

1,402,507 filings since 2004 · latest accepted Nov 4, 2026, 5:30 PM ET
Priority items usually mark a change in credit, accounting integrity, control or listing status: 1.02 Agreement terminated, 1.03 Bankruptcy, 1.05 Cybersecurity incident, 2.04 Debt acceleration, 2.05 Restructuring costs, 2.06 Impairment, 3.01 Delisting notice, 4.01 Auditor change, 4.02 Non-reliance (restatement), 5.01 Change in control.
| Filed | Company | Items | Filing |
|---|---|---|---|
Apr 16, 2020 accepted 5:25 PM ET | KKRKKR & Co. Inc. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation8.01Other events | DocumentSEC ↗ |
Apr 15, 2020 accepted 8:24 PM ET |
Source: SEC EDGAR. Same-day filings appear within minutes and are re-checked against SEC's nightly index. Tickers are current listings, so a company's older filings show its ticker today.
1.02Agreement terminated7.01Reg FD disclosure |
| DocumentSEC ↗ |
Apr 15, 2020 accepted 8:17 PM ET | KDPKeurig Dr Pepper Inc. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Apr 15, 2020 accepted 2:42 PM ET | GEDCTerraVolt Holdings, Inc. | 1.02Agreement terminated | DocumentSEC ↗ |
Apr 14, 2020 accepted 7:31 AM ET | LITSLite Strategy, Inc. | 1.01Material agreement1.02Agreement terminated8.01Other events | DocumentSEC ↗ |
Apr 13, 2020 accepted 4:57 PM ET | RRGBRED ROBIN GOURMET BURGERS INC | 1.01Material agreement1.02Agreement terminated3.03Holder rights modified8.01Other events | DocumentSEC ↗ |
Apr 13, 2020 accepted 4:54 PM ET | WPCW. P. Carey Inc. | 1.02Agreement terminated | DocumentSEC ↗ |
Apr 13, 2020 accepted 6:03 AM ET | TMUST-Mobile US, Inc. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Apr 9, 2020 accepted 6:15 AM ET | IRDOpus Genetics, Inc. | 1.02Agreement terminated | DocumentSEC ↗ |
Apr 8, 2020 accepted 4:01 PM ET | BFHBREAD FINANCIAL HOLDINGS, INC. | 1.01Material agreement1.02Agreement terminated | DocumentSEC ↗ |
Apr 8, 2020 accepted 5:37 PM ET | EPCEDGEWELL PERSONAL CARE Co | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Apr 6, 2020 accepted 8:28 PM ET | WWDWoodward, Inc. | 1.01Material agreement1.02Agreement terminated3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year7.01Reg FD disclosure | DocumentSEC ↗ |
Apr 6, 2020 accepted 4:26 PM ET | HXLHEXCEL CORP /DE/ | 1.01Material agreement1.02Agreement terminated3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Apr 3, 2020 accepted 4:46 PM ET | LEGHLegacy Housing Corp | 1.01Material agreement1.02Agreement terminated | DocumentSEC ↗ |
Apr 2, 2020 accepted 6:04 AM ET | COOCOOPER COMPANIES, INC. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation7.01Reg FD disclosure | DocumentSEC ↗ |
Apr 1, 2020 accepted 4:30 PM ET | NINISOURCE INC. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Apr 1, 2020 accepted 9:23 AM ET | TMUST-Mobile US, Inc. | 1.01Material agreement1.02Agreement terminated2.01Acquisition / disposition2.03New debt obligation3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year7.01Reg FD disclosure | DocumentSEC ↗ |
Mar 31, 2020 accepted 8:30 PM ET | STZCONSTELLATION BRANDS, INC. | 1.01Material agreement1.02Agreement terminated | DocumentSEC ↗ |
Mar 31, 2020 accepted 4:50 PM ET | RLIRLI CORP | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Mar 30, 2020 accepted 8:59 PM ET | NSCNORFOLK SOUTHERN CORP | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Mar 30, 2020 accepted 8:34 AM ET | USOUnited States Oil Fund, LP | 1.01Material agreement1.02Agreement terminated | DocumentSEC ↗ |
Mar 30, 2020 accepted 8:33 AM ET | USLUnited States 12 Month Oil Fund, LP | 1.01Material agreement1.02Agreement terminated | DocumentSEC ↗ |
