

1,403,381 filings since 2004 · latest accepted Nov 6, 2026, 10:20 AM ET
Priority items usually mark a change in credit, accounting integrity, control or listing status: 1.02 Agreement terminated, 1.03 Bankruptcy, 1.05 Cybersecurity incident, 2.04 Debt acceleration, 2.05 Restructuring costs, 2.06 Impairment, 3.01 Delisting notice, 4.01 Auditor change, 4.02 Non-reliance (restatement), 5.01 Change in control.
| Filed | Company | Items | Filing |
|---|---|---|---|
Mar 1, 2021 accepted 10:17 PM ET | DUOTDUOS TECHNOLOGIES GROUP, INC. | 1.01Material agreement3.01Delisting notice3.02Unregistered equity sale3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Source: SEC EDGAR. Same-day filings appear within minutes and are re-checked against SEC's nightly index. Tickers are current listings, so a company's older filings show its ticker today.
Mar 1, 2021 accepted 8:01 AM ET | KODKEASTMAN KODAK CO | 1.01Material agreement2.03New debt obligation3.02Unregistered equity sale3.03Holder rights modified5.03Bylaws / fiscal year7.01Reg FD disclosure | DocumentSEC ↗ |
Feb 25, 2021 accepted 9:30 AM ET | LBSRLIBERTY STAR URANIUM & METALS CORP. | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Feb 24, 2021 accepted 4:22 PM ET | KROKRONOS WORLDWIDE INC | 3.03Holder rights modified5.03Bylaws / fiscal year7.01Reg FD disclosure | DocumentSEC ↗ |
Feb 24, 2021 accepted 7:02 AM ET | SWKHLSWK Holdings Corp | 1.01Material agreement3.03Holder rights modified | DocumentSEC ↗ |
Feb 22, 2021 accepted 2:15 PM ET | CELZCREATIVE MEDICAL TECHNOLOGY HOLDINGS, INC. | 8-K/A 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Feb 22, 2021 accepted 11:30 AM ET | CARVCARVER BANCORP INC | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Feb 18, 2021 accepted 9:30 PM ET | ATDSData443 Risk Mitigation, Inc. | 1.01Material agreement2.03New debt obligation3.02Unregistered equity sale3.03Holder rights modified7.01Reg FD disclosure | DocumentSEC ↗ |
Feb 18, 2021 accepted 9:05 PM ET | CELZCREATIVE MEDICAL TECHNOLOGY HOLDINGS, INC. | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Feb 18, 2021 accepted 5:08 PM ET | ACRACRES Commercial Realty Corp. | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Feb 12, 2021 accepted 8:56 AM ET | VCELVericel Corp | 1.01Material agreement1.02Agreement terminated3.03Holder rights modified8.01Other events | DocumentSEC ↗ |
Feb 9, 2021 accepted 4:15 PM ET | EXEEXPAND ENERGY Corp | 1.01Material agreement1.02Agreement terminated2.03New debt obligation3.02Unregistered equity sale3.03Holder rights modified5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year | DocumentSEC ↗ |
Feb 9, 2021 accepted 4:10 PM ET | HBANHUNTINGTON BANCSHARES INC /MD/ | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Feb 8, 2021 accepted 9:44 PM ET | WAFDWAFD INC | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Feb 8, 2021 accepted 8:04 AM ET | HCMCHealthier Choices Management Corp. | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Feb 5, 2021 accepted 4:25 PM ET | AMCAMC ENTERTAINMENT HOLDINGS, INC. | 3.02Unregistered equity sale3.03Holder rights modified8.01Other events | DocumentSEC ↗ |
Feb 2, 2021 accepted 6:54 AM ET | USBUS BANCORP \DE\ | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Feb 1, 2021 accepted 12:12 PM ET | CARVCARVER BANCORP INC | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Jan 28, 2021 accepted 4:38 PM ET | BACBANK OF AMERICA CORP /DE/ | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Jan 26, 2021 accepted 2:16 PM ET | ZVRAZEVRA THERAPEUTICS, INC. | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified | DocumentSEC ↗ |
Jan 26, 2021 accepted 11:45 AM ET | PESIPERMA FIX ENVIRONMENTAL SERVICES INC | 1.01Material agreement3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Jan 26, 2021 accepted 11:02 AM ET | DIODDIODES INC /DEL/ | 1.01Material agreement2.03New debt obligation3.03Holder rights modified | DocumentSEC ↗ |
Jan 19, 2021 accepted 4:55 PM ET | HOVHOVNANIAN ENTERPRISES INC | 1.01Material agreement3.03Holder rights modified | DocumentSEC ↗ |
