

1,403,529 filings since 2004 · latest accepted Nov 6, 2026, 5:30 PM ET
Priority items usually mark a change in credit, accounting integrity, control or listing status: 1.02 Agreement terminated, 1.03 Bankruptcy, 1.05 Cybersecurity incident, 2.04 Debt acceleration, 2.05 Restructuring costs, 2.06 Impairment, 3.01 Delisting notice, 4.01 Auditor change, 4.02 Non-reliance (restatement), 5.01 Change in control.
| Filed | Company | Items | Filing |
|---|---|---|---|
Jul 26, 2021 accepted 4:53 PM ET | CNVSCineverse Corp. | 3.01Delisting notice | DocumentSEC ↗ |
Jul 6, 2021 accepted 4:16 PM ET | BLDRBuilders FirstSource, Inc. | 3.01Delisting noticeReg FD disclosure |
Source: SEC EDGAR. Same-day filings appear within minutes and are re-checked against SEC's nightly index. Tickers are current listings, so a company's older filings show its ticker today.
| DocumentSEC ↗ |
Jun 22, 2021 accepted 1:53 PM ET | FEEDENvue Medical, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Jun 22, 2021 accepted 8:53 AM ET | SGRPSPAR Group, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Jun 17, 2021 accepted 8:14 PM ET | RMTIROCKWELL MEDICAL, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Jun 14, 2021 accepted 4:34 PM ET | SGRPSPAR Group, Inc. | 3.01Delisting notice5.02Officer / director change | DocumentSEC ↗ |
Jun 9, 2021 accepted 5:21 PM ET | NAIINATURAL ALTERNATIVES INTERNATIONAL INC | 3.01Delisting notice | DocumentSEC ↗ |
Jun 9, 2021 accepted 6:00 PM ET | SFBSServisFirst Bancshares, Inc. | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
Jun 8, 2021 accepted 8:45 AM ET | OPTTOcean Power Technologies, Inc. | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
Jun 1, 2021 accepted 4:39 PM ET | CVUCPI AEROSTRUCTURES INC | 3.01Delisting notice | DocumentSEC ↗ |
May 27, 2021 accepted 8:00 AM ET | NSPRInspireMD, Inc. | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
May 26, 2021 accepted 8:15 PM ET | YHGJYUNHONG GREEN CTI LTD. | 3.01Delisting notice | DocumentSEC ↗ |
May 25, 2021 accepted 4:00 PM ET | KTCCKEY TRONIC CORP | 3.01Delisting notice | DocumentSEC ↗ |
May 24, 2021 accepted 5:15 PM ET | VGTKViking Global Technologies, Inc. | 3.01Delisting notice8.01Other events | DocumentSEC ↗ |
May 21, 2021 accepted 4:51 PM ET | CETXCEMTREX INC | 3.01Delisting notice | DocumentSEC ↗ |
May 19, 2021 accepted 8:53 PM ET | PLUGPLUG POWER INC | 3.01Delisting notice8.01Other events | DocumentSEC ↗ |
May 19, 2021 accepted 6:20 AM ET | STXSeagate Technology Holdings plc | 1.01Material agreement2.03New debt obligation3.01Delisting notice3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
May 17, 2021 accepted 7:11 AM ET | GRCEGrace Therapeutics, Inc. | 3.01Delisting notice8.01Other events | DocumentSEC ↗ |
May 14, 2021 accepted 7:31 AM ET | TRAWTraws Pharma, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
May 10, 2021 accepted 5:11 PM ET | NSPRInspireMD, Inc. | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
May 7, 2021 accepted 4:07 PM ET | CRVOCervoMed Inc. | 3.01Delisting notice | DocumentSEC ↗ |
May 4, 2021 accepted 1:14 PM ET | MUXMcEwen Inc. | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
Apr 30, 2021 accepted 9:02 AM ET | HONHONEYWELL INTERNATIONAL INC | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
