

1,402,507 filings since 2004 · latest accepted Nov 4, 2026, 5:30 PM ET
Priority items usually mark a change in credit, accounting integrity, control or listing status: 1.02 Agreement terminated, 1.03 Bankruptcy, 1.05 Cybersecurity incident, 2.04 Debt acceleration, 2.05 Restructuring costs, 2.06 Impairment, 3.01 Delisting notice, 4.01 Auditor change, 4.02 Non-reliance (restatement), 5.01 Change in control.
| Filed | Company | Items | Filing |
|---|---|---|---|
Apr 12, 2007 accepted 4:41 PM ET | DANDANA Inc | 5.01Change in control | DocumentSEC ↗ |
Apr 6, 2007 accepted 12:06 PM ET | KBRKBR, INC. | 5.01Change in controlOfficer / director change |
Source: SEC EDGAR. Same-day filings appear within minutes and are re-checked against SEC's nightly index. Tickers are current listings, so a company's older filings show its ticker today.
| DocumentSEC ↗ |
Apr 5, 2007 accepted 4:59 PM ET | DANDANA Inc | 5.01Change in control | DocumentSEC ↗ |
Apr 4, 2007 accepted 5:26 PM ET | TTWOTAKE TWO INTERACTIVE SOFTWARE INC | 1.01Material agreement2.03New debt obligation3.01Delisting notice4.01Auditor change5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Apr 2, 2007 accepted 5:04 PM ET | PYYXPYXUS INTERNATIONAL, INC. | 5.01Change in control | DocumentSEC ↗ |
Apr 2, 2007 accepted 11:13 AM ET | OPKOPKO HEALTH, INC. | 1.01Material agreement2.01Acquisition / disposition3.02Unregistered equity sale5.01Change in control5.02Officer / director change5.06Shell status change | DocumentSEC ↗ |
Mar 29, 2007 accepted 10:00 AM ET | CLUSCluster Group Holdings Ltd Co | 1.01Material agreement2.01Acquisition / disposition3.02Unregistered equity sale5.01Change in control5.02Officer / director change5.06Shell status change | DocumentSEC ↗ |
Mar 20, 2007 accepted 2:53 PM ET | SEIISHARING ECONOMY INTERNATIONAL INC. | 1.01Material agreement5.01Change in control5.02Officer / director change8.01Other events | DocumentSEC ↗ |
Mar 13, 2007 accepted 4:46 PM ET | EMMAEmmaus Life Sciences, Inc. | 1.01Material agreement2.01Acquisition / disposition3.02Unregistered equity sale4.01Auditor change5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year5.06Shell status change | DocumentSEC ↗ |
Mar 8, 2007 accepted 2:44 PM ET | ARMPArmata Pharmaceuticals, Inc. | 5.01Change in control | DocumentSEC ↗ |
Mar 5, 2007 accepted 1:05 PM ET | BWENBROADWIND, INC. | 1.01Material agreement1.02Agreement terminated3.02Unregistered equity sale5.01Change in control5.02Officer / director change | DocumentSEC ↗ |
Feb 22, 2007 accepted 5:02 PM ET | FENCFENNEC PHARMACEUTICALS INC. | 3.02Unregistered equity sale5.01Change in control8.01Other events | DocumentSEC ↗ |
Feb 20, 2007 accepted 5:17 PM ET | BIOBIO-RAD LABORATORIES, INC. | 5.01Change in control | DocumentSEC ↗ |
Feb 15, 2007 accepted 5:18 PM ET | INTIInhibitor Therapeutics, Inc. | 1.01Material agreement3.02Unregistered equity sale5.01Change in control5.02Officer / director change | DocumentSEC ↗ |
Feb 13, 2007 accepted 4:45 PM ET | PTIXProtagenic Therapeutics, Inc.\new | 1.01Material agreement2.01Acquisition / disposition2.03New debt obligation3.02Unregistered equity sale5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year5.06Shell status change | DocumentSEC ↗ |
