

1,403,529 filings since 2004 · latest accepted Nov 6, 2026, 5:30 PM ET
Priority items usually mark a change in credit, accounting integrity, control or listing status: 1.02 Agreement terminated, 1.03 Bankruptcy, 1.05 Cybersecurity incident, 2.04 Debt acceleration, 2.05 Restructuring costs, 2.06 Impairment, 3.01 Delisting notice, 4.01 Auditor change, 4.02 Non-reliance (restatement), 5.01 Change in control.
| Filed | Company | Items | Filing |
|---|---|---|---|
Oct 4, 2017 accepted 12:04 PM ET | SCORCOMSCORE, INC. | 1.01Material agreement1.02Agreement terminated3.03Holder rights modified4.01Auditor change5.02Officer / director change5.03Bylaws / fiscal yearOther events |
Source: SEC EDGAR. Same-day filings appear within minutes and are re-checked against SEC's nightly index. Tickers are current listings, so a company's older filings show its ticker today.
| DocumentSEC ↗ |
Oct 4, 2017 accepted 8:46 AM ET | KFFBKentucky First Federal Bancorp | 4.01Auditor change | DocumentSEC ↗ |
Oct 3, 2017 accepted 5:01 PM ET | ALTXALTEX INDUSTRIES INC | 4.01Auditor change | DocumentSEC ↗ |
Sep 29, 2017 accepted 9:27 PM ET | SURGSurgePays, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Sep 28, 2017 accepted 9:00 PM ET | AURXNuo Therapeutics, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Sep 28, 2017 accepted 8:01 PM ET | GCBCGREENE COUNTY BANCORP INC | 8-K/A 4.01Auditor change | DocumentSEC ↗ |
Sep 28, 2017 accepted 5:17 PM ET | PZZAPAPA JOHNS INTERNATIONAL INC | 4.01Auditor change | DocumentSEC ↗ |
Sep 25, 2017 accepted 4:17 PM ET | SHBISHORE BANCSHARES INC | 4.01Auditor change | DocumentSEC ↗ |
Sep 22, 2017 accepted 5:00 PM ET | SINTSintx Technologies, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Sep 21, 2017 accepted 4:45 PM ET | IMNNImunon, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Sep 15, 2017 accepted 3:44 PM ET | DAKTDAKTRONICS INC /SD/ | 4.01Auditor change | DocumentSEC ↗ |
Sep 14, 2017 accepted 4:30 PM ET | GSITGSI TECHNOLOGY INC | 4.01Auditor change | DocumentSEC ↗ |
Sep 8, 2017 accepted 1:35 PM ET | CIACITIZENS, INC. | 4.01Auditor change | DocumentSEC ↗ |
Sep 5, 2017 accepted 9:00 AM ET | ATECAlphatec Holdings, Inc. | 4.01Auditor change8.01Other events | DocumentSEC ↗ |
Aug 17, 2017 accepted 4:22 PM ET | ENRTEnertopia Corp. | 4.01Auditor change7.01Reg FD disclosure | DocumentSEC ↗ |
Aug 17, 2017 accepted 5:59 PM ET | SBIWESTERN ASSET INTERMEDIATE MUNI FUND INC. | 4.01Auditor change | DocumentSEC ↗ |
Aug 17, 2017 accepted 5:53 PM ET | MMUWESTERN ASSET MANAGED MUNICIPALS FUND INC. | 4.01Auditor change | DocumentSEC ↗ |
Aug 17, 2017 accepted 5:53 PM ET | MHFWESTERN ASSET MUNICIPAL HIGH INCOME FUND INC. | 4.01Auditor change | DocumentSEC ↗ |
Aug 17, 2017 accepted 5:52 PM ET | HIXWESTERN ASSET HIGH INCOME FUND II INC. | 4.01Auditor change | DocumentSEC ↗ |
Aug 17, 2017 accepted 5:49 PM ET | EMDWESTERN ASSET EMERGING MARKETS DEBT FUND INC. | 4.01Auditor change | DocumentSEC ↗ |
Aug 17, 2017 accepted 5:47 PM ET | SCDLMP CAPITAL & INCOME FUND INC. | 4.01Auditor change | DocumentSEC ↗ |
Aug 17, 2017 accepted 5:46 PM ET | EHIWESTERN ASSET GLOBAL HIGH INCOME FUND INC. | 4.01Auditor change | DocumentSEC ↗ |