Jan 15, 2021 accepted 3:53 PM ET | UAMYUNITED STATES ANTIMONY CORP | 3.03Holder rights modified5.02Officer / director change | DocumentSEC ↗ |
Jan 13, 2021 accepted 1:53 AM ET | ZVRAZEVRA THERAPEUTICS, INC. | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.03Bylaws / fiscal year7.01Reg FD disclosure8.01Other events | DocumentSEC ↗ |
Jan 8, 2021 accepted 8:15 AM ET | SCORCOMSCORE, INC. | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year7.01Reg FD disclosure | DocumentSEC ↗ |
Jan 6, 2021 accepted 5:10 PM ET | ENVBEnveric Biosciences, Inc. | 1.01Material agreement2.01Acquisition / disposition3.02Unregistered equity sale3.03Holder rights modified5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Jan 6, 2021 accepted 4:43 PM ET | EQHEquitable Holdings, Inc. | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Jan 5, 2021 accepted 8:30 AM ET | CRTDCreatd, Inc. | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Jan 5, 2021 accepted 5:33 PM ET | NLYANNALY CAPITAL MANAGEMENT INC | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Dec 31, 2020 accepted 9:12 PM ET | BGDEBig Digital Energy, Inc. | 3.03Holder rights modified | DocumentSEC ↗ |
Dec 30, 2020 accepted 2:43 PM ET | SRCOSPARTA COMMERCIAL SERVICES, INC. | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Dec 28, 2020 accepted 4:19 PM ET | FLRFLUOR CORP | 1.01Material agreement3.03Holder rights modified | DocumentSEC ↗ |
Dec 28, 2020 accepted 9:45 AM ET | EPREPR PROPERTIES | 1.01Material agreement2.03New debt obligation3.03Holder rights modified | DocumentSEC ↗ |
Dec 22, 2020 accepted 9:15 PM ET | OXYOCCIDENTAL PETROLEUM CORP /DE/ | 1.01Material agreement3.03Holder rights modified8.01Other events | DocumentSEC ↗ |
Dec 22, 2020 accepted 4:17 PM ET | VTGNVistagen Therapeutics, Inc. | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year7.01Reg FD disclosure8.01Other events | DocumentSEC ↗ |
Dec 22, 2020 accepted 9:06 PM ET | TISITEAM INC | 1.01Material agreement2.03New debt obligation3.02Unregistered equity sale3.03Holder rights modified8.01Other events | DocumentSEC ↗ |
Dec 21, 2020 accepted 11:06 AM ET | ZVRAZEVRA THERAPEUTICS, INC. | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Dec 16, 2020 accepted 4:37 PM ET | ADMAADMA BIOLOGICS, INC. | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Dec 15, 2020 accepted 7:05 AM ET | AIVAPARTMENT INVESTMENT & MANAGEMENT CO | 1.01Material agreement2.01Acquisition / disposition2.03New debt obligation3.03Holder rights modified5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Dec 14, 2020 accepted 12:01 PM ET | SNDASONIDA SENIOR LIVING, INC. | 3.03Holder rights modified5.03Bylaws / fiscal year5.07Shareholder vote8.01Other events | DocumentSEC ↗ |
Dec 11, 2020 accepted 4:53 PM ET | SCHWSCHWAB CHARLES CORP | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Dec 9, 2020 accepted 5:11 PM ET | SIGISELECTIVE INSURANCE GROUP INC | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Dec 9, 2020 accepted 1:32 PM ET | CLFCLEVELAND-CLIFFS INC. | 1.01Material agreement2.01Acquisition / disposition2.03New debt obligation3.02Unregistered equity sale3.03Holder rights modified5.03Bylaws / fiscal year7.01Reg FD disclosure | DocumentSEC ↗ |
Dec 8, 2020 accepted 4:06 PM ET | AYTUAYTU BIOPHARMA, INC | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Dec 7, 2020 accepted 4:52 PM ET | AESAES CORP | 3.03Holder rights modified | DocumentSEC ↗ |
Dec 7, 2020 accepted 6:27 AM ET | UALUnited Airlines Holdings, Inc. | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year7.01Reg FD disclosure | DocumentSEC ↗ |
Dec 1, 2020 accepted 4:30 PM ET | CPMVMosaic ImmunoEngineering Inc. | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Nov 25, 2020 accepted 4:22 PM ET | DLPNDolphin Entertainment, Inc. | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year7.01Reg FD disclosure | DocumentSEC ↗ |
Nov 25, 2020 accepted 8:16 AM ET | LUMNLumen Technologies, Inc. | 1.01Material agreement3.03Holder rights modified8.01Other events | DocumentSEC ↗ |