Feb 9, 2007 accepted 9:12 PM ET | OPKOPKO HEALTH, INC. | 3.02Unregistered equity sale5.01Change in control5.02Officer / director change8.01Other events | DocumentSEC ↗ |
Feb 9, 2007 accepted 4:25 PM ET | EUBGENTREPRENEUR UNIVERSE BRIGHT GROUP | 5.01Change in control | DocumentSEC ↗ |
Feb 7, 2007 accepted 5:05 PM ET | UNMUnum Group | 5.01Change in control | DocumentSEC ↗ |
Feb 7, 2007 accepted 5:53 PM ET | AVXLANAVEX LIFE SCIENCES CORP. | 2.01Acquisition / disposition3.02Unregistered equity sale5.01Change in control5.06Shell status change | DocumentSEC ↗ |
Feb 2, 2007 accepted 5:47 PM ET | CELHCelsius Holdings, Inc. | 2.01Acquisition / disposition3.02Unregistered equity sale5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year | DocumentSEC ↗ |
Jan 29, 2007 accepted 1:28 PM ET | DHCDIVERSIFIED HEALTHCARE TRUST | 5.01Change in control8.01Other events | DocumentSEC ↗ |
Jan 26, 2007 accepted 11:29 PM ET | CREGSmart Powerr Corp. | 1.01Material agreement3.01Delisting notice5.01Change in control5.02Officer / director change | DocumentSEC ↗ |
Jan 23, 2007 accepted 4:46 AM ET | CDSGChina Dongsheng International, Inc. | 8-K/A 1.01Material agreement2.01Acquisition / disposition3.02Unregistered equity sale3.03Holder rights modified5.01Change in control5.02Officer / director change | DocumentSEC ↗ |
Jan 22, 2007 accepted 5:17 PM ET | ALTAltimmune, Inc. | 1.01Material agreement5.01Change in control7.01Reg FD disclosure8.01Other events | DocumentSEC ↗ |
Jan 22, 2007 accepted 5:13 PM ET | EMMAEmmaus Life Sciences, Inc. | 1.01Material agreement3.02Unregistered equity sale5.01Change in control5.02Officer / director change | DocumentSEC ↗ |
Jan 8, 2007 accepted 7:45 PM ET | PLXProtalix BioTherapeutics, Inc. | 1.01Material agreement2.01Acquisition / disposition3.02Unregistered equity sale5.01Change in control5.02Officer / director change5.06Shell status change | DocumentSEC ↗ |
Dec 29, 2006 accepted 1:59 PM ET | ISCOInternational Stem Cell CORP | 1.01Material agreement2.01Acquisition / disposition3.02Unregistered equity sale4.01Auditor change5.01Change in control5.02Officer / director change5.06Shell status change8.01Other events | DocumentSEC ↗ |
Dec 19, 2006 accepted 10:23 PM ET | MWAMueller Water Products, Inc. | 1.01Material agreement5.01Change in control | DocumentSEC ↗ |
Dec 14, 2006 accepted 8:25 AM ET | EUBGENTREPRENEUR UNIVERSE BRIGHT GROUP | 5.01Change in control | DocumentSEC ↗ |
Dec 12, 2006 accepted 10:28 PM ET | ELTPELITE PHARMACEUTICALS INC /NV/ | 1.01Material agreement3.02Unregistered equity sale5.01Change in control8.01Other events | DocumentSEC ↗ |
Dec 12, 2006 accepted 6:06 PM ET | GUREGULF RESOURCES, INC. | 1.01Material agreement2.01Acquisition / disposition5.01Change in control5.06Shell status change | DocumentSEC ↗ |
Dec 5, 2006 accepted 7:14 PM ET | SCNDSCIENTIFIC INDUSTRIES INC | 2.01Acquisition / disposition3.02Unregistered equity sale5.01Change in control | DocumentSEC ↗ |
Nov 30, 2006 accepted 10:22 PM ET | ALLYAlly Financial Inc. | 1.01Material agreement5.01Change in control5.02Officer / director change8.01Other events | DocumentSEC ↗ |