Mar 30, 2020 accepted 8:32 AM ET | UNLUnited States 12 Month Natural Gas Fund, LP | 1.01Material agreement1.02Agreement terminated | DocumentSEC ↗ |
Mar 30, 2020 accepted 8:32 AM ET | UNGUnited States Natural Gas Fund, LP | 1.01Material agreement1.02Agreement terminated | DocumentSEC ↗ |
Mar 30, 2020 accepted 8:32 AM ET | UGAUnited States Gasoline Fund, LP | 1.01Material agreement1.02Agreement terminated | DocumentSEC ↗ |
Mar 26, 2020 accepted 4:30 PM ET | TELTE Connectivity plc | 1.02Agreement terminated8.01Other events | DocumentSEC ↗ |
Mar 26, 2020 accepted 4:15 PM ET | HNNAHENNESSY ADVISORS INC | 1.02Agreement terminated | DocumentSEC ↗ |
Mar 26, 2020 accepted 8:11 AM ET | ASTCASTROTECH Corp | 1.01Material agreement1.02Agreement terminated3.02Unregistered equity sale8.01Other events | DocumentSEC ↗ |
Mar 25, 2020 accepted 8:26 AM ET | OXSQOxford Square Capital Corp. | 1.02Agreement terminated | DocumentSEC ↗ |
Mar 25, 2020 accepted 5:34 PM ET | ABGASBURY AUTOMOTIVE GROUP INC | 1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Mar 23, 2020 accepted 5:00 PM ET | KKRKKR & Co. Inc. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Mar 20, 2020 accepted 12:45 PM ET | MZTIMARZETTI CO | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Mar 20, 2020 accepted 10:55 AM ET | UISUNISYS CORP | 1.02Agreement terminated | DocumentSEC ↗ |
Mar 20, 2020 accepted 6:53 PM ET | LEELEE ENTERPRISES, Inc | 1.01Material agreement1.02Agreement terminated2.01Acquisition / disposition7.01Reg FD disclosure | DocumentSEC ↗ |
Mar 19, 2020 accepted 6:28 PM ET | SNDASONIDA SENIOR LIVING, INC. | 1.01Material agreement1.02Agreement terminated | DocumentSEC ↗ |
Mar 17, 2020 accepted 4:32 PM ET | FDXFEDEX CORP | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Mar 16, 2020 accepted 8:07 PM ET | FOXFFOX FACTORY HOLDING CORP | 1.01Material agreement1.02Agreement terminated2.01Acquisition / disposition2.03New debt obligation | DocumentSEC ↗ |
Mar 16, 2020 accepted 1:07 PM ET | SPGSIMON PROPERTY GROUP INC. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Mar 16, 2020 accepted 12:33 PM ET | TACTTRANSACT TECHNOLOGIES INC | 1.01Material agreement1.02Agreement terminated2.03New debt obligation7.01Reg FD disclosure | DocumentSEC ↗ |
Mar 16, 2020 accepted 11:20 AM ET | SNDASONIDA SENIOR LIVING, INC. | 1.01Material agreement1.02Agreement terminated7.01Reg FD disclosure | DocumentSEC ↗ |
Mar 13, 2020 accepted 5:13 PM ET | MITIMitesco, Inc. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation3.02Unregistered equity sale5.02Officer / director change5.03Bylaws / fiscal year7.01Reg FD disclosure8.01Other events | DocumentSEC ↗ |
Mar 13, 2020 accepted 4:44 PM ET | COCPCocrystal Pharma, Inc. | 1.01Material agreement1.02Agreement terminated5.02Officer / director change7.01Reg FD disclosure8.01Other events | DocumentSEC ↗ |
Mar 12, 2020 accepted 9:25 PM ET | MUMICRON TECHNOLOGY INC | 1.02Agreement terminated | DocumentSEC ↗ |
Mar 11, 2020 accepted 8:54 PM ET | EBAYEBAY INC | 1.01Material agreement1.02Agreement terminated8.01Other events | DocumentSEC ↗ |
Mar 11, 2020 accepted 5:08 PM ET | NEUNEWMARKET CORP | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Mar 10, 2020 accepted 4:35 PM ET | SIGASIGA TECHNOLOGIES INC | 1.02Agreement terminated | DocumentSEC ↗ |
Mar 10, 2020 accepted 9:26 AM ET | BCRXBIOCRYST PHARMACEUTICALS INC | 1.02Agreement terminated | DocumentSEC ↗ |
Mar 9, 2020 accepted 8:00 AM ET | IMNNImunon, Inc. | 1.02Agreement terminated | DocumentSEC ↗ |
Mar 6, 2020 accepted 9:12 PM ET | ARRArmour Residential REIT, Inc. | 1.02Agreement terminated | DocumentSEC ↗ |
Mar 6, 2020 accepted 11:22 AM ET | TDSTELEPHONE & DATA SYSTEMS INC /DE/ | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |