

1,403,263 filings since 2004 · latest accepted Nov 5, 2026, 5:30 PM ET
Priority items usually mark a change in credit, accounting integrity, control or listing status: 1.02 Agreement terminated, 1.03 Bankruptcy, 1.05 Cybersecurity incident, 2.04 Debt acceleration, 2.05 Restructuring costs, 2.06 Impairment, 3.01 Delisting notice, 4.01 Auditor change, 4.02 Non-reliance (restatement), 5.01 Change in control.
| Filed | Company | Items | Filing |
|---|---|---|---|
Sep 13, 2021 accepted 8:27 AM ET | WHWKWhitehawk Therapeutics, Inc. | 4.01Auditor change5.02Officer / director change | DocumentSEC ↗ |
Sep 1, 2021 accepted 8:01 PM ET | TOMZTOMI Environmental Solutions, Inc. | Auditor change |
Source: SEC EDGAR. Same-day filings appear within minutes and are re-checked against SEC's nightly index. Tickers are current listings, so a company's older filings show its ticker today.
| DocumentSEC ↗ |
Sep 1, 2021 accepted 4:05 PM ET | CCBGCAPITAL CITY BANK GROUP INC | 4.01Auditor change | DocumentSEC ↗ |
Aug 27, 2021 accepted 1:07 PM ET | NORDNordicus Partners Corp | 4.01Auditor change | DocumentSEC ↗ |
Aug 25, 2021 accepted 5:54 PM ET | LBSRLIBERTY STAR URANIUM & METALS CORP. | 4.01Auditor change | DocumentSEC ↗ |
Aug 16, 2021 accepted 2:07 PM ET | IVDNINNOVATIVE DESIGNS INC | 4.01Auditor change | DocumentSEC ↗ |
Aug 9, 2021 accepted 5:22 PM ET | STGWStagwell Inc | 4.01Auditor change5.02Officer / director change | DocumentSEC ↗ |
Aug 4, 2021 accepted 4:48 PM ET | CRSFCrisp Momentum Inc. | 1.01Material agreement2.01Acquisition / disposition3.02Unregistered equity sale4.01Auditor change5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year5.06Shell status change | DocumentSEC ↗ |
Aug 3, 2021 accepted 4:11 PM ET | RNRRENAISSANCERE HOLDINGS LTD | 4.01Auditor change | DocumentSEC ↗ |
Aug 2, 2021 accepted 4:31 PM ET | HRTXHERON THERAPEUTICS, INC. /DE/ | 4.01Auditor change | DocumentSEC ↗ |
Jul 29, 2021 accepted 4:05 PM ET | TLPHTALPHERA, INC. | 4.01Auditor change | DocumentSEC ↗ |
Jul 21, 2021 accepted 5:00 PM ET | LCTXLineage Cell Therapeutics, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Jul 21, 2021 accepted 4:30 PM ET | SDEVStablecoin Development Corp | 4.01Auditor change | DocumentSEC ↗ |
Jul 21, 2021 accepted 4:05 PM ET | VTGNVistagen Therapeutics, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Jul 20, 2021 accepted 8:02 PM ET | SNOASonoma Pharmaceuticals, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Jul 20, 2021 accepted 10:42 PM ET | VXRTVaxart, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Jul 14, 2021 accepted 3:37 PM ET | UTGNUTG INC | 4.01Auditor change | DocumentSEC ↗ |
Jul 12, 2021 accepted 4:18 PM ET | SGLASino Green Land Corp. | 4.01Auditor change5.03Bylaws / fiscal year | DocumentSEC ↗ |
Jul 9, 2021 accepted 8:31 PM ET | SNOASonoma Pharmaceuticals, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Jul 9, 2021 accepted 8:00 AM ET | PALIPALISADE BIO, INC. | 4.01Auditor change | DocumentSEC ↗ |
Jul 7, 2021 accepted 8:30 PM ET | CLIRClearSign Technologies Corp | 4.01Auditor change | DocumentSEC ↗ |
