

1,403,529 filings since 2004 · latest accepted Nov 6, 2026, 5:30 PM ET
Priority items usually mark a change in credit, accounting integrity, control or listing status: 1.02 Agreement terminated, 1.03 Bankruptcy, 1.05 Cybersecurity incident, 2.04 Debt acceleration, 2.05 Restructuring costs, 2.06 Impairment, 3.01 Delisting notice, 4.01 Auditor change, 4.02 Non-reliance (restatement), 5.01 Change in control.
| Filed | Company | Items | Filing |
|---|---|---|---|
Mar 14, 2018 accepted 4:02 PM ET | HOVHOVNANIAN ENTERPRISES INC | 3.03Holder rights modified5.03Bylaws / fiscal year5.07Shareholder vote | DocumentSEC ↗ |
Mar 13, 2018 accepted 9:19 PM ET | LFVNLifevantage Corp |
Source: SEC EDGAR. Same-day filings appear within minutes and are re-checked against SEC's nightly index. Tickers are current listings, so a company's older filings show its ticker today.
3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year |
| DocumentSEC ↗ |
Mar 13, 2018 accepted 8:35 PM ET | CODICompass Diversified Holdings | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Mar 13, 2018 accepted 4:15 PM ET | AIFCAI Financial Corp | 3.03Holder rights modified | DocumentSEC ↗ |
Mar 12, 2018 accepted 8:30 PM ET | AIZASSURANT, INC. | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Mar 12, 2018 accepted 5:25 PM ET | SLSSELLAS Life Sciences Group, Inc. | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified4.01Auditor change5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Mar 12, 2018 accepted 12:59 PM ET | AATCAUTOSCOPE TECHNOLOGIES CORP | 1.01Material agreement3.03Holder rights modified8.01Other events | DocumentSEC ↗ |
Mar 9, 2018 accepted 1:05 PM ET | FABCFabric.AI, Inc. | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.03Bylaws / fiscal year7.01Reg FD disclosure | DocumentSEC ↗ |
Mar 6, 2018 accepted 4:33 PM ET | HBANHUNTINGTON BANCSHARES INC /MD/ | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Mar 6, 2018 accepted 9:00 AM ET | GOVXGeoVax Labs, Inc. | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified | DocumentSEC ↗ |
Mar 5, 2018 accepted 9:31 PM ET | GYREGYRE THERAPEUTICS, INC. | 3.03Holder rights modified8.01Other events | DocumentSEC ↗ |
Mar 5, 2018 accepted 5:11 PM ET | THRMGentherm Inc | 1.01Material agreement1.02Agreement terminated3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Mar 5, 2018 accepted 4:42 PM ET | THCTENET HEALTHCARE CORP | 1.01Material agreement1.02Agreement terminated3.03Holder rights modified5.03Bylaws / fiscal year7.01Reg FD disclosure | DocumentSEC ↗ |
Mar 2, 2018 accepted 10:20 PM ET | WDCWESTERN DIGITAL CORP | 1.02Agreement terminated3.03Holder rights modified7.01Reg FD disclosure | DocumentSEC ↗ |
Mar 1, 2018 accepted 5:20 PM ET | NSPRInspireMD, Inc. | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Feb 28, 2018 accepted 5:01 PM ET | UPBDUPBOUND GROUP, INC. | 1.01Material agreement1.02Agreement terminated3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Feb 27, 2018 accepted 12:06 PM ET | ASTCASTROTECH Corp | 3.03Holder rights modified | DocumentSEC ↗ |
Feb 26, 2018 accepted 11:56 AM ET | SPBSpectrum Brands Holdings, Inc. | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year7.01Reg FD disclosure | DocumentSEC ↗ |
Feb 23, 2018 accepted 9:15 PM ET | CVMCEL SCI CORP | 3.03Holder rights modified | DocumentSEC ↗ |
Feb 22, 2018 accepted 4:06 PM ET | TMUST-Mobile US, Inc. | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Feb 22, 2018 accepted 1:03 PM ET | DRIDARDEN RESTAURANTS INC | 3.03Holder rights modified8.01Other events | DocumentSEC ↗ |
