

1,402,507 filings since 2004 · latest accepted Nov 4, 2026, 5:30 PM ET
Priority items usually mark a change in credit, accounting integrity, control or listing status: 1.02 Agreement terminated, 1.03 Bankruptcy, 1.05 Cybersecurity incident, 2.04 Debt acceleration, 2.05 Restructuring costs, 2.06 Impairment, 3.01 Delisting notice, 4.01 Auditor change, 4.02 Non-reliance (restatement), 5.01 Change in control.
| Filed | Company | Items | Filing |
|---|---|---|---|
Mar 8, 2023 accepted 7:59 AM ET | UGIUGI CORP /PA/ | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Mar 3, 2023 accepted 9:15 PM ET | SCNXScienture Holdings, Inc. |
Source: SEC EDGAR. Same-day filings appear within minutes and are re-checked against SEC's nightly index. Tickers are current listings, so a company's older filings show its ticker today.
1.02Agreement terminated5.02Officer / director change |
| DocumentSEC ↗ |
Mar 3, 2023 accepted 1:19 PM ET | CSXCSX CORP | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Mar 3, 2023 accepted 6:06 AM ET | HKHCHorizon Kinetics Holding Corp | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Mar 1, 2023 accepted 9:03 PM ET | PARRPAR PACIFIC HOLDINGS, INC. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation8.01Other events | DocumentSEC ↗ |
Feb 27, 2023 accepted 4:33 PM ET | ROLROLLINS INC | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Feb 24, 2023 accepted 9:40 PM ET | BESSBimergen Energy Corp | 1.01Material agreement1.02Agreement terminated | DocumentSEC ↗ |
Feb 23, 2023 accepted 9:18 PM ET | GELGENESIS ENERGY LP | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Feb 22, 2023 accepted 5:29 PM ET | ERNAErnexa Therapeutics Inc. | 1.01Material agreement1.02Agreement terminated | DocumentSEC ↗ |
Feb 22, 2023 accepted 4:54 PM ET | MDLZMondelez International, Inc. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Feb 21, 2023 accepted 9:16 PM ET | EMREMERSON ELECTRIC CO | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Feb 17, 2023 accepted 4:07 PM ET | PMPhilip Morris International Inc. | 1.02Agreement terminated8.01Other events | DocumentSEC ↗ |
Feb 16, 2023 accepted 4:56 PM ET | CRVOCervoMed Inc. | 1.02Agreement terminated2.05Restructuring costs5.02Officer / director change | DocumentSEC ↗ |
Feb 16, 2023 accepted 6:16 PM ET | TOLToll Brothers, Inc. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Feb 15, 2023 accepted 8:34 AM ET | ARWRARROWHEAD PHARMACEUTICALS, INC. | 1.02Agreement terminated8.01Other events | DocumentSEC ↗ |
Feb 10, 2023 accepted 9:26 PM ET | CATXPerspective Therapeutics, Inc. | 1.02Agreement terminated5.02Officer / director change | DocumentSEC ↗ |
Feb 10, 2023 accepted 4:31 PM ET | TENXTENAX THERAPEUTICS, INC. | 1.02Agreement terminated | DocumentSEC ↗ |
Feb 10, 2023 accepted 4:30 PM ET | PYYXPYXUS INTERNATIONAL, INC. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation8.01Other events | DocumentSEC ↗ |
Feb 8, 2023 accepted 4:05 PM ET | ADTNADTRAN Holdings, Inc. | 1.02Agreement terminated | DocumentSEC ↗ |
Feb 8, 2023 accepted 9:37 PM ET | AEHRAEHR TEST SYSTEMS | 1.01Material agreement1.02Agreement terminated | DocumentSEC ↗ |
Feb 7, 2023 accepted 4:06 PM ET | GOODGLADSTONE COMMERCIAL CORP | 1.02Agreement terminated | DocumentSEC ↗ |
Feb 7, 2023 accepted 11:15 AM ET | SCNXScienture Holdings, Inc. | 1.01Material agreement1.02Agreement terminated | DocumentSEC ↗ |
Feb 6, 2023 accepted 1:15 PM ET | CATXPerspective Therapeutics, Inc. | 1.01Material agreement1.02Agreement terminated2.01Acquisition / disposition3.02Unregistered equity sale5.02Officer / director change5.03Bylaws / fiscal year7.01Reg FD disclosure | DocumentSEC ↗ |
Feb 6, 2023 accepted 7:59 AM ET | SAIASAIA INC | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Feb 3, 2023 accepted 10:14 PM ET | BESSBimergen Energy Corp | 1.02Agreement terminated5.02Officer / director change8.01Other events | DocumentSEC ↗ |
