

1,403,529 filings since 2004 · latest accepted Nov 6, 2026, 5:30 PM ET
Priority items usually mark a change in credit, accounting integrity, control or listing status: 1.02 Agreement terminated, 1.03 Bankruptcy, 1.05 Cybersecurity incident, 2.04 Debt acceleration, 2.05 Restructuring costs, 2.06 Impairment, 3.01 Delisting notice, 4.01 Auditor change, 4.02 Non-reliance (restatement), 5.01 Change in control.
| Filed | Company | Items | Filing |
|---|---|---|---|
Sep 22, 2011 accepted 4:16 PM ET | BGMSBio Green Med Solution, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Sep 21, 2011 accepted 5:06 PM ET | OPHCOptimumBank Holdings, Inc. | 3.01Delisting notice |
Source: SEC EDGAR. Same-day filings appear within minutes and are re-checked against SEC's nightly index. Tickers are current listings, so a company's older filings show its ticker today.
Sep 20, 2011 accepted 8:15 PM ET | SLSNSOLESENCE, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Sep 20, 2011 accepted 9:59 PM ET | JSDAJONES SODA CO. | 3.01Delisting notice | DocumentSEC ↗ |
Sep 16, 2011 accepted 5:05 PM ET | ALTOAlto Ingredients, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Sep 16, 2011 accepted 4:05 PM ET | KUSTKUSTOM ENTERTAINMENT, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Sep 14, 2011 accepted 8:31 PM ET | OPKOPKO HEALTH, INC. | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
Sep 14, 2011 accepted 4:20 PM ET | GSATGlobalstar, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Sep 13, 2011 accepted 1:21 PM ET | NENNEW ENGLAND REALTY ASSOCIATES LIMITED PARTNERSHIP | 3.01Delisting notice | DocumentSEC ↗ |
Sep 12, 2011 accepted 4:47 PM ET | SEIISHARING ECONOMY INTERNATIONAL INC. | 3.01Delisting notice | DocumentSEC ↗ |
Sep 9, 2011 accepted 8:47 PM ET | ATNIATN International, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Sep 7, 2011 accepted 8:10 PM ET | AGENAGENUS INC | 3.01Delisting notice | DocumentSEC ↗ |
Sep 6, 2011 accepted 9:00 AM ET | NTWKNETSOL TECHNOLOGIES INC | 3.01Delisting notice | DocumentSEC ↗ |
Sep 2, 2011 accepted 5:06 PM ET | CPSSCONSUMER PORTFOLIO SERVICES, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Sep 2, 2011 accepted 4:16 PM ET | ASTCASTROTECH Corp | 3.01Delisting notice | DocumentSEC ↗ |
Aug 31, 2011 accepted 9:26 PM ET | BDCOBLUE DOLPHIN ENERGY CO | 3.01Delisting notice | DocumentSEC ↗ |
Aug 29, 2011 accepted 3:41 PM ET | MGTIMGT CAPITAL INVESTMENTS, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Aug 22, 2011 accepted 1:24 PM ET | PTIXProtagenic Therapeutics, Inc.\new | 3.01Delisting notice | DocumentSEC ↗ |
Aug 19, 2011 accepted 11:49 AM ET | LEELEE ENTERPRISES, Inc | 3.01Delisting notice | DocumentSEC ↗ |
Aug 19, 2011 accepted 9:16 AM ET | GDRZFGOLD RESERVE LTD | 3.01Delisting notice | DocumentSEC ↗ |
Aug 18, 2011 accepted 4:40 PM ET | AMSCAMERICAN SUPERCONDUCTOR CORP /DE/ | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
Aug 15, 2011 accepted 10:49 AM ET | MTEXMANNATECH INC | 3.01Delisting notice | DocumentSEC ↗ |
Aug 9, 2011 accepted 5:02 PM ET | FRHCFreedom Holding Corp. | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