Feb 21, 2018 accepted 9:15 PM ET | AUSIAURA SYSTEMS INC | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Feb 21, 2018 accepted 11:05 AM ET | PRPHProPhase Labs, Inc. | 1.01Material agreement1.02Agreement terminated3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Feb 20, 2018 accepted 6:33 AM ET | SFESSAFEGUARD SCIENTIFICS INC | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Feb 15, 2018 accepted 4:37 PM ET | MHOM/I HOMES, INC. | 3.03Holder rights modified | DocumentSEC ↗ |
Feb 13, 2018 accepted 8:46 PM ET | WDCWESTERN DIGITAL CORP | 1.01Material agreement2.03New debt obligation3.03Holder rights modified7.01Reg FD disclosure | DocumentSEC ↗ |
Feb 12, 2018 accepted 4:15 PM ET | CDNSCADENCE DESIGN SYSTEMS INC | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Feb 9, 2018 accepted 8:00 AM ET | PRPOPrecipio, Inc. | 1.01Material agreement2.02Earnings release3.03Holder rights modified | DocumentSEC ↗ |
Feb 8, 2018 accepted 8:52 AM ET | TRAWTraws Pharma, Inc. | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Feb 7, 2018 accepted 5:30 PM ET | NSPRInspireMD, Inc. | 3.03Holder rights modified5.03Bylaws / fiscal year5.07Shareholder vote8.01Other events | DocumentSEC ↗ |
Feb 5, 2018 accepted 9:05 PM ET | FABCFabric.AI, Inc. | 2.01Acquisition / disposition3.03Holder rights modified4.01Auditor change5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year5.05Code of ethics8.01Other events | DocumentSEC ↗ |
Feb 1, 2018 accepted 9:36 AM ET | LPTHLIGHTPATH TECHNOLOGIES INC | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Jan 30, 2018 accepted 4:38 PM ET | LTBRLIGHTBRIDGE Corp | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Jan 30, 2018 accepted 11:14 AM ET | TDGTransDigm Group INC | 3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year | DocumentSEC ↗ |
Jan 25, 2018 accepted 4:08 PM ET | TWAVTaoWeave, Inc. | 1.02Agreement terminated3.03Holder rights modified5.03Bylaws / fiscal year7.01Reg FD disclosure8.01Other events | DocumentSEC ↗ |
Jan 24, 2018 accepted 4:23 PM ET | COCPCocrystal Pharma, Inc. | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Jan 24, 2018 accepted 4:02 PM ET | BFSSAUL CENTERS, INC. | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Jan 23, 2018 accepted 5:05 PM ET | SDSANDRIDGE ENERGY INC | 1.01Material agreement3.03Holder rights modified7.01Reg FD disclosure | DocumentSEC ↗ |
Jan 22, 2018 accepted 2:24 PM ET | FEFIRSTENERGY CORP | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Jan 22, 2018 accepted 2:05 PM ET | INSGINSEEGO CORP. | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Jan 22, 2018 accepted 1:30 PM ET | UMHUMH PROPERTIES, INC. | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year7.01Reg FD disclosure | DocumentSEC ↗ |
Jan 19, 2018 accepted 5:16 PM ET | OGENORAGENICS INC | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Jan 18, 2018 accepted 9:40 PM ET | LNTALLIANT ENERGY CORP | 3.03Holder rights modified | DocumentSEC ↗ |
Jan 16, 2018 accepted 5:06 PM ET | CVMCEL SCI CORP | 3.03Holder rights modified | DocumentSEC ↗ |
Jan 16, 2018 accepted 7:41 AM ET | HOVHOVNANIAN ENTERPRISES INC | 1.01Material agreement3.03Holder rights modified8.01Other events | DocumentSEC ↗ |
Jan 16, 2018 accepted 6:09 AM ET | CARAVIS BUDGET GROUP, INC. | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Jan 12, 2018 accepted 4:31 PM ET | NLYANNALY CAPITAL MANAGEMENT INC | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Jan 12, 2018 accepted 4:02 PM ET | ACICAMERICAN COASTAL INSURANCE Corp | 1.01Material agreement1.02Agreement terminated3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Jan 12, 2018 accepted 3:38 PM ET | NFGNATIONAL FUEL GAS CO | 1.01Material agreement3.03Holder rights modified7.01Reg FD disclosure | DocumentSEC ↗ |
Jan 11, 2018 accepted 4:30 PM ET | HOVHOVNANIAN ENTERPRISES INC | 1.01Material agreement3.03Holder rights modified | DocumentSEC ↗ |