

1,402,507 filings since 2004 · latest accepted Nov 4, 2026, 5:30 PM ET
Priority items usually mark a change in credit, accounting integrity, control or listing status: 1.02 Agreement terminated, 1.03 Bankruptcy, 1.05 Cybersecurity incident, 2.04 Debt acceleration, 2.05 Restructuring costs, 2.06 Impairment, 3.01 Delisting notice, 4.01 Auditor change, 4.02 Non-reliance (restatement), 5.01 Change in control.
| Filed | Company | Items | Filing |
|---|---|---|---|
May 15, 2019 accepted 4:28 PM ET | PLXSPLEXUS CORP | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
May 13, 2019 accepted 4:16 PM ET | AAOIAPPLIED OPTOELECTRONICS, INC. |
Source: SEC EDGAR. Same-day filings appear within minutes and are re-checked against SEC's nightly index. Tickers are current listings, so a company's older filings show its ticker today.
1.01Material agreement1.02Agreement terminated2.03New debt obligation |
| DocumentSEC ↗ |
May 13, 2019 accepted 1:43 PM ET | OCGNOcugen, Inc. | 8-K/A 1.01Material agreement1.02Agreement terminated | DocumentSEC ↗ |
May 13, 2019 accepted 11:41 AM ET | OCGNOcugen, Inc. | 1.01Material agreement1.02Agreement terminated | DocumentSEC ↗ |
May 10, 2019 accepted 4:10 PM ET | CVXCHEVRON CORP | 1.02Agreement terminated | DocumentSEC ↗ |
May 9, 2019 accepted 4:35 PM ET | PNWPINNACLE WEST CAPITAL CORP | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
May 7, 2019 accepted 8:15 PM ET | ORRFORRSTOWN FINANCIAL SERVICES INC | 1.02Agreement terminated5.02Officer / director change | DocumentSEC ↗ |
May 6, 2019 accepted 8:30 PM ET | OCGNOcugen, Inc. | 1.02Agreement terminated | DocumentSEC ↗ |
May 6, 2019 accepted 4:48 PM ET | ADAMADAMAS TRUST, INC. | 1.02Agreement terminated2.02Earnings release7.01Reg FD disclosure | DocumentSEC ↗ |
May 2, 2019 accepted 4:19 PM ET | EGHT8X8 INC /DE/ | 1.01Material agreement1.02Agreement terminated | DocumentSEC ↗ |
May 1, 2019 accepted 5:13 PM ET | PRGSPROGRESS SOFTWARE CORP /MA | 1.01Material agreement1.02Agreement terminated2.01Acquisition / disposition2.03New debt obligation7.01Reg FD disclosure | DocumentSEC ↗ |
Apr 30, 2019 accepted 6:07 AM ET | CHUCCharlie's Holdings, Inc. | 1.01Material agreement1.02Agreement terminated2.01Acquisition / disposition3.02Unregistered equity sale3.03Holder rights modified5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year | DocumentSEC ↗ |
Apr 29, 2019 accepted 4:23 PM ET | TWAVTaoWeave, Inc. | 1.01Material agreement1.02Agreement terminated7.01Reg FD disclosure | DocumentSEC ↗ |
Apr 29, 2019 accepted 3:36 PM ET | GGGGRACO INC | 1.02Agreement terminated5.02Officer / director change5.07Shareholder vote | DocumentSEC ↗ |
Apr 25, 2019 accepted 4:33 PM ET | TXMDTherapeuticsMD, Inc. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation2.04Debt acceleration7.01Reg FD disclosure | DocumentSEC ↗ |
Apr 25, 2019 accepted 4:12 PM ET | AMCAMC ENTERTAINMENT HOLDINGS, INC. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Apr 24, 2019 accepted 4:34 PM ET | SMBKSMARTFINANCIAL INC. | 1.02Agreement terminated7.01Reg FD disclosure | DocumentSEC ↗ |
Apr 19, 2019 accepted 5:11 PM ET | PSAPublic Storage | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Apr 17, 2019 accepted 4:08 PM ET | TXMDTherapeuticsMD, Inc. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation2.04Debt acceleration7.01Reg FD disclosure | DocumentSEC ↗ |