Nov 27, 2006 accepted 9:02 PM ET | GAMGGlobal Asset Management Group, Inc. | 5.01Change in control | DocumentSEC ↗ |
Nov 24, 2006 accepted 4:34 PM ET | HCAHCA Healthcare, Inc. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation3.01Delisting notice3.03Holder rights modified5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year | DocumentSEC ↗ |
Nov 22, 2006 accepted 6:07 PM ET | UAVSAgEagle Aerial Systems Inc. | 8-K/A 1.01Material agreement2.01Acquisition / disposition3.02Unregistered equity sale5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year5.06Shell status change8.01Other events | DocumentSEC ↗ |
Nov 22, 2006 accepted 9:57 AM ET | SBHSally Beauty Holdings, Inc. | 1.01Material agreement2.03New debt obligation3.02Unregistered equity sale3.03Holder rights modified5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Nov 17, 2006 accepted 11:59 AM ET | CDSGChina Dongsheng International, Inc. | 8-K/A 1.01Material agreement2.01Acquisition / disposition3.02Unregistered equity sale3.03Holder rights modified5.01Change in control5.02Officer / director change | DocumentSEC ↗ |
Nov 14, 2006 accepted 12:34 PM ET | GBUXGIVBUX, INC. | 8-K/A 5.01Change in control | DocumentSEC ↗ |
Nov 9, 2006 accepted 11:50 AM ET | CDSGChina Dongsheng International, Inc. | 1.01Material agreement2.01Acquisition / disposition3.02Unregistered equity sale3.03Holder rights modified5.01Change in control5.02Officer / director change | DocumentSEC ↗ |
Nov 7, 2006 accepted 5:13 PM ET | TOVXTheriva Biologics, Inc. | 8-K/A 1.01Material agreement4.01Auditor change5.01Change in control5.02Officer / director change5.06Shell status change | DocumentSEC ↗ |
Nov 6, 2006 accepted 10:23 PM ET | COFSCHOICEONE FINANCIAL SERVICES INC | 2.01Acquisition / disposition5.01Change in control5.02Officer / director change | DocumentSEC ↗ |
Nov 6, 2006 accepted 9:13 PM ET | MWAMueller Water Products, Inc. | 5.01Change in control | DocumentSEC ↗ |
Nov 6, 2006 accepted 5:30 PM ET | TOVXTheriva Biologics, Inc. | 1.01Material agreement4.01Auditor change5.01Change in control5.02Officer / director change5.06Shell status change | DocumentSEC ↗ |
Nov 2, 2006 accepted 4:51 PM ET | OCOwens Corning | 1.01Material agreement2.03New debt obligation3.02Unregistered equity sale5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year | DocumentSEC ↗ |
Oct 30, 2006 accepted 10:33 AM ET | PTIXProtagenic Therapeutics, Inc.\new | 1.01Material agreement3.02Unregistered equity sale5.01Change in control5.02Officer / director change | DocumentSEC ↗ |
Oct 12, 2006 accepted 3:32 PM ET | CMGCHIPOTLE MEXICAN GRILL INC | 5.01Change in control8.01Other events | DocumentSEC ↗ |
Oct 10, 2006 accepted 4:05 PM ET | WNDWSolarWindow Technologies, Inc. | 5.01Change in control7.01Reg FD disclosure | DocumentSEC ↗ |
Oct 4, 2006 accepted 3:54 PM ET | GOVXGeoVax Labs, Inc. | 1.01Material agreement2.01Acquisition / disposition3.02Unregistered equity sale5.01Change in control5.02Officer / director change5.06Shell status change8.01Other events | DocumentSEC ↗ |
Oct 3, 2006 accepted 7:49 PM ET | GPREGreen Plains Inc. | 1.01Material agreement5.01Change in control | DocumentSEC ↗ |