Jul 7, 2021 accepted 8:00 PM ET | GUREGULF RESOURCES, INC. | 4.01Auditor change | DocumentSEC ↗ |
Jul 6, 2021 accepted 12:49 PM ET | TKLSTrutankless, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Jul 2, 2021 accepted 2:50 PM ET | VANIVivani Medical, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Jul 1, 2021 accepted 5:30 PM ET | FTKFLOTEK INDUSTRIES INC/CN/ | 4.01Auditor change | DocumentSEC ↗ |
Jun 30, 2021 accepted 8:46 AM ET | ABCBAmeris Bancorp | 8-K/A 4.01Auditor change | DocumentSEC ↗ |
Jun 29, 2021 accepted 4:05 PM ET | ENVBEnveric Biosciences, Inc. | 8-K/A 4.01Auditor change | DocumentSEC ↗ |
Jun 29, 2021 accepted 2:54 PM ET | QPRCQUEST PATENT RESEARCH CORP | 4.01Auditor change | DocumentSEC ↗ |
Jun 28, 2021 accepted 2:41 PM ET | JBHTHUNT J B TRANSPORT SERVICES INC | 4.01Auditor change | DocumentSEC ↗ |
Jun 28, 2021 accepted 6:14 AM ET | ENVBEnveric Biosciences, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Jun 25, 2021 accepted 4:03 PM ET | VISMVISIUM TECHNOLOGIES, INC. | 4.01Auditor change4.02Non-reliance (restatement) | DocumentSEC ↗ |
Jun 24, 2021 accepted 4:05 PM ET | CDIXCardiff Lexington Corp | 4.01Auditor change | DocumentSEC ↗ |
Jun 22, 2021 accepted 5:06 PM ET | CIACITIZENS, INC. | 4.01Auditor change | DocumentSEC ↗ |
Jun 21, 2021 accepted 5:28 PM ET | LEGHLegacy Housing Corp | 4.01Auditor change | DocumentSEC ↗ |
Jun 17, 2021 accepted 4:48 PM ET | BXCBlueLinx Holdings Inc. | 4.01Auditor change | DocumentSEC ↗ |
Jun 16, 2021 accepted 8:05 PM ET | RNGERANGE IMPACT, INC. | 4.01Auditor change | DocumentSEC ↗ |
Jun 16, 2021 accepted 5:01 PM ET | SMBKSMARTFINANCIAL INC. | 4.01Auditor change | DocumentSEC ↗ |
Jun 15, 2021 accepted 4:05 PM ET | ABCBAmeris Bancorp | 4.01Auditor change | DocumentSEC ↗ |
Jun 15, 2021 accepted 8:11 PM ET | OOMAOOMA INC | 4.01Auditor change | DocumentSEC ↗ |
Jun 9, 2021 accepted 4:30 PM ET | CTRNCiti Trends Inc | 4.01Auditor change | DocumentSEC ↗ |
Jun 8, 2021 accepted 4:30 PM ET | QPRCQUEST PATENT RESEARCH CORP | 4.01Auditor change | DocumentSEC ↗ |
Jun 4, 2021 accepted 7:45 PM ET | SAFTSAFETY INSURANCE GROUP INC | 4.01Auditor change | DocumentSEC ↗ |
Jun 3, 2021 accepted 4:06 PM ET | NICNICOLET BANKSHARES INC | 4.01Auditor change | DocumentSEC ↗ |
Jun 3, 2021 accepted 6:02 AM ET | CELHCelsius Holdings, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Jun 1, 2021 accepted 6:45 PM ET | AETNAETERNUM HEALTH, INC. | 4.01Auditor change | DocumentSEC ↗ |
May 12, 2021 accepted 12:20 PM ET | SEIISHARING ECONOMY INTERNATIONAL INC. | 4.01Auditor change | DocumentSEC ↗ |
May 10, 2021 accepted 3:17 PM ET | INVUInvestview, Inc. | 4.01Auditor change | DocumentSEC ↗ |
May 5, 2021 accepted 4:15 PM ET | GAIAGAIA, INC | 2.02Earnings release4.01Auditor change5.07Shareholder vote | DocumentSEC ↗ |
Apr 30, 2021 accepted 12:24 PM ET | SLNHSoluna Holdings, Inc | 4.01Auditor change | DocumentSEC ↗ |
Apr 29, 2021 accepted 4:15 PM ET | FTFTFuture FinTech Group Inc. | 4.01Auditor change | DocumentSEC ↗ |