

1,403,529 filings since 2004 · latest accepted Nov 6, 2026, 5:30 PM ET
Priority items usually mark a change in credit, accounting integrity, control or listing status: 1.02 Agreement terminated, 1.03 Bankruptcy, 1.05 Cybersecurity incident, 2.04 Debt acceleration, 2.05 Restructuring costs, 2.06 Impairment, 3.01 Delisting notice, 4.01 Auditor change, 4.02 Non-reliance (restatement), 5.01 Change in control.
| Filed | Company | Items | Filing |
|---|---|---|---|
Jan 21, 2011 accepted 4:20 PM ET | DLHCDLH Holdings Corp. | 3.01Delisting notice | DocumentSEC ↗ |
Jan 20, 2011 accepted 4:07 PM ET | AEHRAEHR TEST SYSTEMS | 3.01Delisting notice |
Source: SEC EDGAR. Same-day filings appear within minutes and are re-checked against SEC's nightly index. Tickers are current listings, so a company's older filings show its ticker today.
Jan 14, 2011 accepted 9:19 PM ET | PMCBPharmaCyte Biotech, Inc. | 8-K/A 3.01Delisting notice4.02Non-reliance (restatement) | DocumentSEC ↗ |
Jan 14, 2011 accepted 12:00 PM ET | AGENAGENUS INC | 3.01Delisting notice | DocumentSEC ↗ |
Jan 13, 2011 accepted 4:11 PM ET | OPHCOptimumBank Holdings, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Jan 13, 2011 accepted 1:20 PM ET | CIXCOMPX INTERNATIONAL INC | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
Jan 12, 2011 accepted 3:40 PM ET | GTIMGood Times Restaurants Inc. | 3.01Delisting notice5.01Change in control | DocumentSEC ↗ |
Jan 10, 2011 accepted 3:55 PM ET | SIEBSIEBERT FINANCIAL CORP | 3.01Delisting notice | DocumentSEC ↗ |
Jan 7, 2011 accepted 8:40 PM ET | EDUCEDUCATIONAL DEVELOPMENT CORP | 3.01Delisting notice | DocumentSEC ↗ |
Jan 5, 2011 accepted 5:30 PM ET | CIXCOMPX INTERNATIONAL INC | 3.01Delisting notice | DocumentSEC ↗ |
Jan 3, 2011 accepted 4:59 PM ET | ANG-PDAmerican National Group Inc. | 3.01Delisting notice5.01Change in control | DocumentSEC ↗ |
Dec 30, 2010 accepted 3:44 PM ET | GTIMGood Times Restaurants Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Dec 29, 2010 accepted 4:31 PM ET | CELHCelsius Holdings, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Dec 27, 2010 accepted 5:22 PM ET | USNAUSANA HEALTH SCIENCES INC | 3.01Delisting notice | DocumentSEC ↗ |
Dec 23, 2010 accepted 10:22 AM ET | CELHCelsius Holdings, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Dec 22, 2010 accepted 9:06 PM ET | USAUU.S. GOLD CORP. | 3.01Delisting notice | DocumentSEC ↗ |
Dec 21, 2010 accepted 4:32 PM ET | OTLCOncotelic Therapeutics, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Dec 21, 2010 accepted 4:00 PM ET | CFBKCF BANKSHARES INC. | 3.01Delisting notice | DocumentSEC ↗ |
Dec 21, 2010 accepted 2:18 PM ET | CARAVIS BUDGET GROUP, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Dec 16, 2010 accepted 5:07 PM ET | INSMINSMED Inc | 3.01Delisting notice | DocumentSEC ↗ |
Dec 15, 2010 accepted 4:24 PM ET | BBDCBarings BDC, Inc. | 3.01Delisting notice8.01Other events | DocumentSEC ↗ |
Dec 14, 2010 accepted 4:11 PM ET | ARWRARROWHEAD PHARMACEUTICALS, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Dec 9, 2010 accepted 4:58 PM ET | HASHASBRO, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Dec 8, 2010 accepted 2:26 PM ET | PLUGPLUG POWER INC | 3.01Delisting notice | DocumentSEC ↗ |
