1,403,404 filings since 2004 · latest accepted Nov 6, 2026, 3:53 PM ET
Priority items usually mark a change in credit, accounting integrity, control or listing status: 1.02 Agreement terminated, 1.03 Bankruptcy, 1.05 Cybersecurity incident, 2.04 Debt acceleration, 2.05 Restructuring costs, 2.06 Impairment, 3.01 Delisting notice, 4.01 Auditor change, 4.02 Non-reliance (restatement), 5.01 Change in control.
| Filed | Company | Items | Filing |
|---|---|---|---|
Dec 5, 2019 accepted 4:22 PM ET | STLYHG Holdings, Inc. | 1.01Material agreement3.03Holder rights modified | DocumentSEC ↗ |
Dec 4, 2019 accepted 10:48 AM ET | PTIXProtagenic Therapeutics, Inc.\new | Material agreement |
Source: SEC EDGAR. Same-day filings appear within minutes and are re-checked against SEC's nightly index. Tickers are current listings, so a company's older filings show its ticker today.
| DocumentSEC ↗ |
Dec 4, 2019 accepted 7:53 PM ET | BYDBOYD GAMING CORP | 1.01Material agreement2.03New debt obligation3.03Holder rights modified | DocumentSEC ↗ |
Dec 3, 2019 accepted 2:11 PM ET | BTCSBTCS Inc. | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Nov 26, 2019 accepted 10:13 PM ET | NOGNORTHERN OIL & GAS, INC. | 1.01Material agreement2.03New debt obligation3.02Unregistered equity sale3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Nov 25, 2019 accepted 4:56 PM ET | MSMORGAN STANLEY | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Nov 25, 2019 accepted 6:30 AM ET | XXII22nd Century Group, Inc. | 1.01Material agreement3.03Holder rights modified | DocumentSEC ↗ |
Nov 22, 2019 accepted 7:00 AM ET | MEDMEDIFAST INC | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Nov 21, 2019 accepted 5:22 PM ET | EQHEquitable Holdings, Inc. | 3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Nov 21, 2019 accepted 4:44 PM ET | ANG-PDAmerican National Group Inc. | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Nov 21, 2019 accepted 4:22 PM ET | PTIXProtagenic Therapeutics, Inc.\new | 1.01Material agreement2.03New debt obligation3.02Unregistered equity sale3.03Holder rights modified | DocumentSEC ↗ |
Nov 21, 2019 accepted 6:00 AM ET | TOONKartoon Studios, Inc. | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Nov 20, 2019 accepted 9:06 PM ET | CODICompass Diversified Holdings | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Nov 19, 2019 accepted 12:47 PM ET | ACTGACACIA RESEARCH CORP | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year | DocumentSEC ↗ |
Nov 18, 2019 accepted 7:05 AM ET | MYSZMy Size, Inc. | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Nov 15, 2019 accepted 4:17 PM ET | GSGOLDMAN SACHS GROUP INC | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Nov 13, 2019 accepted 5:15 PM ET | SWKSTANLEY BLACK & DECKER, INC. | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Nov 8, 2019 accepted 9:16 PM ET | ALLALLSTATE CORP | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Nov 7, 2019 accepted 9:14 PM ET | JPMJPMORGAN CHASE & CO | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Nov 6, 2019 accepted 5:25 PM ET | PSAPublic Storage | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Nov 6, 2019 accepted 5:00 PM ET | SLSSELLAS Life Sciences Group, Inc. | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Nov 5, 2019 accepted 4:55 PM ET | NTRSNORTHERN TRUST CORP | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Nov 1, 2019 accepted 12:52 PM ET | SFNCSIMMONS FIRST NATIONAL CORP | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Oct 31, 2019 accepted 5:11 PM ET | TNXPTonix Pharmaceuticals Holding Corp. | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Oct 31, 2019 accepted 4:51 PM ET | PTGXProtagonist Therapeutics, Inc | 1.01Material agreement2.03New debt obligation3.03Holder rights modified | DocumentSEC ↗ |
