

1,402,507 filings since 2004 · latest accepted Nov 4, 2026, 5:30 PM ET
Priority items usually mark a change in credit, accounting integrity, control or listing status: 1.02 Agreement terminated, 1.03 Bankruptcy, 1.05 Cybersecurity incident, 2.04 Debt acceleration, 2.05 Restructuring costs, 2.06 Impairment, 3.01 Delisting notice, 4.01 Auditor change, 4.02 Non-reliance (restatement), 5.01 Change in control.
| Filed | Company | Items | Filing |
|---|---|---|---|
Aug 16, 2023 accepted 4:33 PM ET | AINALBANY INTERNATIONAL CORP /DE/ | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Aug 11, 2023 accepted 4:24 PM ET | DBDDIEBOLD NIXDORF, Inc |
Source: SEC EDGAR. Same-day filings appear within minutes and are re-checked against SEC's nightly index. Tickers are current listings, so a company's older filings show its ticker today.
1.01Material agreement1.02Agreement terminated2.03New debt obligation3.02Unregistered equity sale3.03Holder rights modified5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year7.01Reg FD disclosure |
| DocumentSEC ↗ |
Aug 11, 2023 accepted 4:05 PM ET | NNUPNOCOPI TECHNOLOGIES INC/MD/ | 1.02Agreement terminated5.02Officer / director change8.01Other events | DocumentSEC ↗ |
Aug 10, 2023 accepted 8:39 PM ET | MDUMDU RESOURCES GROUP INC | 1.02Agreement terminated | DocumentSEC ↗ |
Aug 10, 2023 accepted 4:33 PM ET | HEIHEICO CORP | 1.02Agreement terminated2.01Acquisition / disposition3.02Unregistered equity sale | DocumentSEC ↗ |
Aug 9, 2023 accepted 8:30 AM ET | WMWASTE MANAGEMENT INC | 1.02Agreement terminated | DocumentSEC ↗ |
Aug 8, 2023 accepted 7:20 AM ET | NVAXNOVAVAX INC | 1.01Material agreement1.02Agreement terminated3.02Unregistered equity sale | DocumentSEC ↗ |
Aug 4, 2023 accepted 8:30 PM ET | IONSIONIS PHARMACEUTICALS INC | 1.02Agreement terminated | DocumentSEC ↗ |
Aug 4, 2023 accepted 4:24 PM ET | QINDQuality Industrial Corp. | 1.01Material agreement1.02Agreement terminated5.03Bylaws / fiscal year | DocumentSEC ↗ |
Aug 4, 2023 accepted 12:30 PM ET | NOGNORTHERN OIL & GAS, INC. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Aug 3, 2023 accepted 9:15 AM ET | FLUXFlux Power Holdings, Inc. | 1.01Material agreement1.02Agreement terminated7.01Reg FD disclosure | DocumentSEC ↗ |
Aug 2, 2023 accepted 8:45 PM ET | LEGHLegacy Housing Corp | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Aug 1, 2023 accepted 5:02 PM ET | MSTRStrategy Inc | 1.01Material agreement1.02Agreement terminated | DocumentSEC ↗ |
Jul 28, 2023 accepted 12:08 PM ET | BENFRANKLIN TEMPLETON INC | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Jul 27, 2023 accepted 4:25 PM ET | KODKEASTMAN KODAK CO | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Jul 26, 2023 accepted 3:12 PM ET | MXLMAXLINEAR, INC | 1.02Agreement terminated8.01Other events | DocumentSEC ↗ |
Jul 25, 2023 accepted 4:52 PM ET | ARCCARES CAPITAL CORP | 1.01Material agreement1.02Agreement terminated | DocumentSEC ↗ |
Jul 24, 2023 accepted 9:16 AM ET | LITSLite Strategy, Inc. | 1.02Agreement terminated5.07Shareholder vote8.01Other events | DocumentSEC ↗ |
Jul 21, 2023 accepted 5:15 PM ET | THGHANOVER INSURANCE GROUP, INC. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Jul 19, 2023 accepted 4:02 PM ET | LITSLite Strategy, Inc. | 1.02Agreement terminated8.01Other events | DocumentSEC ↗ |
Jul 17, 2023 accepted 8:31 PM ET | GHIGreystone Housing Impact Investors LP | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Jul 17, 2023 accepted 8:41 AM ET | NNUPNOCOPI TECHNOLOGIES INC/MD/ | 1.02Agreement terminated5.07Shareholder vote | DocumentSEC ↗ |