Aug 8, 2011 accepted 5:22 PM ET | ETEnergy Transfer LP | 3.01Delisting notice8.01Other events | DocumentSEC ↗ |
Aug 8, 2011 accepted 5:00 PM ET | LIVELIVE VENTURES Inc | 3.01Delisting notice | DocumentSEC ↗ |
Aug 2, 2011 accepted 10:43 AM ET | ETEnergy Transfer LP | 3.01Delisting notice | DocumentSEC ↗ |
Jul 27, 2011 accepted 4:33 PM ET | XWELXWELL, Inc. | 1.01Material agreement2.03New debt obligation3.01Delisting notice3.02Unregistered equity sale7.01Reg FD disclosure | DocumentSEC ↗ |
Jul 26, 2011 accepted 12:30 PM ET | LOPEGrand Canyon Education, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Jul 25, 2011 accepted 4:30 PM ET | OPHCOptimumBank Holdings, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Jul 25, 2011 accepted 2:43 PM ET | PMCBPharmaCyte Biotech, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Jul 20, 2011 accepted 5:51 PM ET | WMGWarner Music Group Corp. | 2.01Acquisition / disposition3.01Delisting notice3.03Holder rights modified5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Jul 20, 2011 accepted 7:18 PM ET | CAPSCapstone Holding Corp. | 3.01Delisting notice | DocumentSEC ↗ |
Jul 19, 2011 accepted 9:56 AM ET | CFBKCF BANKSHARES INC. | 3.01Delisting notice | DocumentSEC ↗ |
Jul 15, 2011 accepted 9:28 PM ET | BNBXBNB PLUS CORP. | 1.01Material agreement3.01Delisting notice5.02Officer / director change | DocumentSEC ↗ |
Jul 15, 2011 accepted 1:07 PM ET | LEELEE ENTERPRISES, Inc | 2.02Earnings release3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
Jul 12, 2011 accepted 8:06 PM ET | PTIXProtagenic Therapeutics, Inc.\new | 3.01Delisting notice | DocumentSEC ↗ |
Jul 7, 2011 accepted 12:36 AM ET | OESXORION ENERGY SYSTEMS, INC. | 3.01Delisting notice8.01Other events | DocumentSEC ↗ |
Jul 6, 2011 accepted 5:20 PM ET | CPSSCONSUMER PORTFOLIO SERVICES, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Jul 5, 2011 accepted 1:15 PM ET | PRPHProPhase Labs, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Jun 28, 2011 accepted 9:15 PM ET | SIEBSIEBERT FINANCIAL CORP | 3.01Delisting notice | DocumentSEC ↗ |
Jun 27, 2011 accepted 5:25 PM ET | OPHCOptimumBank Holdings, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Jun 21, 2011 accepted 3:43 PM ET | AMSCAMERICAN SUPERCONDUCTOR CORP /DE/ | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
Jun 21, 2011 accepted 12:14 PM ET | GDRZFGOLD RESERVE LTD | 3.01Delisting notice | DocumentSEC ↗ |
Jun 14, 2011 accepted 5:17 PM ET | MGTIMGT CAPITAL INVESTMENTS, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Jun 13, 2011 accepted 8:24 PM ET | BDCOBLUE DOLPHIN ENERGY CO | 3.01Delisting notice | DocumentSEC ↗ |
Jun 10, 2011 accepted 5:00 PM ET | EFSCENTERPRISE FINANCIAL SERVICES CORP | 3.01Delisting notice | DocumentSEC ↗ |
Jun 10, 2011 accepted 3:01 PM ET | AWREAWARE INC /MA/ | 3.01Delisting notice | DocumentSEC ↗ |
Jun 9, 2011 accepted 4:08 PM ET | ARWRARROWHEAD PHARMACEUTICALS, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Jun 6, 2011 accepted 8:58 PM ET | PLUGPLUG POWER INC | 3.01Delisting notice | DocumentSEC ↗ |
Jun 3, 2011 accepted 9:03 PM ET | BDCOBLUE DOLPHIN ENERGY CO | 3.01Delisting notice | DocumentSEC ↗ |