

1,402,507 filings since 2004 · latest accepted Nov 4, 2026, 5:30 PM ET
Priority items usually mark a change in credit, accounting integrity, control or listing status: 1.02 Agreement terminated, 1.03 Bankruptcy, 1.05 Cybersecurity incident, 2.04 Debt acceleration, 2.05 Restructuring costs, 2.06 Impairment, 3.01 Delisting notice, 4.01 Auditor change, 4.02 Non-reliance (restatement), 5.01 Change in control.
| Filed | Company | Items | Filing |
|---|---|---|---|
Jan 5, 2024 accepted 5:29 PM ET | PAAIParadium.AI, Inc. | 2.04Debt acceleration5.02Officer / director change8.01Other events | DocumentSEC ↗ |
Jan 5, 2024 accepted 4:05 PM ET |
Source: SEC EDGAR. Same-day filings appear within minutes and are re-checked against SEC's nightly index. Tickers are current listings, so a company's older filings show its ticker today.
1.01Material agreement1.02Agreement terminated2.03New debt obligation |
| DocumentSEC ↗ |
Jan 5, 2024 accepted 2:29 PM ET | DTSTData Storage Corp | 3.01Delisting notice | DocumentSEC ↗ |
Jan 5, 2024 accepted 1:05 PM ET | BLGOBIOLARGO, INC. | 4.01Auditor change | DocumentSEC ↗ |
Jan 5, 2024 accepted 9:02 AM ET | VRTSVIRTUS INVESTMENT PARTNERS, INC. | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
Jan 5, 2024 accepted 1:55 AM ET | VGZVISTA GOLD CORP | 1.02Agreement terminated5.02Officer / director change | DocumentSEC ↗ |
Jan 4, 2024 accepted 9:30 PM ET | PMHSPolomar Health Services, Inc. | 5.01Change in control5.02Officer / director change | DocumentSEC ↗ |
Jan 4, 2024 accepted 4:10 PM ET | MSNEMERSON RADIO CORP | 4.01Auditor change | DocumentSEC ↗ |
Jan 4, 2024 accepted 4:00 PM ET | SGLYSingularity Future Technology Ltd. | 3.01Delisting notice | DocumentSEC ↗ |
Jan 3, 2024 accepted 9:21 PM ET | BRNBARNWELL INDUSTRIES INC | 1.02Agreement terminated | DocumentSEC ↗ |
Jan 3, 2024 accepted 5:25 PM ET | SLSSELLAS Life Sciences Group, Inc. | 1.02Agreement terminated | DocumentSEC ↗ |
Jan 3, 2024 accepted 5:00 PM ET | CETXCEMTREX INC | 3.01Delisting notice5.07Shareholder vote | DocumentSEC ↗ |
Jan 3, 2024 accepted 4:43 PM ET | LELANDS' END, INC. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Jan 3, 2024 accepted 8:00 AM ET | HROWHARROW, INC. | 1.02Agreement terminated5.02Officer / director change5.05Code of ethics8.01Other events | DocumentSEC ↗ |
Jan 2, 2024 accepted 4:47 PM ET | TOFBTOFUTTI BRANDS INC | 3.01Delisting notice | DocumentSEC ↗ |
Jan 2, 2024 accepted 4:05 PM ET | SMSISMITH MICRO SOFTWARE, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Jan 2, 2024 accepted 6:01 AM ET | TXNMTXNM ENERGY INC | 1.02Agreement terminated8.01Other events | DocumentSEC ↗ |
Dec 29, 2023 accepted 9:15 PM ET | UFCSUNITED FIRE GROUP INC | 1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Dec 29, 2023 accepted 9:00 PM ET | KWYKINGSWAY Corp | 1.02Agreement terminated | DocumentSEC ↗ |
Dec 29, 2023 accepted 4:55 PM ET | RGSREGIS CORP | 3.01Delisting notice | DocumentSEC ↗ |
Dec 29, 2023 accepted 4:30 PM ET | IMNNImunon, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Dec 27, 2023 accepted 5:16 PM ET | VANIVivani Medical, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Dec 27, 2023 accepted 2:35 PM ET | MDWKMDWerks, Inc. | 8-K/A 1.01Material agreement2.01Acquisition / disposition3.02Unregistered equity sale4.01Auditor change5.02Officer / director change5.06Shell status change8.01Other events | DocumentSEC ↗ |
Dec 27, 2023 accepted 2:19 PM ET | HWBKHAWTHORN BANCSHARES, INC. | 4.01Auditor change | DocumentSEC ↗ |