Apr 28, 2021 accepted 4:05 PM ET | SONMDNA X, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Apr 27, 2021 accepted 8:30 PM ET | FEEDENvue Medical, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Apr 23, 2021 accepted 5:15 PM ET | IHRTiHeartMedia, Inc. | 3.01Delisting notice5.02Officer / director change5.07Shareholder vote | DocumentSEC ↗ |
Apr 22, 2021 accepted 5:20 PM ET | XELBXCel Brands, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Apr 7, 2021 accepted 4:32 PM ET | EXPEExpedia Group, Inc. | 3.01Delisting notice5.02Officer / director change | DocumentSEC ↗ |
Apr 7, 2021 accepted 4:20 PM ET | EVCENTRAVISION COMMUNICATIONS CORP | 3.01Delisting notice | DocumentSEC ↗ |
Apr 5, 2021 accepted 7:45 AM ET | LEELEE ENTERPRISES, Inc | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
Apr 2, 2021 accepted 3:58 PM ET | ETEnergy Transfer LP | 1.01Material agreement2.01Acquisition / disposition2.03New debt obligation3.01Delisting notice3.02Unregistered equity sale5.03Bylaws / fiscal year | DocumentSEC ↗ |
Mar 26, 2021 accepted 8:09 PM ET | ASYSAMTECH SYSTEMS INC | 3.01Delisting notice5.02Officer / director change5.07Shareholder vote | DocumentSEC ↗ |
Mar 19, 2021 accepted 4:46 PM ET | GVAGRANITE CONSTRUCTION INC | 3.01Delisting notice | DocumentSEC ↗ |
Mar 18, 2021 accepted 8:38 PM ET | PLUGPLUG POWER INC | 3.01Delisting notice8.01Other events | DocumentSEC ↗ |
Mar 18, 2021 accepted 6:00 PM ET | TOONKartoon Studios, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Mar 12, 2021 accepted 12:54 PM ET | CRTDCreatd, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Mar 8, 2021 accepted 8:30 AM ET | WWRWESTWATER RESOURCES, INC. | 3.01Delisting notice3.03Holder rights modified5.03Bylaws / fiscal year7.01Reg FD disclosure | DocumentSEC ↗ |
Mar 8, 2021 accepted 12:43 AM ET | BEEMBeam Global | 3.01Delisting notice | DocumentSEC ↗ |
Mar 3, 2021 accepted 9:00 AM ET | IIININSTEEL INDUSTRIES INC | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
Mar 1, 2021 accepted 10:17 PM ET | DUOTDUOS TECHNOLOGIES GROUP, INC. | 1.01Material agreement3.01Delisting notice3.02Unregistered equity sale3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Mar 1, 2021 accepted 11:32 PM ET | BEEMBeam Global | 3.01Delisting notice8.01Other events | DocumentSEC ↗ |
Feb 26, 2021 accepted 5:13 PM ET | CETXCEMTREX INC | 3.01Delisting notice | DocumentSEC ↗ |
Feb 25, 2021 accepted 10:20 AM ET | REEDREED'S, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Feb 25, 2021 accepted 8:04 PM ET | IDXGINTERPACE BIOSCIENCES, INC. | 3.01Delisting notice8.01Other events | DocumentSEC ↗ |
Feb 19, 2021 accepted 6:11 AM ET | UAMYUNITED STATES ANTIMONY CORP | 3.01Delisting notice8.01Other events | DocumentSEC ↗ |
Feb 18, 2021 accepted 9:09 PM ET | FCFRANKLIN COVEY CO | 3.01Delisting notice | DocumentSEC ↗ |
Feb 18, 2021 accepted 4:01 PM ET | KTCCKEY TRONIC CORP | 3.01Delisting notice | DocumentSEC ↗ |
Feb 17, 2021 accepted 9:05 PM ET | IHTINNSUITES HOSPITALITY TRUST | 3.01Delisting notice | DocumentSEC ↗ |
Feb 17, 2021 accepted 5:00 PM ET | IDXGINTERPACE BIOSCIENCES, INC. | 3.01Delisting notice7.01Reg FD disclosure8.01Other events | DocumentSEC ↗ |
Feb 11, 2021 accepted 4:35 PM ET | CETXCEMTREX INC | 3.01Delisting notice | DocumentSEC ↗ |