Oct 29, 2019 accepted 7:50 PM ET | BKDBrookdale Senior Living Inc. | 3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year5.07Shareholder vote | DocumentSEC ↗ |
Oct 29, 2019 accepted 8:30 AM ET | VGTKViking Global Technologies, Inc. | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Oct 28, 2019 accepted 4:43 PM ET | CFGCITIZENS FINANCIAL GROUP INC/RI | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Oct 28, 2019 accepted 12:48 PM ET | ONTOONTO INNOVATION INC. | 2.01Acquisition / disposition3.01Delisting notice3.03Holder rights modified5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year5.05Code of ethics7.01Reg FD disclosure | DocumentSEC ↗ |
Oct 24, 2019 accepted 6:17 AM ET | PZZAPAPA JOHNS INTERNATIONAL INC | 1.01Material agreement3.03Holder rights modified | DocumentSEC ↗ |
Oct 22, 2019 accepted 8:50 PM ET | UMHUMH PROPERTIES, INC. | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Oct 22, 2019 accepted 4:01 PM ET | EFCEllington Financial Inc. | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Oct 22, 2019 accepted 12:16 PM ET | CYDYCytoDyn Inc. | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Oct 21, 2019 accepted 10:00 AM ET | CEPLCapstone Energy Plus, Inc. | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Oct 17, 2019 accepted 4:20 PM ET | IDXGINTERPACE BIOSCIENCES, INC. | 3.01Delisting notice3.02Unregistered equity sale3.03Holder rights modified5.02Officer / director change7.01Reg FD disclosure | DocumentSEC ↗ |
Oct 15, 2019 accepted 4:38 PM ET | ADAMADAMAS TRUST, INC. | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Oct 10, 2019 accepted 4:16 PM ET | DLRDIGITAL REALTY TRUST, INC. | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Oct 7, 2019 accepted 4:09 PM ET | TWAVTaoWeave, Inc. | 1.01Material agreement2.01Acquisition / disposition2.03New debt obligation3.02Unregistered equity sale3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year | DocumentSEC ↗ |
Oct 4, 2019 accepted 5:02 PM ET | OAK-PABrookfield Oaktree Holdings, LLC | 1.01Material agreement2.01Acquisition / disposition3.01Delisting notice3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year7.01Reg FD disclosure | DocumentSEC ↗ |
Oct 2, 2019 accepted 4:40 PM ET | STRLSTERLING INFRASTRUCTURE, INC. | 1.01Material agreement1.02Agreement terminated2.01Acquisition / disposition2.03New debt obligation3.02Unregistered equity sale3.03Holder rights modified8.01Other events | DocumentSEC ↗ |
Oct 2, 2019 accepted 7:05 AM ET | RIGLRIGEL PHARMACEUTICALS INC | 1.01Material agreement2.03New debt obligation3.03Holder rights modified | DocumentSEC ↗ |
Oct 1, 2019 accepted 8:05 PM ET | OCGNOcugen, Inc. | 1.01Material agreement2.01Acquisition / disposition3.03Holder rights modified5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Sep 27, 2019 accepted 4:48 PM ET | GOODGLADSTONE COMMERCIAL CORP | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Sep 24, 2019 accepted 9:19 PM ET | PLABPHOTRONICS INC | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Sep 23, 2019 accepted 7:00 PM ET | SQFTPresidio Property Trust, Inc. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation3.03Holder rights modified | DocumentSEC ↗ |
Sep 18, 2019 accepted 4:05 PM ET | TOONKartoon Studios, Inc. | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified | DocumentSEC ↗ |
Sep 17, 2019 accepted 4:36 PM ET | BFSSAUL CENTERS, INC. | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Sep 17, 2019 accepted 4:23 PM ET | BACBANK OF AMERICA CORP /DE/ | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Sep 16, 2019 accepted 9:00 AM ET | PPIHPerma-Pipe International Holdings, Inc. | 1.02Agreement terminated3.03Holder rights modified | DocumentSEC ↗ |
Sep 13, 2019 accepted 8:16 PM ET | DSNYDESTINY MEDIA TECHNOLOGIES INC | 3.03Holder rights modified5.03Bylaws / fiscal year7.01Reg FD disclosure8.01Other events | DocumentSEC ↗ |