

1,402,507 filings since 2004 · latest accepted Nov 4, 2026, 5:30 PM ET
Priority items usually mark a change in credit, accounting integrity, control or listing status: 1.02 Agreement terminated, 1.03 Bankruptcy, 1.05 Cybersecurity incident, 2.04 Debt acceleration, 2.05 Restructuring costs, 2.06 Impairment, 3.01 Delisting notice, 4.01 Auditor change, 4.02 Non-reliance (restatement), 5.01 Change in control.
| Filed | Company | Items | Filing |
|---|---|---|---|
Jun 8, 2023 accepted 4:22 PM ET | AIFFFIREFLY NEUROSCIENCE, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Jun 5, 2023 accepted 4:21 PM ET | DBDDIEBOLD NIXDORF, Inc | 3.01Delisting notice |
Source: SEC EDGAR. Same-day filings appear within minutes and are re-checked against SEC's nightly index. Tickers are current listings, so a company's older filings show its ticker today.
Jun 5, 2023 accepted 8:30 AM ET | REFRRESEARCH FRONTIERS INC | 3.01Delisting notice5.02Officer / director change | DocumentSEC ↗ |
Jun 5, 2023 accepted 9:32 PM ET | BEEMBeam Global | 3.01Delisting notice5.02Officer / director change | DocumentSEC ↗ |
Jun 2, 2023 accepted 8:05 PM ET | NKTRNEKTAR THERAPEUTICS | 3.01Delisting notice | DocumentSEC ↗ |
Jun 2, 2023 accepted 5:20 PM ET | FEMYFEMASYS INC | 3.01Delisting notice | DocumentSEC ↗ |
Jun 2, 2023 accepted 4:05 PM ET | BNGOBionano Genomics, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Jun 2, 2023 accepted 3:58 PM ET | MOBQMobiquity Technologies, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
May 30, 2023 accepted 8:30 PM ET | AIRIAIR INDUSTRIES GROUP | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
May 30, 2023 accepted 8:05 PM ET | IVFINVO Fertility, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
May 30, 2023 accepted 4:45 PM ET | BKYIBIO KEY INTERNATIONAL INC | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
May 30, 2023 accepted 4:02 PM ET | ASTIAscent Solar Technologies, Inc. | 3.01Delisting notice3.02Unregistered equity sale | DocumentSEC ↗ |
May 30, 2023 accepted 4:50 AM ET | VCNXVACCINEX, INC. | 3.01Delisting notice | DocumentSEC ↗ |
May 26, 2023 accepted 8:30 PM ET | CREGSmart Powerr Corp. | 3.01Delisting notice | DocumentSEC ↗ |
May 26, 2023 accepted 4:31 PM ET | ABVCABVC BIOPHARMA, INC. | 3.01Delisting notice | DocumentSEC ↗ |
May 26, 2023 accepted 4:15 PM ET | SNGXSOLIGENIX, INC. | 3.01Delisting notice | DocumentSEC ↗ |
May 26, 2023 accepted 4:11 PM ET | ZIVOZivo Bioscience, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
May 26, 2023 accepted 4:05 PM ET | TOFBTOFUTTI BRANDS INC | 3.01Delisting notice8.01Other events | DocumentSEC ↗ |
May 25, 2023 accepted 8:30 PM ET | FEEDENvue Medical, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
May 25, 2023 accepted 4:07 PM ET | FISVFISERV INC | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
May 24, 2023 accepted 8:48 PM ET | UONEURBAN ONE, INC. | 3.01Delisting notice | DocumentSEC ↗ |
May 24, 2023 accepted 4:30 PM ET | ESOAEnergy Services of America CORP | 3.01Delisting notice | DocumentSEC ↗ |
May 22, 2023 accepted 3:52 PM ET | AAMEATLANTIC AMERICAN CORP | 3.01Delisting notice | DocumentSEC ↗ |
May 19, 2023 accepted 8:45 PM ET | OLBOLB GROUP, INC. | 3.01Delisting notice | DocumentSEC ↗ |
May 19, 2023 accepted 4:35 PM ET | BBLGBone Biologics Corp | 3.01Delisting notice | DocumentSEC ↗ |
May 19, 2023 accepted 4:30 PM ET | OLOXOLENOX INDUSTRIES INC. | 3.01Delisting notice | DocumentSEC ↗ |
May 15, 2023 accepted 8:40 AM ET | AROWARROW FINANCIAL CORP | 3.01Delisting notice5.02Officer / director change7.01Reg FD disclosure | DocumentSEC ↗ |
May 12, 2023 accepted 8:57 PM ET | MITKMITEK SYSTEMS INC | 3.01Delisting notice8.01Other events | DocumentSEC ↗ |
May 10, 2023 accepted 12:01 PM ET | EQBKEQUITY BANCSHARES INC | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
May 9, 2023 accepted 8:01 PM ET | BLINBridgeline Digital, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
May 8, 2023 accepted 12:01 PM ET | CYANCYANOTECH CORP | 3.01Delisting notice | DocumentSEC ↗ |
May 8, 2023 accepted 6:54 PM ET | DBDDIEBOLD NIXDORF, Inc | 3.01Delisting notice8.01Other events | DocumentSEC ↗ |
May 5, 2023 accepted 8:05 PM ET | GYREGYRE THERAPEUTICS, INC. | 3.01Delisting notice | DocumentSEC ↗ |
May 5, 2023 accepted 4:01 PM ET | FBIOFortress Biotech, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
May 5, 2023 accepted 12:02 PM ET | OCGNOcugen, Inc. | 2.02Earnings release3.01Delisting notice | DocumentSEC ↗ |
May 2, 2023 accepted 9:23 PM ET | CLIRClearSign Technologies Corp | 3.01Delisting notice | DocumentSEC ↗ |
May 2, 2023 accepted 8:52 PM ET | NCMINational CineMedia, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
May 2, 2023 accepted 1:16 PM ET | INTZINTRUSION INC | 3.01Delisting notice | DocumentSEC ↗ |
Apr 28, 2023 accepted 8:46 PM ET | BBGIBEASLEY BROADCAST GROUP INC | 3.01Delisting notice | DocumentSEC ↗ |
Apr 28, 2023 accepted 4:31 PM ET | DTILPRECISION BIOSCIENCES INC | 3.01Delisting notice | DocumentSEC ↗ |
Apr 28, 2023 accepted 4:06 PM ET | TLPHTALPHERA, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Apr 27, 2023 accepted 5:25 PM ET | PRPOPrecipio, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Apr 27, 2023 accepted 4:24 PM ET | XWELXWELL, Inc. | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
Apr 26, 2023 accepted 4:03 PM ET | CRISCURIS INC | 3.01Delisting notice | DocumentSEC ↗ |
Apr 26, 2023 accepted 12:00 PM ET | UGUNITED GUARDIAN INC | 3.01Delisting notice | DocumentSEC ↗ |
Apr 25, 2023 accepted 5:05 PM ET | LEGHLegacy Housing Corp | 3.01Delisting notice | DocumentSEC ↗ |
Apr 25, 2023 accepted 4:01 PM ET | PLURPluri Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Apr 25, 2023 accepted 1:00 PM ET | AIRIAIR INDUSTRIES GROUP | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
Apr 24, 2023 accepted 4:40 PM ET | BKYIBIO KEY INTERNATIONAL INC | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
Apr 24, 2023 accepted 1:00 PM ET | CREGSmart Powerr Corp. | 3.01Delisting notice | DocumentSEC ↗ |