Jul 10, 2023 accepted 9:01 PM ET | ZBHZIMMER BIOMET HOLDINGS, INC. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Jul 10, 2023 accepted 4:30 PM ET | FGBIFirst Guaranty Bancshares, Inc. | 1.02Agreement terminated8.01Other events | DocumentSEC ↗ |
Jul 10, 2023 accepted 4:05 PM ET | CBRECBRE GROUP, INC. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Jul 7, 2023 accepted 5:14 PM ET | HKHCHorizon Kinetics Holding Corp | 1.01Material agreement1.02Agreement terminated2.01Acquisition / disposition | DocumentSEC ↗ |
Jul 7, 2023 accepted 4:38 PM ET | RLRALPH LAUREN CORP | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Jul 6, 2023 accepted 4:03 PM ET | WORWORTHINGTON ENTERPRISES, INC. | 1.02Agreement terminated2.02Earnings release3.03Holder rights modified8.01Other events | DocumentSEC ↗ |
Jul 5, 2023 accepted 4:35 PM ET | JBLUJETBLUE AIRWAYS CORP | 1.02Agreement terminated8.01Other events | DocumentSEC ↗ |
Jul 5, 2023 accepted 6:04 AM ET | RXSTRxSight, Inc. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation3.03Holder rights modified | DocumentSEC ↗ |
Jun 30, 2023 accepted 4:38 PM ET | RAILFreightCar America, Inc. | 1.02Agreement terminated | DocumentSEC ↗ |
Jun 30, 2023 accepted 4:30 PM ET | SWKHLSWK Holdings Corp | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Jun 30, 2023 accepted 11:00 AM ET | BCDABioCardia, Inc. | 1.02Agreement terminated8.01Other events | DocumentSEC ↗ |
Jun 29, 2023 accepted 4:09 PM ET | AMTAMERICAN TOWER CORP /MA/ | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Jun 27, 2023 accepted 5:21 PM ET | AFGAMERICAN FINANCIAL GROUP INC | 1.01Material agreement1.02Agreement terminated2.03New debt obligation5.02Officer / director change | DocumentSEC ↗ |
Jun 27, 2023 accepted 4:23 PM ET | ASTCASTROTECH Corp | 1.02Agreement terminated | DocumentSEC ↗ |
Jun 26, 2023 accepted 9:02 AM ET | OPCHOption Care Health, Inc. | 1.02Agreement terminated7.01Reg FD disclosure | DocumentSEC ↗ |
Jun 26, 2023 accepted 8:15 AM ET | WOLFWOLFSPEED, INC. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation8.01Other events | DocumentSEC ↗ |
Jun 26, 2023 accepted 8:12 AM ET | ONON SEMICONDUCTOR CORP | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Jun 23, 2023 accepted 5:21 PM ET | AJGArthur J. Gallagher & Co. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Jun 23, 2023 accepted 4:10 PM ET | ALGMALLEGRO MICROSYSTEMS, INC. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Jun 23, 2023 accepted 4:01 PM ET | SCYXSCYNEXIS INC | 1.02Agreement terminated8.01Other events | DocumentSEC ↗ |
Jun 22, 2023 accepted 1:25 PM ET | DTGIDigerati Technologies, Inc. | 1.02Agreement terminated | DocumentSEC ↗ |
Jun 21, 2023 accepted 5:21 PM ET | XXII22nd Century Group, Inc. | 1.01Material agreement1.02Agreement terminated5.02Officer / director change5.03Bylaws / fiscal year5.07Shareholder vote7.01Reg FD disclosure | DocumentSEC ↗ |
Jun 20, 2023 accepted 12:15 PM ET | EMLEASTERN CO | 1.01Material agreement1.02Agreement terminated2.03New debt obligation8.01Other events | DocumentSEC ↗ |
Jun 20, 2023 accepted 11:48 AM ET | CWSTCASELLA WASTE SYSTEMS INC | 1.02Agreement terminated | DocumentSEC ↗ |
Jun 20, 2023 accepted 6:00 PM ET | BKHBLACK HILLS CORP /SD/ | 1.01Material agreement1.02Agreement terminated | DocumentSEC ↗ |
Jun 16, 2023 accepted 4:51 PM ET | IOVAIOVANCE BIOTHERAPEUTICS, INC. | 1.01Material agreement1.02Agreement terminated | DocumentSEC ↗ |
Jun 16, 2023 accepted 4:49 PM ET | ASTCASTROTECH Corp | 1.01Material agreement1.02Agreement terminated8.01Other events | DocumentSEC ↗ |
Jun 16, 2023 accepted 4:07 PM ET | MCKMCKESSON CORP | 1.02Agreement terminated2.03New debt obligation8.01Other events | DocumentSEC ↗ |