Dec 6, 2010 accepted 12:01 PM ET | CAPRCAPRICOR THERAPEUTICS, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Dec 2, 2010 accepted 4:31 PM ET | DLHCDLH Holdings Corp. | 3.01Delisting notice | DocumentSEC ↗ |
Dec 2, 2010 accepted 4:14 PM ET | PTNPALATIN TECHNOLOGIES INC | 3.01Delisting notice8.01Other events | DocumentSEC ↗ |
Nov 30, 2010 accepted 10:41 AM ET | DOMHDominari Holdings Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Nov 23, 2010 accepted 4:22 PM ET | ORKAOruka Therapeutics, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Nov 22, 2010 accepted 3:08 PM ET | HRTXHERON THERAPEUTICS, INC. /DE/ | 3.01Delisting notice | DocumentSEC ↗ |
Nov 19, 2010 accepted 9:58 PM ET | AURXNuo Therapeutics, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Nov 19, 2010 accepted 10:56 AM ET | LITSLite Strategy, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Nov 17, 2010 accepted 6:18 AM ET | CELHCelsius Holdings, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Nov 12, 2010 accepted 1:00 PM ET | CAPSCapstone Holding Corp. | 3.01Delisting notice | DocumentSEC ↗ |
Nov 10, 2010 accepted 5:24 PM ET | OSGOCTAVE SPECIALTY GROUP INC | 1.03Bankruptcy2.04Debt acceleration3.01Delisting notice8.01Other events | DocumentSEC ↗ |
Nov 9, 2010 accepted 4:15 PM ET | ACADACADIA PHARMACEUTICALS INC | 2.02Earnings release3.01Delisting notice | DocumentSEC ↗ |
Nov 4, 2010 accepted 4:35 PM ET | TREELendingTree, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Nov 1, 2010 accepted 5:11 PM ET | TREELendingTree, Inc. | 3.01Delisting notice5.02Officer / director change | DocumentSEC ↗ |
Nov 1, 2010 accepted 4:53 PM ET | CYANCYANOTECH CORP | 3.01Delisting notice5.02Officer / director change | DocumentSEC ↗ |
Oct 28, 2010 accepted 8:00 AM ET | SBFGSB FINANCIAL GROUP, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Oct 26, 2010 accepted 6:16 PM ET | MUXMcEwen Inc. | 3.01Delisting notice8.01Other events | DocumentSEC ↗ |
Oct 22, 2010 accepted 4:44 PM ET | TIPTTIPTREE INC. | 8-K/A 3.01Delisting notice | DocumentSEC ↗ |
Oct 20, 2010 accepted 4:04 PM ET | GSATGlobalstar, Inc. | 3.01Delisting notice8.01Other events | DocumentSEC ↗ |
Oct 14, 2010 accepted 2:15 PM ET | CODICompass Diversified Holdings | 3.01Delisting notice | DocumentSEC ↗ |
Oct 12, 2010 accepted 4:18 PM ET | ANFABERCROMBIE & FITCH CO /DE/ | 3.01Delisting notice | DocumentSEC ↗ |
Oct 4, 2010 accepted 10:56 PM ET | IHTINNSUITES HOSPITALITY TRUST | 3.01Delisting notice | DocumentSEC ↗ |
Oct 1, 2010 accepted 5:00 PM ET | UALUnited Airlines Holdings, Inc. | 1.01Material agreement2.01Acquisition / disposition3.01Delisting notice5.02Officer / director change5.03Bylaws / fiscal year7.01Reg FD disclosure | DocumentSEC ↗ |
Sep 30, 2010 accepted 6:21 PM ET | JOBGEE Group Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Sep 30, 2010 accepted 4:06 PM ET | CREXCREATIVE REALITIES, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Sep 30, 2010 accepted 8:15 AM ET | MAINMain Street Capital CORP | 3.01Delisting notice8.01Other events | DocumentSEC ↗ |