Dec 27, 2023 accepted 8:30 AM ET | CDXSCODEXIS, INC. | 1.01Material agreement1.02Agreement terminated | DocumentSEC ↗ |
Dec 26, 2023 accepted 5:00 PM ET | LITSLite Strategy, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Dec 26, 2023 accepted 4:25 PM ET | LXULSB INDUSTRIES, INC. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Dec 26, 2023 accepted 6:17 AM ET | HKHCHorizon Kinetics Holding Corp | 1.01Material agreement4.01Auditor change5.02Officer / director change7.01Reg FD disclosure | DocumentSEC ↗ |
Dec 22, 2023 accepted 9:06 PM ET | OESXORION ENERGY SYSTEMS, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Dec 22, 2023 accepted 4:58 PM ET | PFHOPACIFIC HEALTH CARE ORGANIZATION INC | 4.01Auditor change | DocumentSEC ↗ |
Dec 22, 2023 accepted 4:05 PM ET | SNGXSOLIGENIX, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Dec 22, 2023 accepted 7:46 AM ET | DHCDIVERSIFIED HEALTHCARE TRUST | 1.01Material agreement1.02Agreement terminated2.03New debt obligation8.01Other events | DocumentSEC ↗ |
Dec 21, 2023 accepted 5:00 PM ET | COCPCocrystal Pharma, Inc. | 1.02Agreement terminated | DocumentSEC ↗ |
Dec 21, 2023 accepted 4:30 PM ET | OLOXOLENOX INDUSTRIES INC. | 1.01Material agreement1.02Agreement terminated4.01Auditor change | DocumentSEC ↗ |
Dec 21, 2023 accepted 4:15 PM ET | NKENIKE, Inc. | 2.02Earnings release2.05Restructuring costs | DocumentSEC ↗ |
Dec 21, 2023 accepted 6:45 AM ET | XPOXPO, Inc. | 1.02Agreement terminated2.01Acquisition / disposition | DocumentSEC ↗ |
Dec 20, 2023 accepted 8:00 PM ET | FWDIForward Industries, Inc. | 8-K/A 2.05Restructuring costs | DocumentSEC ↗ |
Dec 20, 2023 accepted 4:56 PM ET | ACCOACCO BRANDS Corp | 2.05Restructuring costs | DocumentSEC ↗ |
Dec 20, 2023 accepted 4:47 PM ET | GEOGEO GROUP INC | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Dec 20, 2023 accepted 1:30 PM ET | SIEBSIEBERT FINANCIAL CORP | 1.01Material agreement1.02Agreement terminated3.03Holder rights modified8.01Other events | DocumentSEC ↗ |
Dec 20, 2023 accepted 8:30 AM ET | AEPAMERICAN ELECTRIC POWER CO INC | 2.06Impairment7.01Reg FD disclosure | DocumentSEC ↗ |
Dec 19, 2023 accepted 5:24 PM ET | NSTMNovelStem International Corp. | 4.01Auditor change | DocumentSEC ↗ |
Dec 19, 2023 accepted 5:05 PM ET | RRBIRED RIVER BANCSHARES INC | 4.01Auditor change | DocumentSEC ↗ |
Dec 19, 2023 accepted 3:16 PM ET | CUENCuentas Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Dec 19, 2023 accepted 12:31 PM ET | NGNENeurogene Inc. | 1.01Material agreement2.01Acquisition / disposition3.03Holder rights modified5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year5.05Code of ethics5.07Shareholder vote5.08Director nominations7.01Reg FD disclosure | DocumentSEC ↗ |
Dec 18, 2023 accepted 4:45 PM ET | PTNPALATIN TECHNOLOGIES INC | 3.01Delisting notice8.01Other events | DocumentSEC ↗ |
Dec 18, 2023 accepted 4:39 PM ET | SFESSAFEGUARD SCIENTIFICS INC | 1.01Material agreement3.01Delisting notice5.02Officer / director change5.07Shareholder vote7.01Reg FD disclosure8.01Other events | DocumentSEC ↗ |
Dec 18, 2023 accepted 4:38 PM ET | RMSLRemSleep Holdings Inc. | 1.01Material agreement1.02Agreement terminated3.02Unregistered equity sale | DocumentSEC ↗ |
Dec 18, 2023 accepted 4:30 PM ET | FMCFMC CORP | 2.05Restructuring costs2.06Impairment | DocumentSEC ↗ |
Dec 18, 2023 accepted 4:30 PM ET | ADMAADMA BIOLOGICS, INC. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation8.01Other events | DocumentSEC ↗ |