Aug 17, 2017 accepted 5:45 PM ET | HIOWESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. | 4.01Auditor change | DocumentSEC ↗ |
Aug 16, 2017 accepted 2:50 PM ET | FCCNSPECTRAL CAPITAL Corp | 4.01Auditor change | DocumentSEC ↗ |
Aug 16, 2017 accepted 11:49 AM ET | IEHCIEH Corp | 4.01Auditor change | DocumentSEC ↗ |
Aug 14, 2017 accepted 9:00 AM ET | CAPSCapstone Holding Corp. | 4.01Auditor change | DocumentSEC ↗ |
Aug 14, 2017 accepted 7:43 AM ET | ITOXIIOT-OXYS, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Aug 10, 2017 accepted 4:33 PM ET | MDXGMIMEDX GROUP, INC. | 4.01Auditor change | DocumentSEC ↗ |
Aug 9, 2017 accepted 4:15 PM ET | BBTBeacon Financial Corp | 4.01Auditor change | DocumentSEC ↗ |
Aug 9, 2017 accepted 12:16 PM ET | IFNABERDEEN INDIA FUND, INC. | 4.01Auditor change | DocumentSEC ↗ |
Aug 8, 2017 accepted 5:28 PM ET | NCPLNetcapital Inc. | 4.01Auditor change | DocumentSEC ↗ |
Aug 7, 2017 accepted 5:14 PM ET | SRRESUNRISE REAL ESTATE GROUP INC | 4.01Auditor change | DocumentSEC ↗ |
Aug 4, 2017 accepted 4:34 PM ET | FNFFidelity National Financial, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Aug 4, 2017 accepted 8:30 AM ET | PZZAPAPA JOHNS INTERNATIONAL INC | 4.01Auditor change | DocumentSEC ↗ |
Aug 3, 2017 accepted 5:03 PM ET | MODDModular Medical, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Aug 2, 2017 accepted 8:54 PM ET | ACHVACHIEVE LIFE SCIENCES, INC. | 2.01Acquisition / disposition3.03Holder rights modified4.01Auditor change5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year5.07Shareholder vote | DocumentSEC ↗ |
Jul 28, 2017 accepted 11:27 AM ET | ANDEAndersons, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Jul 27, 2017 accepted 9:54 AM ET | CDIXCardiff Lexington Corp | 1.02Agreement terminated4.01Auditor change4.02Non-reliance (restatement)5.03Bylaws / fiscal year | DocumentSEC ↗ |
Jul 26, 2017 accepted 11:08 AM ET | RMSLRemSleep Holdings Inc. | 4.01Auditor change | DocumentSEC ↗ |
Jul 21, 2017 accepted 5:01 PM ET | DAREDare Bioscience, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Jul 19, 2017 accepted 6:10 PM ET | MXCMEXCO ENERGY CORP | 4.01Auditor change | DocumentSEC ↗ |
Jul 18, 2017 accepted 3:59 PM ET | HYORHyOrc Corp | 4.01Auditor change | DocumentSEC ↗ |
Jul 14, 2017 accepted 8:10 PM ET | RICKRCI HOSPITALITY HOLDINGS, INC. | 4.01Auditor change | DocumentSEC ↗ |
Jul 12, 2017 accepted 12:58 PM ET | CLUSCluster Group Holdings Ltd Co | 4.01Auditor change | DocumentSEC ↗ |
Jul 6, 2017 accepted 7:00 PM ET | CUENCuentas Inc. | 4.01Auditor change | DocumentSEC ↗ |
Jul 5, 2017 accepted 1:31 PM ET | CLUSCluster Group Holdings Ltd Co | 4.01Auditor change | DocumentSEC ↗ |
Jun 30, 2017 accepted 8:50 PM ET | CIACITIZENS, INC. | 4.01Auditor change | DocumentSEC ↗ |
Jun 30, 2017 accepted 8:28 PM ET | SURGSurgePays, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Jun 30, 2017 accepted 4:06 PM ET | MYRGMYR GROUP INC. | 4.01Auditor change | DocumentSEC ↗ |
Jun 29, 2017 accepted 4:30 PM ET | NTWKNETSOL TECHNOLOGIES INC | 4.01Auditor change | DocumentSEC ↗ |