

1,403,529 filings since 2004 · latest accepted Nov 6, 2026, 5:30 PM ET
Priority items usually mark a change in credit, accounting integrity, control or listing status: 1.02 Agreement terminated, 1.03 Bankruptcy, 1.05 Cybersecurity incident, 2.04 Debt acceleration, 2.05 Restructuring costs, 2.06 Impairment, 3.01 Delisting notice, 4.01 Auditor change, 4.02 Non-reliance (restatement), 5.01 Change in control.
| Filed | Company | Items | Filing |
|---|---|---|---|
Jan 7, 2020 accepted 12:30 PM ET | YHGJYUNHONG GREEN CTI LTD. | 3.01Delisting notice | DocumentSEC ↗ |
Jan 6, 2020 accepted 9:06 PM ET | TULPBLOOMIA HOLDINGS, INC. | 3.01Delisting notice |
Source: SEC EDGAR. Same-day filings appear within minutes and are re-checked against SEC's nightly index. Tickers are current listings, so a company's older filings show its ticker today.
Jan 3, 2020 accepted 5:00 PM ET | XWELXWELL, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Jan 2, 2020 accepted 4:59 PM ET | OLOXOLENOX INDUSTRIES INC. | 3.01Delisting notice | DocumentSEC ↗ |
Jan 2, 2020 accepted 4:19 PM ET | SYPRSYPRIS SOLUTIONS INC | 3.01Delisting notice | DocumentSEC ↗ |
Jan 2, 2020 accepted 4:01 PM ET | JAKKJAKKS PACIFIC INC | 3.01Delisting notice5.02Officer / director change | DocumentSEC ↗ |
Dec 31, 2019 accepted 9:11 PM ET | OCGNOcugen, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Dec 30, 2019 accepted 9:38 AM ET | RNTXRein Therapeutics, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Dec 27, 2019 accepted 9:25 PM ET | CWCOConsolidated Water Co. Ltd. | 3.01Delisting notice | DocumentSEC ↗ |
Dec 26, 2019 accepted 4:09 PM ET | DAREDare Bioscience, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Dec 26, 2019 accepted 4:00 PM ET | CNVSCineverse Corp. | 3.01Delisting notice8.01Other events | DocumentSEC ↗ |
Dec 23, 2019 accepted 9:31 PM ET | ZVRAZEVRA THERAPEUTICS, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Dec 23, 2019 accepted 9:05 PM ET | RICKRCI HOSPITALITY HOLDINGS, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Dec 20, 2019 accepted 9:45 PM ET | GBRNew Concept Energy, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Dec 20, 2019 accepted 5:15 PM ET | FGPRFERRELLGAS PARTNERS L P | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
Dec 20, 2019 accepted 4:08 PM ET | CRVOCervoMed Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Dec 19, 2019 accepted 5:00 PM ET | BSINBIG SKY INDUSTRIAL INC. | 3.01Delisting notice | DocumentSEC ↗ |
Dec 19, 2019 accepted 9:07 AM ET | TRAWTraws Pharma, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Dec 17, 2019 accepted 12:14 PM ET | SNGXSOLIGENIX, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Dec 16, 2019 accepted 8:30 AM ET | COCPCocrystal Pharma, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Dec 16, 2019 accepted 8:30 AM ET | MVISMICROVISION, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Dec 13, 2019 accepted 10:05 PM ET | IBIOiBio, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Dec 13, 2019 accepted 4:20 PM ET | EXEEXPAND ENERGY Corp | 3.01Delisting notice | DocumentSEC ↗ |
Dec 11, 2019 accepted 3:15 PM ET | CRVOCervoMed Inc. | 3.01Delisting notice8.01Other events | DocumentSEC ↗ |
Dec 6, 2019 accepted 4:04 PM ET | TRAWTraws Pharma, Inc. | 3.01Delisting notice8.01Other events | DocumentSEC ↗ |
Dec 2, 2019 accepted 6:03 AM ET | LEDSSemiLEDs Corp | 3.01Delisting notice | DocumentSEC ↗ |
Nov 29, 2019 accepted 6:39 PM ET | VSATVIASAT INC | 3.01Delisting notice | DocumentSEC ↗ |
Nov 27, 2019 accepted 4:30 PM ET | TOVXTheriva Biologics, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Nov 26, 2019 accepted 8:00 AM ET | CLPTClearPoint Neuro, Inc. | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
Nov 26, 2019 accepted 10:37 PM ET | YHGJYUNHONG GREEN CTI LTD. | 3.01Delisting notice | DocumentSEC ↗ |
Nov 26, 2019 accepted 5:41 PM ET | TLFTANDY LEATHER FACTORY INC | 3.01Delisting notice | DocumentSEC ↗ |
Nov 22, 2019 accepted 4:19 PM ET | BAXBAXTER INTERNATIONAL INC | 3.01Delisting notice | DocumentSEC ↗ |
Nov 22, 2019 accepted 4:05 PM ET | DAREDare Bioscience, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Nov 21, 2019 accepted 10:15 PM ET | ZVRAZEVRA THERAPEUTICS, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Nov 21, 2019 accepted 9:04 PM ET | VXRTVaxart, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Nov 19, 2019 accepted 9:10 PM ET | IRTCiRhythm Holdings, Inc. | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
Nov 19, 2019 accepted 5:16 PM ET | TRAWTraws Pharma, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Nov 19, 2019 accepted 5:00 PM ET | MYSZMy Size, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Nov 15, 2019 accepted 4:07 PM ET | SVRASavara Inc | 3.01Delisting notice | DocumentSEC ↗ |
Nov 14, 2019 accepted 9:51 PM ET | TNXPTonix Pharmaceuticals Holding Corp. | 3.01Delisting notice | DocumentSEC ↗ |
Nov 13, 2019 accepted 4:15 PM ET | REEDREED'S, INC. | 2.02Earnings release3.01Delisting notice | DocumentSEC ↗ |
Nov 12, 2019 accepted 3:05 PM ET | USAUU.S. GOLD CORP. | 3.01Delisting notice7.01Reg FD disclosure8.01Other events | DocumentSEC ↗ |
Nov 12, 2019 accepted 6:06 AM ET | AYTUAYTU BIOPHARMA, INC | 3.01Delisting notice8.01Other events | DocumentSEC ↗ |
Nov 8, 2019 accepted 10:26 PM ET | QCLSQ/C TECHNOLOGIES, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Nov 8, 2019 accepted 5:04 PM ET | CETXCEMTREX INC | 3.01Delisting notice | DocumentSEC ↗ |
Nov 8, 2019 accepted 4:33 PM ET | FTFTFuture FinTech Group Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Nov 1, 2019 accepted 8:15 PM ET | GUREGULF RESOURCES, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Oct 31, 2019 accepted 4:14 PM ET | CFORCapForce Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Oct 28, 2019 accepted 12:48 PM ET | ONTOONTO INNOVATION INC. | 2.01Acquisition / disposition3.01Delisting notice3.03Holder rights modified5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year5.05Code of ethics7.01Reg FD disclosure | DocumentSEC ↗ |
Oct 23, 2019 accepted 9:09 AM ET | DLPNDolphin Entertainment, Inc. | 3.01Delisting notice | DocumentSEC ↗ |