Apr 17, 2019 accepted 2:30 PM ET | RAILFreightCar America, Inc. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Apr 16, 2019 accepted 9:27 PM ET | DTEDTE ENERGY CO | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Apr 16, 2019 accepted 9:22 PM ET | DTEDTE ENERGY CO | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Apr 16, 2019 accepted 9:00 PM ET | ORMPORAMED PHARMACEUTICALS INC. | 1.02Agreement terminated | DocumentSEC ↗ |
Apr 16, 2019 accepted 5:00 PM ET | BIOBIO-RAD LABORATORIES, INC. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Apr 15, 2019 accepted 4:12 PM ET | PARPAR TECHNOLOGY CORP | 1.01Material agreement1.02Agreement terminated2.03New debt obligation3.02Unregistered equity sale8.01Other events | DocumentSEC ↗ |
Apr 12, 2019 accepted 4:51 PM ET | MKLMARKEL GROUP INC. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Apr 12, 2019 accepted 9:26 AM ET | ENTGENTEGRIS INC | 1.02Agreement terminated8.01Other events | DocumentSEC ↗ |
Apr 11, 2019 accepted 3:24 PM ET | NMEXNORTHERN MINERALS & EXPLORATION LTD. | 1.02Agreement terminated3.02Unregistered equity sale | DocumentSEC ↗ |
Apr 10, 2019 accepted 4:06 PM ET | NEMNEWMONT Corp /DE/ | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Apr 9, 2019 accepted 8:43 PM ET | PEBOPEOPLES BANCORP INC | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Apr 5, 2019 accepted 4:05 PM ET | GMEGameStop Corp. | 1.02Agreement terminated | DocumentSEC ↗ |
Apr 4, 2019 accepted 6:07 PM ET | CWTCALIFORNIA WATER SERVICE GROUP | 1.01Material agreement1.02Agreement terminated2.03New debt obligation8.01Other events | DocumentSEC ↗ |
Apr 3, 2019 accepted 4:16 PM ET | CSXCSX CORP | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Apr 3, 2019 accepted 1:00 PM ET | PLUGPLUG POWER INC | 1.01Material agreement1.02Agreement terminated2.03New debt obligation7.01Reg FD disclosure | DocumentSEC ↗ |
Apr 3, 2019 accepted 1:02 AM ET | PARRPAR PACIFIC HOLDINGS, INC. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Apr 2, 2019 accepted 6:38 PM ET | CREGSmart Powerr Corp. | 1.01Material agreement1.02Agreement terminated | DocumentSEC ↗ |
Apr 2, 2019 accepted 8:30 AM ET | EPACENERPAC TOOL GROUP CORP | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Apr 2, 2019 accepted 5:55 PM ET | BCICBCP Investment Corp | 1.01Material agreement1.02Agreement terminated5.02Officer / director change5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Apr 1, 2019 accepted 5:28 PM ET | WSTWEST PHARMACEUTICAL SERVICES INC | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Apr 1, 2019 accepted 5:19 PM ET | JNJJOHNSON & JOHNSON | 1.02Agreement terminated8.01Other events | DocumentSEC ↗ |
Apr 1, 2019 accepted 4:52 PM ET | MRSHMARSH & MCLENNAN COMPANIES, INC. | 1.02Agreement terminated2.01Acquisition / disposition8.01Other events | DocumentSEC ↗ |
Apr 1, 2019 accepted 4:07 PM ET | CERSCERUS CORP | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Mar 29, 2019 accepted 4:30 PM ET | OSURORASURE TECHNOLOGIES INC | 1.02Agreement terminated | DocumentSEC ↗ |
Mar 29, 2019 accepted 4:03 PM ET | EQHEquitable Holdings, Inc. | 1.02Agreement terminated | DocumentSEC ↗ |
Mar 29, 2019 accepted 5:51 PM ET | MTWMANITOWOC CO INC | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Mar 27, 2019 accepted 9:00 PM ET | DSSDSS, INC. | 1.02Agreement terminated | DocumentSEC ↗ |
Mar 27, 2019 accepted 4:25 PM ET | FDXFEDEX CORP | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Mar 26, 2019 accepted 5:13 PM ET | COCPCocrystal Pharma, Inc. | 1.01Material agreement1.02Agreement terminated | DocumentSEC ↗ |
Mar 22, 2019 accepted 8:07 PM ET | FLNAFILANA THERAPEUTICS, INC. | 1.02Agreement terminated | DocumentSEC ↗ |
Mar 22, 2019 accepted 4:30 PM ET | BNGOBionano Genomics, Inc. | 1.02Agreement terminated | DocumentSEC ↗ |