Feb 2, 2023 accepted 5:00 PM ET | WKHSWorkhorse Group Inc. | 1.02Agreement terminated | DocumentSEC ↗ |
Feb 2, 2023 accepted 4:44 PM ET | STLYHG Holdings, Inc. | 1.02Agreement terminated | DocumentSEC ↗ |
Jan 31, 2023 accepted 4:03 PM ET | ALGTAllegiant Travel CO | 1.01Material agreement1.02Agreement terminated5.02Officer / director change | DocumentSEC ↗ |
Jan 30, 2023 accepted 4:24 PM ET | CPSCooper-Standard Holdings Inc. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation8.01Other events | DocumentSEC ↗ |
Jan 30, 2023 accepted 6:50 AM ET | WTIW&T OFFSHORE INC | 1.01Material agreement1.02Agreement terminated2.03New debt obligation7.01Reg FD disclosure | DocumentSEC ↗ |
Jan 26, 2023 accepted 9:30 PM ET | BRNBARNWELL INDUSTRIES INC | 1.01Material agreement1.02Agreement terminated3.03Holder rights modified8.01Other events | DocumentSEC ↗ |
Jan 25, 2023 accepted 4:41 PM ET | TSLATesla, Inc. | 1.01Material agreement1.02Agreement terminated2.02Earnings release2.03New debt obligation | DocumentSEC ↗ |
Jan 24, 2023 accepted 8:06 PM ET | OMCCOLD MARKET CAPITAL Corp | 1.01Material agreement1.02Agreement terminated2.03New debt obligation8.01Other events | DocumentSEC ↗ |
Jan 23, 2023 accepted 4:05 PM ET | ZDPYZoned Properties, Inc. | 1.02Agreement terminated | DocumentSEC ↗ |
Jan 23, 2023 accepted 11:54 AM ET | CARVCARVER BANCORP INC | 1.02Agreement terminated | DocumentSEC ↗ |
Jan 23, 2023 accepted 9:17 AM ET | OCSLOaktree Specialty Lending Corp | 1.01Material agreement1.02Agreement terminated2.01Acquisition / disposition7.01Reg FD disclosure | DocumentSEC ↗ |
Jan 19, 2023 accepted 4:34 PM ET | KSSKOHLS Corp | 1.01Material agreement1.02Agreement terminated | DocumentSEC ↗ |
Jan 17, 2023 accepted 8:55 AM ET | WWRWESTWATER RESOURCES, INC. | 1.01Material agreement1.02Agreement terminated5.02Officer / director change8.01Other events | DocumentSEC ↗ |
Jan 13, 2023 accepted 4:10 PM ET | SGLYSingularity Future Technology Ltd. | 1.01Material agreement1.02Agreement terminated5.02Officer / director change | DocumentSEC ↗ |
Jan 9, 2023 accepted 12:06 AM ET | RHEPREGIONAL HEALTH PROPERTIES, INC | 1.01Material agreement1.02Agreement terminated3.01Delisting notice | DocumentSEC ↗ |
Jan 6, 2023 accepted 12:53 PM ET | LKQLKQ CORP | 1.01Material agreement1.02Agreement terminated2.03New debt obligation7.01Reg FD disclosure | DocumentSEC ↗ |
Jan 5, 2023 accepted 5:04 PM ET | FATEFATE THERAPEUTICS INC | 1.02Agreement terminated2.05Restructuring costs5.02Officer / director change8.01Other events | DocumentSEC ↗ |
Jan 5, 2023 accepted 11:29 AM ET | LODEComstock Inc. | 1.02Agreement terminated | DocumentSEC ↗ |
Jan 5, 2023 accepted 11:08 AM ET | OFIXOrthofix Medical Inc. | 1.02Agreement terminated2.01Acquisition / disposition2.03New debt obligation5.02Officer / director change8.01Other events | DocumentSEC ↗ |
Jan 4, 2023 accepted 4:36 PM ET | ILMNILLUMINA, INC. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Jan 3, 2023 accepted 10:16 PM ET | PTCPTC INC. | 1.01Material agreement1.02Agreement terminated2.01Acquisition / disposition2.03New debt obligation | DocumentSEC ↗ |
Jan 3, 2023 accepted 7:00 AM ET | TXMDTherapeuticsMD, Inc. | 1.01Material agreement1.02Agreement terminated2.01Acquisition / disposition5.02Officer / director change7.01Reg FD disclosure8.01Other events | DocumentSEC ↗ |
Dec 29, 2022 accepted 10:15 PM ET | BATLBATTALION OIL CORP | 1.02Agreement terminated | DocumentSEC ↗ |
Dec 29, 2022 accepted 4:19 PM ET | RJETREPUBLIC AIRWAYS HOLDINGS INC. | 1.01Material agreement1.02Agreement terminated2.02Earnings release | DocumentSEC ↗ |
Dec 23, 2022 accepted 4:05 PM ET | WERNWERNER ENTERPRISES INC | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |