 PM ET | SNDXSyndax Pharmaceuticals Inc | 1.01Material agreement | DocumentSEC ↗ |
Dec 15, 2023 accepted 4:33 PM ET | RGENREPLIGEN CORP | 1.01Material agreement2.03New debt obligation3.02Unregistered equity sale | DocumentSEC ↗ |
Dec 15, 2023 accepted 4:23 PM ET | GERNGERON CORP | 1.01Material agreement2.03New debt obligation3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Dec 15, 2023 accepted 4:10 PM ET | RCATRed Cat Holdings, Inc. | 1.01Material agreement | DocumentSEC ↗ |
Dec 15, 2023 accepted 4:05 PM ET | WTIW&T OFFSHORE INC | 1.01Material agreement | DocumentSEC ↗ |
Dec 15, 2023 accepted 11:09 AM ET | SCNDSCIENTIFIC INDUSTRIES INC | 1.01Material agreement3.02Unregistered equity sale | DocumentSEC ↗ |
Dec 15, 2023 accepted 12:47 AM ET | VGZVISTA GOLD CORP | 1.01Material agreement7.01Reg FD disclosure | DocumentSEC ↗ |
Source: SEC EDGAR. Same-day filings appear within minutes and are re-checked against SEC's nightly index. Tickers are current listings, so a company's older filings show its ticker today.